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The (POGO) Blog

April 10, 2014

By Michael Smallberg

Retiring SEC Lawyer: Revolving Door Causes Weak Enforcement



SEC Seal A longtime lawyer at the Securities and Exchange Commission says that senior agency officials have been more interested in advancing their careers in the corporate world than in policing it aggressively, according to remarks prepared for the lawyer’s recen

Continue Reading Retiring SEC Lawyer: Revolving Door Causes Weak Enforcement

Topics: Financial Sector

February 7, 2014

By Michael Smallberg

Head of SEC Given Waiver to Oversee Past Client



Mary Jo White Mary Jo White, the head of the Securities and Exchange Commission (SEC), will be allowed to oversee her former client, Credit Suisse, according to a new ethics waiver the U.S. Office of Government Ethics posted to its website this week.

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Topics: Financial Sector

January 7, 2014

By Michael Smallberg

SEC Finally Finalizes a Revolving Door Rule



Revolving Door Closed After backtracking from a promise to tighten restrictions on its revolving door, the Securities and Exchange Commission is again moving forward with plans to close a loophole in federal ethics rules for senior employees who leave the agency.

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Topics: Financial Sector

December 16, 2013

By Avery Kleinman

‘Hedge Hogs’ Gives Inside Look at Wall Street’s Outrageous Behavior



Barbara Dreyfuss In Hedge Hogs: The Cowboy Traders Behind Wall Street’s Largest Hedge Fund Disaster, Barbara Dreyfuss uses her investigative and analytic skills to give readers an insider look at the high-stakes, high-ego culture of Wall Street.

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Topics: Financial Sector

December 6, 2013

By Michael Smallberg

Court to Consider Secret Regulation of Wall Street



FINRA The public has a right to know how the government polices the Financial Industry Regulatory Authority (FINRA), an industry-funded self-regulatory group, according to an amicus brief filed this week by POGO and its allies.

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Topics: Financial Sector

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Podcast: Exploring Transparency for Oil and Gas Extraction

Mia Steinle talks about POGO's involvement in the Extractive Industries Transparency Initiative (EITI) and the hurdles to increased transparency for oil, gas and hard rock minerals here in the U.S.