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The (POGO) Blog

October 12, 2012

By Michael Smallberg

SEC Watchdog Finds Recordkeeping in Disarray



Financial Oversight The Securities and Exchange Commission (SEC)—a federal regulator that polices recordkeeping on Wall Street, among other things—has failed to properly handle its own records, according to a recent audit by the agency's inspector general (IG).

Continue Reading SEC Watchdog Finds Recordkeeping in Disarray

Topics: Financial Sector

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