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The (POGO) Blog

February 10, 2016

By Neil Gordon

Divided Loyalty: Financial Industry Fights To Keep Its Interests Ahead of Investors'



IRA Retirement Taxes Calculator 120 It took almost six years, but the government is set to issue a rule that will increase transparency and accountability in financial advice given to retirement savers.

Continue Reading Divided Loyalty: Financial Industry Fights To Keep Its Interests Ahead of Investors'

Topics: Financial Sector, Contract Oversight

August 12, 2015

By Michael Smallberg

SEC Stands Up for Whistleblowers



Security Exchange Commission Whistleblower The Securities and Exchange Commission (SEC) has issued guidance to clarify that employees in the corporate world are entitled to protections against retaliation even if they only blow the whistle internally to their employers.

Continue Reading SEC Stands Up for Whistleblowers

Topics: Whistleblower Protections, Financial Sector

July 23, 2015

By Daniel Shlien

Dodd-Frank Turns Five; Too Soon to Celebrate?



President Obama Signs Dodd Frank The Dodd-Frank Act turns five this week. POGO's review of the law's implementation at one agency shows that the anniversary is full of both promise and disappointment.

Continue Reading Dodd-Frank Turns Five; Too Soon to Celebrate?

Topics: Financial Sector

January 14, 2015

By Michael Smallberg

SEC Chair Got Waiver to Oversee Wall Street Law Firm



Mary Jo White Mary Jo White, the head of the Securities and Exchange Commission, was granted a waiver last year allowing her to oversee a major corporate law firm that was also a former client of hers.

Continue Reading SEC Chair Got Waiver to Oversee Wall Street Law Firm

Topics: Financial Sector

November 21, 2014

By Michael Smallberg

Treasury Nominee Eligible for “Revolving Door” Rewards



Financial Oversight Antonio Weiss, President Obama’s nominee for a senior post at the Treasury Department, could receive a variety of financial benefits from his current Wall Street employer if he’s confirmed for the position, according to newly posted ethics records.

Continue Reading Treasury Nominee Eligible for “Revolving Door” Rewards

Topics: Financial Sector

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