Skip to Main Content
Project on Government Oversight

Data

Each entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.

ANALYSIS: See POGO's reports, blog posts, and other work on the SEC revolving door
METHODOLOGY:
How POGO organized the information and assembled the database

Full Name Former Division/Office Former Title New Employer Date of Resignation Date of Statement
Addleman, KitRegional Office Regional Director Haynes and Boone, LLP 10/09/09 03/28/11
Addleman, KitRegional Office Regional Director Haynes and Boone, LLP 10/09/09 01/19/11
Addleman, KitRegional Office Regional Director Haynes and Boone, LLP 10/09/09 08/03/11
Addleman, KitRegional Office Regional Director Haynes and Boone, LLP 10/09/09 01/19/11
Addleman, KitRegional Office Regional Director Haynes and Boone, LLP 10/09/09 12/23/10
Addleman, KitRegional Office Regional Director Haynes and Boone, LLP 10/09/09 02/28/11
Addleman, KitRegional Office Regional Director Haynes and Boone, LLP 10/09/09 04/27/11
Addleman, KitRegional Office Regional Director Haynes and Boone, LLP 10/09/09 06/30/11
Addleman, KitRegional Office Regional Director Haynes and Boone, LLP 10/09/09 12/30/10
Addleman, KitRegional Office Regional Director Haynes and Boone, LLP 10/09/09 09/27/11
Addleman, KitRegional Office Regional Director Haynes and Boone, LLP 10/09/09 09/30/11
Albert, Ross A.Enforcement Senior Special Counsel Morris, Manning & Martin, LLP 09/14/01 12/16/02
Albert, Ross A.Enforcement Senior Special Counsel Morris, Manning & Martin, LLP 09/14/01 11/30/01
Albert, Ross A.Enforcement Senior Special Counsel Morris, Manning & Martin, LLP 09/14/01 01/23/02
Albrecht, Lauren E.Regional Office Senior Counsel Fidelity Investments 08/27/04 12/02/04
Albrecht, Lauren E.Regional Office Senior Counsel Fidelity Investments 08/27/04 05/12/05
Albrecht, PatriciaTrading and Markets Special Counsel National Association of Securities Dealers, Inc. 06/01/02 03/11/03
Albrecht, Lauren E.Regional Office Senior Counsel Fidelity Investments 08/27/04 12/02/04
Albrecht, PatriciaTrading and Markets Special Counsel National Association of Securities Dealers, Inc. 06/01/02 10/02/02
Albrecht, Lauren E.Regional Office Senior Counsel Fidelity Investments 08/27/04 05/02/05
Albrecht, Lauren E.Regional Office Senior Counsel Fidelity Investments 08/27/04 04/26/05
Albrecht, Lauren E.Regional Office Senior Counsel Fidelity Investments 08/27/04 12/02/04
Albrecht, Lauren E.Regional Office Senior Counsel Fidelity Investments 08/27/04 12/02/04
Alkema, D. DouglasChief Accountant Professional Accounting Fellow Deloitte LLP 06/11/04 12/14/05
Alkema, D. DouglasChief Accountant Professional Accounting Fellow Deloitte LLP 06/11/04 08/13/04
Alkema, D. DouglasChief Accountant Professional Accounting Fellow Deloitte LLP 06/11/04 05/01/06
Alkema, D. DouglasChief Accountant Professional Accounting Fellow Deloitte LLP 06/11/04 02/13/06
Anderson, Douglas A.Regional Office Compliance Examiner Canyon Capital Advisors LLC and Canyon Capital Realty Advisors LLC 02/25/05 07/20/05
Attar, Mark M.Trading and Markets Special Counsel Schiff Hardin LLP 05/20/05 09/22/05
Attar, Mark M.Trading and Markets Special Counsel Schiff Hardin LLP 05/20/05 08/31/05
Babits, Joseph P.Corporation Finance Special Counsel Royal Dutch Shell, PLC 08/02/05 08/30/05
Bachenheimer, Doria G.Enforcement Assistant Regional Director TIAA-CREF 08/14/08 04/16/09
Bailey, Jr., Andrew D.Chief Accountant Deputy Chief Accountant Grant Thornton LLP 12/10/05 03/06/07
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 01/20/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 02/10/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 05/12/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 07/12/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 03/19/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 05/19/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 06/28/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 08/10/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 09/30/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 03/05/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 05/06/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 06/17/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 09/18/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 09/22/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 10/15/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 11/03/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 02/10/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 02/10/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 04/12/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 06/28/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 10/25/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 08/13/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 02/10/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 03/05/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 06/26/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 01/20/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 10/28/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 09/22/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 02/10/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 03/17/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 07/12/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 10/01/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 11/15/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 02/24/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 03/03/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 05/27/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 06/13/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 07/03/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 10/30/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 01/20/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 09/18/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 01/20/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 05/12/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 10/25/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 04/13/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 06/13/03
Barrysmith, MarkChief Accountant Professional Accounting Fellow KPMG LLP 07/11/08 09/24/09
Batinich, Nicholas M.Regional Office Securities Compliance Examiner ACA Compliance Group 10/21/05 05/07/07
Bazley, Mathew C.Corporation Finance Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 02/24/06 03/29/06
Bazley, Mathew C.Corporation Finance Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 02/24/06 10/04/06
Beaudreault, Lindi L.Enforcement Senior Counsel LeClair Ryan 04/25/03 05/06/03
Beaudreault, Lindi L.Enforcement Senior Counsel LeClair Ryan 04/25/03 10/29/03
Beaudreault, Lindi L.Enforcement Senior Counsel LeClair Ryan 04/25/03 11/10/03
Beaudreault, Lindi L.Enforcement Senior Counsel LeClair Ryan 04/25/03 06/22/04
Beaudreault, Lindi L.Enforcement Senior Counsel LeClair Ryan 04/25/03 05/01/03
Beaudreault, Lindi L.Enforcement Senior Counsel LeClair Ryan 04/25/03 04/16/04
Beaudreault, Lindi L.Enforcement Senior Counsel LeClair Ryan 04/25/03 08/12/04
Beaudreault, Lindi L.Enforcement Senior Counsel LeClair Ryan 04/25/03 10/08/03
Beaudreault, Lindi L.Enforcement Senior Counsel LeClair Ryan 04/25/03 11/20/03
Beaudreault, Lindi L.Enforcement Senior Counsel LeClair Ryan 04/25/03 05/28/04
Beaudreault, Lindi L.Enforcement Senior Counsel LeClair Ryan 04/25/03 03/24/05
Beaudreault, Lindi L.Enforcement Senior Counsel LeClair Ryan 04/25/03 07/31/03
Becker, David M.General Counsel General Counsel Cleary Gottlieb Steen & Hamilton LLP 05/07/02 12/02/03
Becker, David M.General Counsel General Counsel Cleary Gottlieb Steen & Hamilton LLP 05/07/02 09/29/03
Becker, David M.General Counsel General Counsel Cleary Gottlieb Steen & Hamilton LLP 05/07/02 05/08/03
Becker, David M.General Counsel General Counsel Cleary Gottlieb Steen & Hamilton LLP 05/07/02 05/08/03
Becker, David M.General Counsel General Counsel Cleary Gottlieb Steen & Hamilton LLP 05/07/02 05/08/03
Beller, AlanCorporation Finance Director Cleary Gottlieb Steen & Hamilton LLP 02/24/06 06/27/07
Beller, Matthew A.Regional Office Examiner GPS Partners LLC 03/01/08 03/03/08
Berger, Paul R.Enforcement Associate Director Debevoise & Plimpton LLP 05/31/06 06/12/07
Berger, Paul R.Enforcement Associate Director Debevoise & Plimpton LLP 05/31/06 11/20/07
Berger, Paul R.Enforcement Associate Director Debevoise & Plimpton LLP 05/31/06 06/12/07
Berger, Paul R.Enforcement Associate Director Debevoise & Plimpton LLP 05/31/06 06/07/07
Berger, Paul R.Enforcement Associate Director Debevoise & Plimpton LLP 05/31/06 06/04/07
Bergmann, Larry E.Trading and Markets Senior Associate Director Willkie Farr & Gallagher LLP 01/03/06 07/09/07
Bergmann, Larry E.Trading and Markets Senior Associate Director Willkie Farr & Gallagher LLP 01/03/06 05/11/07
Bergmann, Larry E.Trading and Markets Senior Associate Director Willkie Farr & Gallagher LLP 01/03/06 01/05/07
Bergmann, Larry E.Trading and Markets Senior Associate Director Willkie Farr & Gallagher LLP 01/03/06 02/09/07
Bergmann, Larry E.Trading and Markets Senior Associate Director Willkie Farr & Gallagher LLP 01/03/06 06/04/07
Bergmann, Larry E.Trading and Markets Senior Associate Director Willkie Farr & Gallagher LLP 01/03/06 01/02/07
Bergmann, Larry E.Trading and Markets Senior Associate Director Willkie Farr & Gallagher LLP 01/03/06 06/05/07
Berman, JenniferInvestment Management Staff Attorney Shearman & Sterling LLP 06/01/03 08/12/04
Berry, William G.Enforcement Staff Attorney Quinn Emanuel Urquhart Oliver & Hedges, LLP 10/10/08 06/09/09
Berry, William G.Enforcement Staff Attorney Quinn Emanuel Urquhart Oliver & Hedges, LLP 10/10/08 01/14/09
Bieber, Tammy P.Chief Accountant Attorney-Advisor Shearman & Sterling LLP 06/01/07 12/10/07
Bieber, Tammy P.Chief Accountant Attorney-Advisor Shearman & Sterling LLP 06/01/07 09/17/07
Bieber, Tammy P.Chief Accountant Attorney-Advisor Shearman & Sterling LLP 06/01/07 04/08/08
Black, Scott L.Enforcement Assistant Regional Director Hudson Bay Capital Management, LP 09/30/10 10/20/10
Black, Scott L.Enforcement Assistant Regional Director Hudson Bay Capital Management, LP 09/30/10 10/20/10
Blackley, Richard ScottChief Accountant Professional Accounting Fellow KPMG LLP 06/06/02 03/14/03
Blackley, Richard ScottChief Accountant Professional Accounting Fellow KPMG LLP 06/06/02 03/21/03
Blackley, Richard ScottChief Accountant Professional Accounting Fellow KPMG LLP 06/06/02 09/23/02
Blackley, Richard ScottChief Accountant Professional Accounting Fellow KPMG LLP 06/06/02 02/12/03
Blackley, Richard ScottChief Accountant Professional Accounting Fellow KPMG LLP 06/06/02 02/14/03
Blackley, Richard ScottChief Accountant Professional Accounting Fellow KPMG LLP 06/06/02 03/25/03
Blackley, Richard ScottChief Accountant Professional Accounting Fellow KPMG LLP 06/06/02 02/12/03
Blackley, Richard ScottChief Accountant Professional Accounting Fellow KPMG LLP 06/06/02 08/08/02
Blake, Madeleine M.Regional Office Senior Special Counsel Greenberg Traurig LLP 09/30/06 05/10/07
Bloch, David P.Enforcement Assistant Chief Litigation Counsel LECG, LLC 07/23/04 06/24/05
Bondi, Bradley JosephCommissioner Troy Paredes Counsel Cadwalader, Wickersham & Taft LLP 11/30/10 05/02/11
Bondi, Bradley JosephCommissioner Troy Paredes Counsel Cadwalader, Wickersham & Taft LLP 11/30/10 05/07/11
Bondi, Bradley JosephCommissioner Troy Paredes Counsel Cadwalader, Wickersham & Taft LLP 11/30/10 04/14/11
Bondi, Bradley JosephCommissioner Troy Paredes Counsel Cadwalader, Wickersham & Taft LLP 11/30/10 05/02/11
Bondi, Bradley JosephCommissioner Troy Paredes Counsel Cadwalader, Wickersham & Taft LLP 11/30/10 03/02/11
Bondi, Bradley JosephCommissioner Troy Paredes Counsel Cadwalader, Wickersham & Taft LLP 11/30/10 03/11/11
Bondi, Bradley JosephCommissioner Troy Paredes Counsel Cadwalader, Wickersham & Taft LLP 11/30/10 03/02/11
Bondi, Bradley JosephCommissioner Troy Paredes Counsel Cadwalader, Wickersham & Taft LLP 11/30/10 07/20/11
Braganca, Celiza P.Enforcement Branch Chief Ungaretti & Harris 05/31/02 08/30/02
Braganca, Celiza P.Enforcement Branch Chief Sperling & Slater 05/31/02 03/30/04
Braganca, Celiza P.Enforcement Branch Chief Sperling & Slater 05/31/02 02/26/04
Braswell, Mark K.Enforcement Branch Chief Venable LLP 09/11/03 12/18/03
Breheny, Brian V.Corporation Finance Deputy Director Skadden, Arps, Slate, Meagher & Flom LLP 09/03/10 09/06/11
Breheny, Brian V.Corporation Finance Deputy Director Skadden, Arps, Slate, Meagher & Flom LLP 09/03/10 09/19/11
Breheny, Brian V.Corporation Finance Deputy Director Skadden, Arps, Slate, Meagher & Flom LLP 09/03/10 09/07/11
Bresnan, Peter H.Enforcement Deputy Director Simpson Thacher & Bartlett LLP 12/05/07 08/05/09
Bresnan, Peter H.Enforcement Deputy Director Simpson Thacher & Bartlett LLP 12/05/07 09/04/09
Bresnan, Peter H.Enforcement Deputy Director Simpson Thacher & Bartlett LLP 12/05/07 11/16/09
Bresnan, Peter H.Enforcement Deputy Director Simpson Thacher & Bartlett LLP 12/05/07 09/04/09
Bresnan, Peter H.Enforcement Deputy Director Simpson Thacher & Bartlett LLP 12/05/07 09/23/09
Bresnan, Peter H.Enforcement Deputy Director Simpson Thacher & Bartlett LLP 12/05/07 03/26/10
Bresnan, Peter H.Enforcement Deputy Director Simpson Thacher & Bartlett LLP 12/05/07 08/05/09
Bresnan, Peter H.Enforcement Deputy Director Simpson Thacher & Bartlett LLP 12/05/07 02/03/09
Bresnan, Peter H.Enforcement Deputy Director Simpson Thacher & Bartlett LLP 12/05/07 05/07/09
Bresnan, Peter H.Enforcement Deputy Director Simpson Thacher & Bartlett LLP 12/05/07 05/07/09
Bresnan, Peter H.Enforcement Deputy Director Simpson Thacher & Bartlett LLP 12/05/07 02/03/09
Bresnan, Peter H.Enforcement Deputy Director Simpson Thacher & Bartlett LLP 12/05/07 02/03/09
Bridwell, CraigRegional Office Extern Morrison & Foerster LLP 05/01/05 03/03/06
Brown, Adam L.Chief Accountant Professional Accounting Fellow BDO Seidman, LLP 06/12/09 10/28/09
Brown, Adam L.Chief Accountant Professional Accounting Fellow BDO Seidman, LLP 06/12/09 10/28/09
Bruch, Gregory S.Enforcement Assistant Director Foley & Lardner 10/05/01 03/22/02
Bruch, Gregory S.Enforcement Assistant Director Foley & Lardner 10/05/01 09/08/03
Bruch, Gregory S.Enforcement Assistant Director Foley & Lardner 10/05/01 10/16/02
Bruch, Gregory S.Enforcement Assistant Director Foley & Lardner 10/05/01 11/01/01
Bruch, Gregory S.Enforcement Assistant Director Foley & Lardner 10/05/01 02/26/02
Bruch, Gregory S.Enforcement Assistant Director Foley & Lardner 10/05/01 11/02/01
Bruch, Gregory S.Enforcement Assistant Director Foley & Lardner 10/05/01 01/16/02
Bruch, Gregory S.Enforcement Assistant Director Foley & Lardner 10/05/01 09/08/03
Bruch, Gregory S.Enforcement Assistant Director Foley & Lardner 10/05/01 07/11/02
Bruch, Gregory S.Enforcement Assistant Director Foley & Lardner 10/05/01 02/26/02
Bruch, Gregory S.Enforcement Assistant Director Foley & Lardner 10/05/01 11/02/01
Bruch, Gregory S.Enforcement Assistant Director Foley & Lardner 10/05/01 01/17/02
Bruch, Gregory S.Enforcement Assistant Director Foley & Lardner 10/05/01 04/26/02
Bruch, Gregory S.Enforcement Assistant Director Foley & Lardner 10/05/01 01/08/03
Bruno, ChristopherEnforcement Senior Counsel Bruno & Degenhardt, P.C. 08/09/02 09/27/02
Burke, Samuel L.Chief Accountant Associate Chief Accountant PricewaterhouseCoopers LLP 06/13/03 08/07/03
Burke, Samuel L.Chief Accountant Associate Chief Accountant PricewaterhouseCoopers LLP 06/13/03 10/19/03
Burke, Samuel L.Chief Accountant Associate Chief Accountant PricewaterhouseCoopers LLP 06/13/03 09/12/03
Burns, Robert E.Chief Accountant Chief Counsel Center for Audit Quality 04/30/07 06/25/07
Burns, Robert E.Chief Accountant Chief Counsel Center for Audit Quality 04/30/07 01/17/08
Burns, Robert E.Chief Accountant Chief Counsel Center for Audit Quality 04/30/07 06/06/07
Campion, Kevin J.Trading and Markets Attorney Sidley Austin LLP 07/19/04 10/18/04
Campion, Kevin J.Trading and Markets Attorney Sidley Austin LLP 07/19/04 12/03/04
Campos, Roel C.Commissioner Roel C. Campos Commissioner Cooley Godward Kronish 09/12/07 12/11/08
Capone, John S.Investment Management Chief Accountant Arthur Andersen LLP 03/29/01 01/02/02
Carlin, Wayne M.Regional Office Regional Director Wachtell, Lipton, Rosen & Katz 01/23/04 03/16/05
Carlin, Wayne M.Regional Office Regional Director Wachtell, Lipton, Rosen & Katz 01/23/04 01/25/05
Carlin, Wayne M.Regional Office Regional Director Wachtell, Lipton, Rosen & Katz 01/23/04 03/30/05
Carlin, Wayne M.Regional Office Regional Director Wachtell, Lipton, Rosen & Katz 01/23/04 01/26/05
Carlin, Wayne M.Regional Office Regional Director Wachtell, Lipton, Rosen & Katz 01/23/04 01/25/05
Carlin, Wayne M.Regional Office Regional Director Wachtell, Lipton, Rosen & Katz 01/23/04 02/11/05
Carlin, Wayne M.Regional Office Regional Director Wachtell, Lipton, Rosen & Katz 01/23/04 01/10/06
Carney, Eva MarieGeneral Counsel Assistant General Counsel Richards Spears Kibbe & Orbe LLP 10/31/03 07/06/04
Carney, Eva MarieGeneral Counsel Assistant General Counsel Richards Spears Kibbe & Orbe LLP 10/31/03 12/19/03
Carney, Eva MarieGeneral Counsel Assistant General Counsel Richards Spears Kibbe & Orbe LLP 10/31/03 01/03/05
Carney, Eva MarieGeneral Counsel Assistant General Counsel Richards Spears Kibbe & Orbe LLP 10/31/03 05/20/05
Carney, Eva MarieGeneral Counsel Assistant General Counsel Richards Spears Kibbe & Orbe LLP 10/31/03 03/19/04
Carney, Eva MarieGeneral Counsel Assistant General Counsel Richards Spears Kibbe & Orbe LLP 10/31/03 06/30/04
Carney, Eva MarieGeneral Counsel Assistant General Counsel Richards Spears Kibbe & Orbe LLP 10/31/03 12/19/03
Carpenter, Ashley W.Chief Accountant Professional Accounting Fellow Deloitte LLP 09/12/08 06/23/09
Carpenter, Ashley W.Chief Accountant Professional Accounting Fellow Deloitte LLP 09/12/08 11/18/08
Carpenter, Ashley W.Chief Accountant Professional Accounting Fellow Deloitte LLP 09/12/08 03/25/09
Carpenter, Ashley W.Chief Accountant Professional Accounting Fellow Deloitte LLP 09/12/08 02/20/09
Carreiro, Lynne M.Regional Office Securities Compliance Examiner ACA Compliance Group 01/03/05 01/17/05
Carreiro, Lynne M.Regional Office Securities Compliance Examiner ACA Compliance Group 01/03/05 07/19/06
Casey, Sean PatrickEnforcement Senior Counsel Skadden, Arps, Slate, Meagher & Flom LLP 10/04/02 10/22/02
Casey, Sean PatrickEnforcement Senior Counsel Skadden, Arps, Slate, Meagher & Flom LLP 10/04/02 12/16/02
Casey, Sean PatrickEnforcement Senior Counsel Skadden, Arps, Slate, Meagher & Flom LLP 10/04/02 04/16/03
Casey, Sean PatrickEnforcement Senior Counsel Skadden, Arps, Slate, Meagher & Flom LLP 10/04/02 01/08/03
Casey, Sean PatrickEnforcement Senior Counsel Skadden, Arps, Slate, Meagher & Flom LLP 10/04/02 12/20/02
Caverly, Lauren AlbrechtRegional Office Senior Counsel Fidelity Investments 08/27/04 05/11/06
Cellupica, Paul G.Investment Management Assistant Director MetLife, Inc. 12/01/04 10/31/05
Cellupica, Paul G.Investment Management Assistant Director MetLife, Inc. 12/01/04 12/23/04
Cellupica, Paul G.Investment Management Assistant Director MetLife, Inc. 12/01/04 04/25/05
Cellupica, Paul G.Investment Management Assistant Director MetLife, Inc. 12/01/04 08/29/06
Cellupica, Paul G.Investment Management Assistant Director MetLife, Inc. 12/01/04 01/27/06
Cellupica, Paul G.Investment Management Assistant Director MetLife, Inc. 12/01/04 05/31/06
Cellupica, Paul G.Investment Management Assistant Director MetLife, Inc. 12/01/04 01/30/06
Cellupica, Paul G.Investment Management Assistant Director MetLife, Inc. 12/01/04 12/20/04
Cellupica, Paul G.Investment Management Assistant Director MetLife, Inc. 12/01/04 01/12/05
Chatfield, Christopher J.Enforcement Senior Counsel Merrill Lynch 01/13/06 04/10/06
Chatfield, Christopher J.Enforcement Senior Counsel Merrill Lynch 01/13/06 02/08/06
Chatfield, Christopher J.Enforcement Senior Counsel Merrill Lynch 01/13/06 03/29/06
Chatfield, Christopher J.Enforcement Senior Counsel Merrill Lynch 01/13/06 02/22/06
Chatfield, Christopher J.Enforcement Senior Counsel Merrill Lynch 01/13/06 02/21/06
Chatfield, Christopher J.Enforcement Senior Counsel Merrill Lynch 01/13/06 01/26/06
Chatfield, Christopher J.Enforcement Senior Counsel Merrill Lynch 01/13/06 02/14/06
Chung, Christine S.Enforcement Branch Chief Testa, Hurwitz & Thibeault, LLP 07/14/01 02/28/02
Chung, Christine S.Enforcement Branch Chief Testa, Hurwitz & Thibeault, LLP 07/14/01 02/27/02
Chung, Christine S.Enforcement Branch Chief Testa, Hurwitz & Thibeault, LLP 07/14/01 08/02/01
Cohen, Alexander F.Chairman Christopher Cox Deputy Chief of Staff Latham & Watkins LLP 12/20/08 04/21/10
Cohen, Alexander F.Chairman Christopher Cox Deputy Chief of Staff Latham & Watkins LLP 12/20/08 06/29/10
Cohen, Alexander F.Chairman Christopher Cox Deputy Chief of Staff Latham & Watkins LLP 12/20/08 10/25/10
Cohen, Alexander F.Chairman Christopher Cox Deputy Chief of Staff Latham & Watkins LLP 12/20/08 05/13/10
Cohen, Alexander F.Chairman Christopher Cox Deputy Chief of Staff Latham & Watkins LLP 12/20/08 09/15/10
Cohen, Alexander F.Chairman Christopher Cox Deputy Chief of Staff Latham & Watkins LLP 12/20/08 05/11/10
Cohen, Alexander F.Chairman Christopher Cox Deputy Chief of Staff Latham & Watkins LLP 12/20/08 04/15/10
Colby, Robert L.D.Trading and Markets Deputy Director Davis Polk & Wardwell LLP 02/20/09 07/13/10
Colby, Robert L.D.Trading and Markets Deputy Director Davis Polk & Wardwell LLP 02/20/09 04/19/10
Colby, Robert L.D.Trading and Markets Deputy Director Davis Polk & Wardwell LLP 02/20/09 07/08/10
Colby, Robert L.D.Trading and Markets Deputy Director Davis Polk & Wardwell LLP 02/20/09 11/12/10
Colby, Robert L.D.Trading and Markets Deputy Director Davis Polk & Wardwell LLP 02/20/09 03/11/10
Colby, Robert L.D.Trading and Markets Deputy Director Davis Polk & Wardwell LLP 02/20/09 05/19/10
Colby, Robert L.D.Trading and Markets Deputy Director Davis Polk & Wardwell LLP 02/20/09 05/19/10
Colby, Robert L.D.Trading and Markets Deputy Director Davis Polk & Wardwell LLP 02/20/09 05/21/10
Colby, Robert L.D.Trading and Markets Deputy Director Davis Polk & Wardwell LLP 02/20/09 04/30/10
Colby, Robert L.D.Trading and Markets Deputy Director Davis Polk & Wardwell LLP 02/20/09 04/27/10
Colby, Robert L.D.Trading and Markets Deputy Director Davis Polk & Wardwell LLP 02/20/09 11/09/10
Colby, Robert L.D.Trading and Markets Deputy Director Davis Polk & Wardwell LLP 02/20/09 07/22/10
Comerford, Robert J.Chief Accountant Professional Accounting Fellow Deloitte LLP 06/03/05 02/08/07
Comerford, Robert J.Chief Accountant Professional Accounting Fellow Deloitte LLP 06/03/05 02/12/07
Cooke, ChristopherEnforcement Branch Chief Cooke Kobrick & Wu LLP 03/05/04 01/10/05
Cooke, ChristopherEnforcement Branch Chief Cooke Kobrick & Wu LLP 03/05/04 08/03/04
Corcoran, Joseph P.Trading and Markets Special Counsel Schiff Hardin LLP 07/30/04 08/31/05
Corcoran, Joseph P.Trading and Markets Special Counsel Schiff Hardin LLP 07/30/04 08/31/05
Councill, Stephen D.Enforcement Branch Chief Rogers & Hardin LLP 07/12/03 11/02/04
Councill, Stephen D.Enforcement Branch Chief Rogers & Hardin LLP 07/12/03 11/21/03
Councill, Stephen D.Enforcement Branch Chief Rogers & Hardin LLP 07/12/03 03/09/04
Councill, Stephen D.Enforcement Branch Chief Rogers & Hardin LLP 07/12/03 01/12/04
Craine, Patrick K.Enforcement Staff Attorney Munsch Hardt Kopf & Harr, P.C. 06/23/05 04/11/06
Craine, Patrick K.Enforcement Staff Attorney Munsch Hardt Kopf & Harr, P.C. 06/23/05 07/26/05
Craine, Patrick K.Enforcement Staff Attorney Munsch Hardt Kopf & Harr, P.C. 06/23/05 06/30/05
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Holland & Knight LLP 07/14/01 11/30/01
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Holland & Knight LLP 07/14/01 11/05/01
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Holland & Knight LLP 07/14/01 10/10/01
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Holland & Knight LLP 07/14/01 12/06/01
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Pepper Hamilton LLP 07/14/01 02/02/02
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Holland & Knight LLP 07/14/01 12/27/01
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Pepper Hamilton LLP 07/14/01 06/25/03
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Holland & Knight LLP 07/14/01 07/31/01
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Holland & Knight LLP 07/14/01 10/25/01
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Holland & Knight LLP 07/14/01 07/31/01
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Pepper Hamilton LLP 07/14/01 10/10/02
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Pepper Hamilton LLP 07/14/01 06/17/02
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Pepper Hamilton LLP 07/14/01 05/07/02
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Pepper Hamilton LLP 07/14/01 10/18/02
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Pepper Hamilton LLP 07/14/01 06/18/02
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Pepper Hamilton LLP 07/14/01 08/26/02
Currier, G. WilliamEnforcement Assistant Director White & Case LLP 03/04/05 04/08/05
Currier, G. WilliamEnforcement Assistant Director White & Case LLP 03/04/05 03/03/06
Currier, G. WilliamEnforcement Assistant Director White & Case LLP 03/04/05 03/03/06
Currier, G. WilliamEnforcement Assistant Director White & Case LLP 03/04/05 09/22/05
Currier, G. WilliamEnforcement Assistant Director White & Case LLP 03/04/05 09/20/05
Curtis, George B.Enforcement Deputy Director Gibson, Dunn & Crutcher LLP 12/04/09 04/04/11
Curtis, George B.Enforcement Deputy Director Gibson, Dunn & Crutcher LLP 12/04/09 11/19/10
Curtis, George B.Enforcement Deputy Director Gibson, Dunn & Crutcher LLP 12/04/09 04/13/11
Cutler, Christopher M.Enforcement Senior Counsel Sutherland Asbill & Brennan LLP 06/19/03 06/26/03
Cutler, Christopher M.Enforcement Senior Counsel Sutherland Asbill & Brennan LLP 06/19/03 06/26/03
Cutler, Christopher M.Enforcement Senior Counsel Sutherland Asbill & Brennan LLP 06/19/03 07/29/03
Cutler, Stephen M.Enforcement Director Wilmer Cutler Pickering Hale and Dorr LLP 05/18/05 05/24/06
Cutler, Stephen M.Enforcement Director Wilmer Cutler Pickering Hale and Dorr LLP 05/18/05 05/22/06
Cutler, Stephen M.Enforcement Director Wilmer Cutler Pickering Hale and Dorr LLP 05/18/05 05/16/06
Cutler, Stephen M.Enforcement Director Wilmer Cutler Pickering Hale and Dorr LLP 05/18/05 05/25/06
Cutler, Christopher M.Enforcement Senior Counsel Sutherland Asbill & Brennan LLP 06/19/03 09/02/03
Dallianis, Diane L.Regional Office Attorney-Advisor Diane Dallianis 03/16/07 04/11/07
Darling, Carrie H.Corporation Finance Attorney Sheppard, Mullin, Richter & Hampton LLP 03/03/06 08/08/07
Darling, Carrie H.Corporation Finance Attorney Sheppard, Mullin, Richter & Hampton LLP 03/03/06 12/27/07
Darling, Carrie H.Corporation Finance Attorney Sheppard, Mullin, Richter & Hampton LLP 03/03/06 07/18/07
Darling, Carrie H.Corporation Finance Attorney Sheppard, Mullin, Richter & Hampton LLP 03/03/06 07/11/07
Darling, Carrie H.Corporation Finance Attorney Sheppard, Mullin, Richter & Hampton LLP 03/03/06 11/05/08
Darling, Carrie H.Corporation Finance Attorney Luce, Forward, Hamilton & Scripps LLP 03/03/06 04/04/06
Darling, Carrie H.Corporation Finance Attorney Luce, Forward, Hamilton & Scripps LLP 03/03/06 06/15/06
Darling, Carrie H.Corporation Finance Attorney Sheppard, Mullin, Richter & Hampton LLP 03/03/06 07/17/07
Darling, Carrie H.Corporation Finance Attorney Sheppard, Mullin, Richter & Hampton LLP 03/03/06 11/05/08
Davison, Douglas J.Chairman Arthur Levitt Counsel Wilmer Cutler Pickering Hale and Dorr LLP 03/30/01 04/04/01
Davison, Douglas J.Chairman Arthur Levitt Counsel Wilmer Cutler Pickering Hale and Dorr LLP 03/30/01 04/25/01
Davison, Douglas J.Chairman Arthur Levitt Counsel Wilmer Cutler Pickering Hale and Dorr LLP 03/30/01 11/13/01
Day, Jackson M.Chief Accountant Acting Chief Accountant Ernst & Young 05/15/03 02/19/04
Day, Jackson M.Chief Accountant Acting Chief Accountant Ernst & Young 05/15/03 12/14/04
De Leon, Robert S.Enforcement Senior Counsel Sanford C. Bernstein & Co., LLC 04/20/01 08/06/02
De Leon, Robert S.Enforcement Senior Counsel Hold Brothers On-Line Investment Services, Inc. 04/20/01 07/02/01
Degenhardt, Harold F.Regional Office District Administrator Fulbright & Jaworski L.L.P. 09/16/05 05/31/07
Degenhardt, Harold F.Regional Office District Administrator Fulbright & Jaworski L.L.P. 09/16/05 08/27/07
Degenhardt, Harold F.Regional Office District Administrator Fulbright & Jaworski L.L.P. 09/16/05 08/31/06
Degenhardt, Harold F.Regional Office District Administrator Fulbright & Jaworski L.L.P. 09/16/05 04/18/07
Degenhardt, Harold F.Regional Office District Administrator Fulbright & Jaworski L.L.P. 09/16/05 09/07/07
Degenhardt, Harold F.Regional Office District Administrator Fulbright & Jaworski L.L.P. 09/16/05 06/29/07
Degenhardt, Harold F.Regional Office District Administrator Fulbright & Jaworski L.L.P. 09/16/05 05/09/07
Dempsey, Louis J.Regional Office Branch Chief Renaissance Regulatory Services, Inc. 02/17/06 08/23/06
deNeve, J. JorgeEnforcement Staff Attorney O'Melveny & Myers LLP 02/09/07 05/07/08
deNeve, J. JorgeEnforcement Staff Attorney O'Melveny & Myers LLP 02/09/07 04/11/07
deNeve, J. JorgeEnforcement Staff Attorney O'Melveny & Myers LLP 02/09/07 03/06/07
deNeve, J. JorgeEnforcement Staff Attorney O'Melveny & Myers LLP 02/09/07 02/22/07
deNeve, J. JorgeEnforcement Staff Attorney O'Melveny & Myers LLP 02/09/07 02/21/07
deNeve, J. JorgeEnforcement Staff Attorney O'Melveny & Myers LLP 02/09/07 03/08/07
DeTore, Stephen M.Compliance Inspections and Examinations Assistant Director Gabelli Asset Management Company 01/19/01 02/06/01
DiMeglio, Gregory D.Enforcement Senior Counsel Stradley Ronon 07/15/05 11/23/05
DiMeglio, Gregory D.Enforcement Senior Counsel Stradley Ronon 07/15/05 01/20/06
DiMeglio, Gregory D.Enforcement Senior Counsel Stradley Ronon 07/15/05 01/18/06
DiMeglio, Gregory D.Enforcement Senior Counsel Stradley Ronon 07/15/05 04/12/06
DiMeglio, Gregory D.Enforcement Senior Counsel Stradley Ronon 07/15/05 01/27/06
DiMeglio, Gregory D.Enforcement Senior Counsel Stradley Ronon 07/15/05 11/02/05
DiMeglio, Gregory D.Enforcement Senior Counsel Stradley Ronon 07/15/05 11/18/05
DiMeglio, Gregory D.Enforcement Senior Counsel Stradley Ronon 07/15/05 08/18/05
Donnelly, William E.Trading and Markets Attorney Fellow LeClair Ryan 06/28/02 11/12/03
Donnelly, William E.Trading and Markets Attorney Fellow LeClair Ryan 06/28/02 02/19/04
Donnelly, William E.Trading and Markets Attorney Fellow LeClair Ryan 06/28/02 12/11/03
Donnelly, William E.Trading and Markets Attorney Fellow LeClair Ryan 06/28/02 01/02/03
Donnelly, William E.Trading and Markets Attorney Fellow LeClair Ryan 06/28/02 10/08/03
Donnelly, William E.Trading and Markets Attorney Fellow LeClair Ryan 06/28/02 01/14/04
Donnelly, William E.Trading and Markets Attorney Fellow LeClair Ryan 06/28/02 05/23/03
Donnelly, William E.Trading and Markets Attorney Fellow LeClair Ryan 06/28/02 03/21/03
Donnelly, William E.Trading and Markets Attorney Fellow LeClair Ryan 06/28/02 12/11/03
Donnelly, William E.Trading and Markets Attorney Fellow LeClair Ryan 06/28/02 03/17/04
Donnelly, William E.Trading and Markets Attorney Fellow LeClair Ryan 06/28/02 10/02/02
Donnelly, William E.Trading and Markets Attorney Fellow LeClair Ryan 06/28/02 07/08/02
Donnelly, William E.Trading and Markets Attorney Fellow LeClair Ryan 06/28/02 07/16/02
Donnelly, William E.Trading and Markets Attorney Fellow LeClair Ryan 06/28/02 10/31/02
Donnelly, William E.Trading and Markets Attorney Fellow LeClair Ryan 06/28/02 04/18/03
Donnelly, William E.Trading and Markets Attorney Fellow LeClair Ryan 06/28/02 07/29/03
Donnelly, William E.Trading and Markets Attorney Fellow LeClair Ryan 06/28/02 05/28/04
Donnelly, William E.Trading and Markets Attorney Fellow LeClair Ryan 06/28/02 03/26/03
Draeger, Scot E.Commissioner Roel C. Campos Counsel Citigroup 01/21/06 04/26/06
Drogin, Jack P.Trading and Markets Assistant Director Morgan, Lewis & Bockius LLP 06/23/01 12/13/01
Drogin, Jack P.Trading and Markets Assistant Director Morgan, Lewis & Bockius LLP 06/23/01 10/04/02
Drogin, Jack P.Trading and Markets Assistant Director Morgan, Lewis & Bockius LLP 06/23/01 01/30/03
Drogin, Jack P.Trading and Markets Assistant Director Morgan, Lewis & Bockius LLP 06/23/01 03/05/03
Drogin, Jack P.Trading and Markets Assistant Director Morgan, Lewis & Bockius LLP 06/23/01 01/14/02
Drogin, Jack P.Trading and Markets Assistant Director Morgan, Lewis & Bockius LLP 06/23/01 11/28/01
Drogin, Jack P.Trading and Markets Assistant Director Morgan, Lewis & Bockius LLP 06/23/01 04/23/02
Dunbar, Andrew J.Enforcement Staff Attorney Sidley Austin LLP 08/15/08 08/26/08
Dunbar, Andrew J.Enforcement Staff Attorney Sidley Austin LLP 08/15/08 09/10/08
Dunbar, Andrew J.Enforcement Staff Attorney Sidley Austin LLP 08/15/08 04/22/09
Duncan, Russell D.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 02/17/06 09/06/06
Duncan, Russell D.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 02/17/06 05/12/06
Duncan, Russell D.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 02/17/06 04/24/06
Duncan, Russell D.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 02/17/06 10/25/06
Duncan, Russell D.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 02/17/06 04/24/06
Dunn, Martin P.Corporation Finance Deputy Director O'Melveny & Myers LLP 08/31/07 01/05/09
Dunn, Martin P.Corporation Finance Deputy Director O'Melveny & Myers LLP 08/31/07 01/12/09
Dunn, Martin P.Corporation Finance Deputy Director O'Melveny & Myers LLP 08/31/07 09/11/08
Dunn, Martin P.Corporation Finance Deputy Director O'Melveny & Myers LLP 08/31/07 09/11/08
Dunn, Martin P.Corporation Finance Deputy Director O'Melveny & Myers LLP 08/31/07 09/19/08
Ebert, Rebecca F.Enforcement Senior Counsel Sidley Austin LLP 03/10/05 06/17/05
Ebert, Rebecca F.Enforcement Senior Counsel Sidley Austin LLP 03/10/05 03/22/06
Ebert, Rebecca F.Enforcement Senior Counsel Sidley Austin LLP 03/10/05 02/02/06
Ebert, Rebecca F.Enforcement Senior Counsel Sidley Austin LLP 03/10/05 02/22/06
Ebert, Rebecca F.Enforcement Senior Counsel Sidley Austin LLP 03/10/05 04/20/05
Ebert, Rebecca F.Enforcement Senior Counsel Sidley Austin LLP 03/10/05 11/16/05
Ebert, Rebecca F.Enforcement Senior Counsel Sidley Austin LLP 03/10/05 12/27/05
Ebert, Rebecca F.Enforcement Senior Counsel Sidley Austin LLP 03/10/05 06/22/05
Ebert, Rebecca F.Enforcement Senior Counsel Sidley Austin LLP 03/10/05 02/02/06
Edmundson, J. KevinEnforcement District Trial Counsel Haynes and Boone, LLP 09/21/01 02/06/02
Eichenlaub, Theodore E.Compliance Inspections and Examinations Staff Accountant ACA Compliance Group 02/22/02 10/09/02
Eichenlaub, Theodore E.Compliance Inspections and Examinations Staff Accountant ACA Compliance Group 02/22/02 02/09/04
Eidt, ThomasCompliance Inspections and Examinations Assistant Director GETCO, LLC 07/10/09 01/21/11
Eidt, ThomasCompliance Inspections and Examinations Assistant Director GETCO, LLC 07/10/09 06/29/11
Eidt, ThomasCompliance Inspections and Examinations Assistant Director GETCO, LLC 07/10/09 08/19/10
Eidt, ThomasCompliance Inspections and Examinations Assistant Director GETCO, LLC 07/10/09 10/26/10
Eidt, ThomasCompliance Inspections and Examinations Assistant Director GETCO, LLC 07/10/09 08/26/10
Ellsworth, Larry P.Enforcement Assistant Chief Litigation Counsel Jenner & Block 07/31/05 01/29/07
Ellsworth, Larry P.Enforcement Assistant Chief Litigation Counsel Jenner & Block 07/31/05 09/20/05
Ellsworth, Larry P.Enforcement Assistant Chief Litigation Counsel Jenner & Block 07/31/05 09/07/05
Ellsworth, Larry P.Enforcement Assistant Chief Litigation Counsel Jenner & Block 07/31/05 08/05/05
Ellsworth, Larry P.Enforcement Assistant Chief Litigation Counsel Jenner & Block 07/31/05 08/02/05
Ellsworth, Larry P.Enforcement Assistant Chief Litigation Counsel Jenner & Block 07/31/05 09/20/05
Ellsworth, Larry P.Enforcement Assistant Chief Litigation Counsel Jenner & Block 07/31/05 08/03/05
Ellsworth, Larry P.Enforcement Assistant Chief Litigation Counsel Jenner & Block 07/31/05 10/07/05
Ellsworth, Larry P.Enforcement Assistant Chief Litigation Counsel Jenner & Block 07/31/05 08/12/05
Fahy, John R.Enforcement Attorney Fiserv Investor Services, Inc. and Tradestar Investments, Inc. 09/10/04 09/13/04
Fang, Kenneth C.Investment Management Attorney Morrison & Foerster LLP 01/04/08 12/01/08
Farrell, SeanRegional Office Staff Accountant ACA Compliance Group 06/16/06 09/13/06
Faucette, Gregory A.Chief Accountant Professional Accounting Fellow Ernst & Young 06/11/04 02/27/06
Faucette, Gregory A.Chief Accountant Professional Accounting Fellow Ernst & Young 06/11/04 05/15/06
Faucette, Gregory A.Chief Accountant Professional Accounting Fellow Ernst & Young 06/11/04 03/20/06
Faucette, Gregory A.Chief Accountant Professional Accounting Fellow Ernst & Young 06/11/04 12/13/04
Faucette, Gregory A.Chief Accountant Professional Accounting Fellow Ernst & Young 06/11/04 05/19/06
Faucette, Gregory A.Chief Accountant Professional Accounting Fellow Ernst & Young 06/11/04 03/07/05
Faucette, Gregory A.Chief Accountant Professional Accounting Fellow Ernst & Young 06/11/04 07/28/05
Fausti, Kristina A.Trading and Markets Special Counsel Fiduciary360, LP 04/24/09 10/29/09
Feldman, Stuart P.Enforcement Branch Chief Greenberg Traurig LLP 12/13/06 06/27/08
Feldman, Stuart P.Enforcement Branch Chief Greenberg Traurig LLP 12/13/06 08/15/08
Feldman, Stuart P.Enforcement Branch Chief Greenberg Traurig LLP 12/13/06 06/06/08
Feldman, Stuart P.Enforcement Branch Chief Greenberg Traurig LLP 12/18/06 05/10/07
Feldman, Stuart P.Enforcement Branch Chief Greenberg Traurig LLP 12/13/06 12/11/08
Feldman, Stuart P.Enforcement Branch Chief Greenberg Traurig LLP 12/13/06 01/25/08
Feldman, Stuart P.Enforcement Branch Chief Greenberg Traurig LLP 12/13/06 06/27/08
Feldman, Stuart P.Enforcement Branch Chief Greenberg Traurig LLP 12/13/06 06/03/08
Feldman, Stuart P.Enforcement Branch Chief Greenberg Traurig LLP 12/13/06 01/28/08
Field, John J.Enforcement Senior Counsel Nixon Peabody LLP 08/22/03 09/26/03
Field, John J.Enforcement Senior Counsel Nixon Peabody LLP 08/22/03 10/08/03
Fields, Brian W.Chief Accountant Professional Accounting Fellow KPMG LLP 06/08/10 06/21/11
Fields, Brian W.Chief Accountant Professional Accounting Fellow KPMG LLP 06/08/09 10/06/10
Fields, Brian W.Chief Accountant Professional Accounting Fellow KPMG LLP 06/08/09 08/12/10
Finseth, Eric JohnCorporation Finance Attorney Fellow Mayer, Brown, Rowe & Maw LLP 08/01/06 07/07/08
Finseth, Eric JohnCorporation Finance Attorney Fellow Mayer, Brown, Rowe & Maw LLP 08/01/06 02/14/07
Firestone, Frederic D.Enforcement Associate Director McDermott Will & Emery LLP 02/27/10 04/18/11
Firestone, Frederic D.Enforcement Associate Director McDermott Will & Emery LLP 02/27/10 04/05/11
Firestone, Frederic D.Enforcement Associate Director McDermott Will & Emery LLP 02/27/10 04/29/11
Firestone, Frederic D.Enforcement Associate Director McDermott Will & Emery LLP 02/27/10 04/29/11
Firestone, Frederic D.Enforcement Associate Director McDermott Will & Emery LLP 02/27/10 02/10/11
Flynn, PatriciaRegional Office Assistant Regional Director Enhanced Investment Technologies, LLC (INTECH) 11/01/05 08/31/06
Fokas, JimmyEnforcement Staff Attorney Baker & Hostetler LLP 06/10/05 06/20/05
Fokas, JimmyEnforcement Staff Attorney Baker & Hostetler LLP 06/10/05 05/04/06
Fokas, JimmyEnforcement Staff Attorney Baker & Hostetler LLP 06/10/05 08/01/06
Fokas, JimmyEnforcement Staff Attorney Baker & Hostetler LLP 06/10/05 06/21/06
Fokas, JimmyEnforcement Staff Attorney Baker & Hostetler LLP 06/10/05 10/04/06
Fokas, JimmyEnforcement Staff Attorney Baker & Hostetler LLP 06/10/05 10/04/06
Fons, Randall J.Regional Office Regional Director Morrison & Foerster LLP 03/17/06 04/20/07
Fons, Randall J.Regional Office Regional Director Morrison & Foerster LLP 03/17/06 09/27/07
Fons, Randall J.Regional Office Regional Director Morrison & Foerster LLP 03/17/06 04/02/07
Fons, Randall J.Regional Office Regional Director Morrison & Foerster LLP 03/17/06 06/28/07
Fons, Randall J.Regional Office Regional Director Morrison & Foerster LLP 03/17/06 10/23/07
Fons, Randall J.Regional Office Regional Director Morrison & Foerster LLP 03/17/06 11/09/07
Forgione, Joshua S.Chief Accountant Associate Chief Accountant Ernst & Young 11/12/10 04/25/11
Forgione, Joshua S.Chief Accountant Associate Chief Accountant Ernst & Young 11/12/10 08/31/11
Forgione, Joshua S.Chief Accountant Associate Chief Accountant Ernst & Young 11/12/10 06/23/11
Fox, Wendy D.Regional Office Attorney-Advisor Ariel Capital Management, LLC, and Ariel Distributors, Inc. 10/01/04 01/26/05
Fox III, Robert G.Chief Accountant Professional Accounting Fellow Grant Thornton LLP 06/19/09 10/25/10
Fox III, Robert G.Chief Accountant Professional Accounting Fellow Grant Thornton LLP 06/19/09 10/25/10
Fox III, Robert G.Chief Accountant Professional Accounting Fellow Grant Thornton LLP 06/19/09 10/28/09
Fox III, Robert G.Chief Accountant Professional Accounting Fellow Grant Thornton LLP 06/19/09 08/20/09
Fox III, Robert G.Chief Accountant Professional Accounting Fellow Grant Thornton LLP 06/19/09 08/20/09
Fox III, Robert G.Chief Accountant Professional Accounting Fellow Grant Thornton LLP 06/19/09 08/20/09
Fox III, Robert G.Chief Accountant Professional Accounting Fellow Grant Thornton LLP 06/19/09 10/26/09
Franker, Matthew C.Corporation Finance Attorney-Advisor Covington & Burling 11/30/07 01/10/08
Freeman, Jeremy D.Enforcement Staff Attorney McGuireWoods, LLP 04/23/04 05/16/05
Freeman, Jeremy D.Enforcement Staff Attorney McGuireWoods, LLP 04/23/04 10/21/04
Freeman, Jeremy D.Enforcement Staff Attorney McGuireWoods, LLP 04/23/04 01/21/05
Freeman, Jeremy D.Enforcement Staff Attorney McGuireWoods, LLP 04/23/04 12/22/04
Freeman, Jeremy D.Enforcement Staff Attorney McGuireWoods, LLP 04/23/04 05/03/05
Friedman, IsraelEnforcement Branch Chief Kensico Capital Management Corp. 04/09/10 04/01/11
Fuller, Alison M.Investment Management Assistant Chief Counsel Stradley Ronon 04/27/07 09/19/08
Fuller, Alison M.Investment Management Assistant Chief Counsel Stradley Ronon 04/27/07 07/20/07
Fuller, Alison M.Investment Management Assistant Chief Counsel Stradley Ronon 04/27/07 07/20/07
Fuller, Alison M.Investment Management Assistant Chief Counsel Stradley Ronon 04/27/07 06/12/07
Fuller, Alison M.Investment Management Assistant Chief Counsel Stradley Ronon 04/27/07 11/29/07
Fuller, Alison M.Investment Management Assistant Chief Counsel Stradley Ronon 04/27/07 03/03/08
Fuller, Alison M.Investment Management Assistant Chief Counsel Stradley Ronon 04/27/07 04/18/08
Fuller, Stacy L.Investment Management Branch Chief K&L Gates LLP 04/03/07 12/20/07
Fuller, Alison M.Investment Management Assistant Chief Counsel Stradley Ronon 04/27/07 06/01/07
Fuller, Stacy L.Investment Management Branch Chief K&L Gates LLP 04/03/07 03/31/08
Fuller, Stacy L.Investment Management Branch Chief K&L Gates LLP 04/03/07 10/23/07
Fuller, Alison M.Investment Management Assistant Chief Counsel Stradley Ronon 04/27/07 10/19/07
Fuller, Alison M.Investment Management Assistant Chief Counsel Stradley Ronon 04/27/07 05/18/07
Fuller, Alison M.Investment Management Assistant Chief Counsel Stradley Ronon 04/27/07 03/23/09
Fuller, Alison M.Investment Management Assistant Chief Counsel Stradley Ronon 04/27/07 09/19/08
Fuller, Alison M.Investment Management Assistant Chief Counsel Stradley Ronon 04/27/07 09/19/08
Fuller, Alison M.Investment Management Assistant Chief Counsel Stradley Ronon 04/27/07 04/03/08
Fuller, Stacy L.Investment Management Branch Chief K&L Gates LLP 04/03/07 06/06/08
Fuller, Alison M.Investment Management Assistant Chief Counsel Stradley Ronon 04/27/07 06/12/07
Gabinet, Arthur S.Regional Office District Administrator Vanguard Group, Inc. 10/29/05 10/19/06
Galang, Gina P.Compliance Inspections and Examinations Staff Accountant ACA Compliance Group 10/31/02 04/28/04
Galang, Gina P.Compliance Inspections and Examinations Staff Accountant ACA Compliance Group 10/31/02 12/02/03
Galang, Gina P.Compliance Inspections and Examinations Staff Accountant ACA Compliance Group 10/31/02 10/03/03
Galang, Gina P.Compliance Inspections and Examinations Staff Accountant ACA Compliance Group 10/31/02 07/26/04
Galang, Gina P.Compliance Inspections and Examinations Staff Accountant ACA Compliance Group 10/31/02 03/15/04
Gallagher, Jr., Daniel M.Trading and Markets Co-Acting Director Wilmer Cutler Pickering Hale and Dorr LLP 01/30/10 02/25/11
Gallagher, Jr., Daniel M.Trading and Markets Co-Acting Director Wilmer Cutler Pickering Hale and Dorr LLP 01/30/10 02/17/11
Gallagher, Jr., Daniel M.Trading and Markets Co-Acting Director Wilmer Cutler Pickering Hale and Dorr LLP 01/30/10 02/24/11
Gardner, Mary E.Enforcement Senior Counsel McDermott Will & Emery LLP 06/18/04 06/25/04
Gardner, Mary E.Enforcement Senior Counsel McDermott Will & Emery LLP 06/18/04 11/01/05
Gardner, Mary E.Enforcement Senior Counsel McDermott Will & Emery LLP 06/18/04 11/01/05
Gardner, Mary E.Enforcement Senior Counsel McDermott Will & Emery LLP 06/18/04 03/15/06
Gardner, Mary E.Enforcement Senior Counsel McDermott Will & Emery LLP 06/18/04 05/01/06
Gardner, Mary E.Enforcement Senior Counsel McDermott Will & Emery LLP 06/18/04 06/25/04
Gardner, Mary E.Enforcement Senior Counsel McDermott Will & Emery LLP 06/18/04 07/22/04
Gardner, Mary E.Enforcement Senior Counsel McDermott Will & Emery LLP 06/18/04 06/25/04
Garris, Dennis O.Corporation Finance Chief Alston & Bird LLP 03/14/03 05/22/03
Garris, Dennis O.Corporation Finance Chief Alston & Bird LLP 03/14/03 05/12/03
Garris, Dennis O.Corporation Finance Chief Alston & Bird LLP 03/14/03 06/03/03
Garris, Dennis O.Corporation Finance Chief Alston & Bird LLP 03/14/03 05/22/03
Garris, Dennis O.Corporation Finance Chief Alston & Bird LLP 03/14/03 04/18/03
Garris, Dennis O.Corporation Finance Chief Alston & Bird LLP 03/14/03 04/10/03
Garris, Dennis O.Corporation Finance Chief Alston & Bird LLP 03/14/03 09/09/03
Garris, Dennis O.Corporation Finance Chief Alston & Bird LLP 03/14/03 09/13/04
Garris, Dennis O.Corporation Finance Chief Alston & Bird LLP 03/14/03 04/11/03
Garris, Dennis O.Corporation Finance Chief Alston & Bird LLP 03/14/03 04/18/03
Gault-Brown, SusanInvestment Management Senior Counsel K&L Gates LLP 09/21/07 05/13/08
Gault-Brown, SusanInvestment Management Senior Counsel K&L Gates LLP 09/21/07 04/11/08
Gault-Brown, SusanInvestment Management Senior Counsel K&L Gates LLP 09/21/07 07/28/09
Gault-Brown, SusanInvestment Management Senior Counsel K&L Gates LLP 09/21/07 05/01/08
Gault-Brown, SusanInvestment Management Senior Counsel K&L Gates LLP 09/21/07 08/03/09
Gault-Brown, SusanInvestment Management Senior Counsel K&L Gates LLP 09/21/07 11/07/07
Gault-Brown, SusanInvestment Management Senior Counsel K&L Gates LLP 09/21/07 03/14/08
Gault-Brown, SusanInvestment Management Senior Counsel K&L Gates LLP 09/21/07 11/02/07
Gault-Brown, SusanInvestment Management Senior Counsel K&L Gates LLP 09/21/07 02/04/08
Goel, AsheeshEnforcement Branch Chief Kirkland & Ellis LLP 12/30/05 01/27/06
Goel, AsheeshEnforcement Branch Chief Kirkland & Ellis LLP 12/30/05 01/27/06
Goel, AsheeshEnforcement Branch Chief Kirkland & Ellis LLP 12/30/05 01/27/06
Goettsch, Yolanda M.General Counsel Senior Counsel Nasdaq Stock Market 06/10/05 10/31/05
Goettsch, Yolanda M.General Counsel Senior Counsel Nasdaq Stock Market 06/10/05 11/29/05
Gok, Lisa A.Enforcement Assistant Regional Director Transamerica Financial Advisors, Inc. 10/04/05 11/03/05
Goldfried, Daniel A.Enforcement Senior Counsel Merrill Lynch 03/02/07 05/31/07
Goldfried, Daniel A.Enforcement Senior Counsel Merrill Lynch 03/02/07 07/05/07
Goldfried, Daniel A.Enforcement Senior Counsel Merrill Lynch 03/02/07 09/02/08
Goldfried, Daniel A.Enforcement Senior Counsel Merrill Lynch 03/02/07 10/31/07
Goldfried, Daniel A.Enforcement Senior Counsel Merrill Lynch 03/02/07 06/14/07
Goldfried, Daniel A.Enforcement Senior Counsel Merrill Lynch 03/02/07 05/09/07
Goldfried, Daniel A.Enforcement Senior Counsel Merrill Lynch 03/02/07 06/05/07
Goldfried, Daniel A.Enforcement Senior Counsel Merrill Lynch 03/02/07 03/29/07
Goldfried, Daniel A.Enforcement Senior Counsel Merrill Lynch 03/02/07 03/07/07
Goldfried, Daniel A.Enforcement Senior Counsel Merrill Lynch 03/02/07 09/06/07
Goldfried, Daniel A.Enforcement Senior Counsel Merrill Lynch 03/02/07 02/12/08
Goldfried, Daniel A.Enforcement Senior Counsel Merrill Lynch 03/02/07 05/07/07
Goldfried, Daniel A.Enforcement Senior Counsel Merrill Lynch 03/02/07 04/24/07
Goldfried, Daniel A.Enforcement Senior Counsel Merrill Lynch 03/02/07 09/03/08
Goldfried, Daniel A.Enforcement Senior Counsel Merrill Lynch 03/02/07 08/16/07
Goldfried, Daniel A.Enforcement Senior Counsel Merrill Lynch 03/02/07 03/27/07
Goldfried, Daniel A.Enforcement Senior Counsel Merrill Lynch 03/02/07 03/26/08
Grassey, Gary T.Enforcement Staff Attorney Fidelity Investments 07/16/04 09/14/04
Green, Randolph P.Chief Accountant Professional Accounting Fellow Deloitte LLP 05/28/04 03/16/06
Green, Randolph P.Chief Accountant Professional Accounting Fellow Deloitte LLP 05/28/04 05/09/06
Green, Randolph P.Chief Accountant Professional Accounting Fellow Deloitte LLP 05/28/04 05/09/06
Greer, Amy J.Regional Office Regional Trial Counsel Reed Smith LLP 08/01/08 08/10/09
Greer, Amy J.Regional Office Regional Trial Counsel Reed Smith LLP 08/01/08 10/05/09
Greer, Amy J.Regional Office Regional Trial Counsel Reed Smith LLP 08/01/08 03/26/10
Greer, Amy J.Regional Office Regional Trial Counsel Reed Smith LLP 08/01/08 12/28/09
Greer, Amy J.Regional Office Regional Trial Counsel Reed Smith LLP 08/01/08 03/24/10
Greer, Amy J.Regional Office Regional Trial Counsel Reed Smith LLP 08/01/08 11/13/09
Greer, Amy J.Regional Office Regional Trial Counsel Reed Smith LLP 08/01/08 02/10/09
Greer, Amy J.Regional Office Regional Trial Counsel Reed Smith LLP 08/01/08 11/03/08
Greer, Amy J.Regional Office Regional Trial Counsel Reed Smith LLP 08/01/08 09/17/08
Greer, Amy J.Regional Office Regional Trial Counsel Reed Smith LLP 08/01/08 07/14/10
Greer, Amy J.Regional Office Regional Trial Counsel Reed Smith LLP 08/01/08 06/14/10
Greer, Amy J.Regional Office Regional Trial Counsel Reed Smith LLP 08/01/08 04/14/09
Greer, Amy J.Regional Office Regional Trial Counsel Reed Smith LLP 08/01/08 01/13/09
Grime, Richard W.Enforcement Assistant Director O'Melveny & Myers LLP 06/15/07 01/08/09
Grime, Richard W.Enforcement Assistant Director O'Melveny & Myers LLP 06/15/07 03/13/09
Grime, Richard W.Enforcement Assistant Director O'Melveny & Myers LLP 06/15/07 12/17/07
Grime, Richard W.Enforcement Assistant Director O'Melveny & Myers LLP 06/15/07 09/09/08
Grime, Richard W.Enforcement Assistant Director O'Melveny & Myers LLP 06/15/07 10/16/07
Grime, Richard W.Enforcement Assistant Director O'Melveny & Myers LLP 01/15/07 09/20/07
Grunberg, Nancy R.Enforcement Assistant Director Venable LLP 09/26/02 01/03/03
Grunberg, Nancy R.Enforcement Assistant Director Venable LLP 09/26/02 07/25/03
Grunberg, Nancy R.Enforcement Assistant Director Venable LLP 09/26/02 12/18/03
Grunberg, Nancy R.Enforcement Assistant Director Venable LLP 09/26/02 11/14/02
Grunberg, Nancy R.Enforcement Assistant Director Venable LLP 09/26/02 07/25/03
Grunberg, Nancy R.Enforcement Assistant Director Venable LLP 09/26/02 05/16/03
Grunberg, Nancy R.Enforcement Assistant Director Venable LLP 09/26/02 05/16/03
Grunberg, Nancy R.Enforcement Assistant Director Venable LLP 09/26/02 11/05/02
Gumagay, Paul A.Enforcement Senior Counsel Wilmer Cutler Pickering Hale and Dorr LLP 05/05/04 06/14/04
Gumbs, Keir D.Commissioner Roel C. Campos Counsel Covington & Burling 07/01/05 02/21/06
Gumbs, Keir D.Commissioner Roel C. Campos Counsel Covington & Burling 07/01/05 10/21/05
Gumbs, Keir D.Commissioner Roel C. Campos Counsel Covington & Burling 07/01/05 02/21/06
Hamm, Raymond J.Enforcement Associate Chief Accountant Ten Eyck Associates, Inc. 03/19/03 08/14/03
Harris, Ivan P.Regional Office Assistant Regional Director Morgan, Lewis & Bockius LLP 08/19/05 07/13/07
Harris, Ivan P.Regional Office Assistant Regional Director Morgan, Lewis & Bockius LLP 08/19/05 07/13/07
Heilizer, Deborah G.Enforcement Deputy Assistant Director Deutsche Bank AG 07/12/02 12/03/03
Heilizer, Deborah G.Enforcement Deputy Assistant Director Deutsche Bank AG 07/12/02 07/09/04
Heilizer, Deborah G.Enforcement Deputy Assistant Director Deutsche Bank AG 07/12/02 09/05/02
Heilizer, Deborah G.Enforcement Deputy Assistant Director Deutsche Bank AG 07/12/02 12/09/02
Heilizer, Deborah G.Enforcement Deputy Assistant Director Deutsche Bank AG 07/12/02 08/20/02
Hengst, Steven E.Regional Office Securities Compliance Examiner Kovitz Investment Group, LLC 11/25/05 12/12/06
Heyl, DorothyRegional Office Senior Trial Counsel Milbank, Tweed, Hadley & McCloy LLP 09/17/04 06/08/06
Heyl, DorothyRegional Office Senior Trial Counsel Milbank, Tweed, Hadley & McCloy LLP 09/17/04 07/25/06
Heyl, DorothyRegional Office Senior Trial Counsel Milbank, Tweed, Hadley & McCloy LLP 09/17/04 05/09/06
Heyl, DorothyRegional Office Senior Trial Counsel Milbank, Tweed, Hadley & McCloy LLP 09/17/04 01/24/06
Heyl, DorothyRegional Office Senior Trial Counsel Milbank, Tweed, Hadley & McCloy LLP 09/17/04 05/24/06
Heyl, DorothyRegional Office Senior Trial Counsel Milbank, Tweed, Hadley & McCloy LLP 09/17/04 09/29/05
Heyl, DorothyRegional Office Senior Trial Counsel Milbank, Tweed, Hadley & McCloy LLP 09/17/04 02/01/06
Hill, Kimberly S.Compliance Inspections and Examinations Staff Accountant ACA Compliance Group 04/08/05 11/14/05
Hill, Kimberly S.Compliance Inspections and Examinations Staff Accountant ACA Compliance Group 04/08/05 01/22/07
Hill, Kimberly S.Compliance Inspections and Examinations Staff Accountant ACA Compliance Group 04/08/05 11/04/05
Hiller, Carolyn L.Enforcement Attorney Dechert 10/31/05 11/30/05
Hiller, Carolyn L.Enforcement Attorney Dechert 10/31/05 11/08/05
Hiller, Carolyn L.Enforcement Attorney American International Group, Inc. 10/31/05 07/26/07
Hiller, Carolyn L.Enforcement Attorney American International Group, Inc. 10/31/05 08/17/07
Hodge, Russell P.Chief Accountant Professional Accounting Fellow Ernst & Young 06/10/05 04/26/06
Hodge, Russell P.Chief Accountant Professional Accounting Fellow Ernst & Young 06/10/05 08/10/06
Hodge, Russell P.Chief Accountant Professional Accounting Fellow Ernst & Young 06/10/05 03/26/07
Hodge, Russell P.Chief Accountant Professional Accounting Fellow Ernst & Young 06/10/05 11/29/06
Hodge, Russell P.Chief Accountant Professional Accounting Fellow Ernst & Young 06/10/05 05/10/06
Hoffmann, Vanessa M.Enforcement Staff Attorney Wells Fargo 11/28/05 05/09/06
Hoffmann, Vanessa M.Enforcement Staff Attorney Wells Fargo 11/28/05 09/20/06
Hoffmann, Vanessa M.Enforcement Staff Attorney Wells Fargo 11/28/05 12/22/05
Horwood, DanielCorporation Finance Special Counsel Mayer, Brown, Rowe & Maw LLP 09/16/05 10/05/05
Horwood, DanielCorporation Finance Special Counsel Mayer, Brown, Rowe & Maw LLP 09/16/05 10/05/05
Horwood, DanielCorporation Finance Special Counsel Mayer, Brown, Rowe & Maw LLP 09/16/05 03/03/06
Hubacker, Andrew K.Chief Accountant Assistant Chief Accountant Deloitte LLP 07/12/02 08/18/03
Huntington, David S.Chairman Christopher Cox Counsel Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/29/07 12/17/07
Hwa, E. DavidTrading and Markets Special Counsel Bingham McCutchen LLP 09/30/06 05/21/07
Hwa, E. DavidTrading and Markets Special Counsel Bingham McCutchen LLP 09/30/06 02/14/08
Hwa, E. DavidTrading and Markets Special Counsel Bingham McCutchen LLP 09/30/06 02/14/08
Hwa, E. DavidTrading and Markets Special Counsel Bingham McCutchen LLP 09/30/06 08/18/08
Hwa, E. DavidTrading and Markets Special Counsel Bingham McCutchen LLP 09/30/06 08/19/07
Hwa, E. DavidTrading and Markets Special Counsel Bingham McCutchen LLP 09/30/06 04/29/08
Hyatte, MichaelCorporation Finance Attorney Sidley Austin LLP 07/27/01 07/12/02
Hyatte, MichaelCorporation Finance Attorney Sidley Austin LLP 07/27/01 07/12/02
Hyatte, MichaelCorporation Finance Attorney Sidley Austin LLP 07/27/01 07/09/02
Hyatte, MichaelCorporation Finance Attorney Sidley Austin LLP 07/27/01 07/09/02
Hyatte, MichaelCorporation Finance Attorney Sidley Austin LLP 07/27/01 10/21/02
Hyatte, MichaelCorporation Finance Attorney Sidley Austin LLP 07/27/01 07/12/02
Hyatte, MichaelCorporation Finance Attorney Sidley Austin LLP 07/27/01 07/09/02
Hyatte, MichaelCorporation Finance Attorney Sidley Austin LLP 07/27/01 07/12/02
Hyatte, MichaelCorporation Finance Attorney Sidley Austin LLP 07/27/01 07/12/02
Hyatte, MichaelCorporation Finance Attorney Sidley Austin LLP 07/27/01 06/18/03
Hyatte, MichaelCorporation Finance Attorney Sidley Austin LLP 07/27/01 03/14/03
Hyatte, MichaelCorporation Finance Attorney Sidley Austin LLP 07/27/01 12/17/02
Hyatte, MichaelCorporation Finance Attorney Sidley Austin LLP 07/27/01 06/17/03
Ivascu, John C.Enforcement Staff Attorney Vinson & Elkins LLP 01/02/06 01/05/06
Izower, RachelEnforcement Senior Counsel Greenberg Traurig LLP 08/24/05 03/08/07
Izower, RachelEnforcement Senior Counsel Greenberg Traurig LLP 09/24/05 04/05/06
Jack, Jami L.Compliance Inspections and Examinations Branch Chief ACA Compliance Group 10/24/08 02/23/09
Jackson, Gary E.Enforcement Senior Trial Counsel Morgan Stanley 01/31/01 04/18/01
Jackson, Gary E.Enforcement Senior Trial Counsel Morgan Stanley 01/31/01 03/16/01
Jackson, Gary E.Enforcement Senior Trial Counsel Morgan Stanley 01/31/01 03/18/02
Jackson, Gary E.Enforcement Senior Trial Counsel Morgan Stanley 01/31/01 04/23/01
Jacobs, StevenCorporation Finance Associate Chief Accountant Ernst & Young 11/12/10 12/29/10
Jacobs, StevenCorporation Finance Associate Chief Accountant Ernst & Young 11/12/10 03/14/11
Jaconski, Michelle WilsonEnforcement Professional Accounting Fellow PricewaterhouseCoopers LLP 05/15/04 09/07/04
Jivraj, Adeel H.Investment Management Assistant Chief Accountant Ernst & Young 10/09/05 09/18/06
Johnson, Treazure R.Enforcement Senior Assistant Chief Litigation Counsel Venable LLP 08/08/05 02/03/06
Johnson, Treazure R.Enforcement Senior Assistant Chief Litigation Counsel Venable LLP 08/08/05 08/31/06
Johnson, Treazure R.Enforcement Senior Assistant Chief Litigation Counsel Venable LLP 08/08/05 04/19/06
Johnson, Treazure R.Enforcement Senior Assistant Chief Litigation Counsel Venable LLP 08/08/05 04/03/07
Johnson, Treazure R.Enforcement Senior Assistant Chief Litigation Counsel Venable LLP 08/08/05 03/20/06
Johnson, Treazure R.Enforcement Senior Assistant Chief Litigation Counsel Venable LLP 08/08/05 02/22/06
Johnson, Treazure R.Enforcement Senior Assistant Chief Litigation Counsel Venable LLP 08/08/05 01/24/06
Johnson, Treazure R.Enforcement Senior Assistant Chief Litigation Counsel Venable LLP 08/08/05 03/03/06
Johnson, Treazure R.Enforcement Senior Assistant Chief Litigation Counsel Venable LLP 08/08/05 11/22/05
Johnson, Treazure R.Enforcement Senior Assistant Chief Litigation Counsel Venable LLP 08/08/05 11/30/05
Johnson, Treazure R.Enforcement Senior Assistant Chief Litigation Counsel Venable LLP 08/08/05 10/12/05
Jordan, Anthony C.Enforcement Branch Chief StoneTurn Group LLP 09/01/06 01/16/08
Jordan, Anthony C.Enforcement Branch Chief StoneTurn Group LLP 09/01/06 02/20/08
Kamlet, Bradley T.Corporation Finance Special Counsel Nixon Peabody LLP 06/11/04 05/27/05
Kane, David A.Chief Accountant Professional Accounting Fellow Ernst & Young 06/07/02 03/12/03
Kane, David A.Chief Accountant Professional Accounting Fellow Ernst & Young 06/07/02 12/19/02
Kane, David A.Chief Accountant Professional Accounting Fellow Ernst & Young 06/07/02 01/15/03
Kell, LaShon K.Enforcement Staff Attorney Venable LLP 06/18/03 07/14/03
Kell, LaShon K.Enforcement Staff Attorney Venable LLP 06/18/03 08/27/03
Kell, LaShon K.Enforcement Staff Attorney Venable LLP 06/18/03 10/08/03
Kell, LaShon K.Enforcement Staff Attorney Venable LLP 06/18/03 12/18/03
Kell, LaShon K.Enforcement Staff Attorney Venable LLP 06/18/03 09/23/03
Kerwin, Thomas M. J.Investment Management Senior Counsel Marsico Capital Management, LLC 04/20/01 07/17/01
Kerwin, Thomas M. J.Investment Management Senior Counsel Marsico Capital Management, LLC 04/20/01 09/17/02
Kim, SandieChief Accountant Professional Accounting Fellow Deloitte LLP 06/13/08 04/13/10
Kim, SandieChief Accountant Professional Accounting Fellow Deloitte LLP 06/13/08 02/26/09
Kim, SandieChief Accountant Professional Accounting Fellow Deloitte LLP 06/13/08 02/26/09
Kim, SandieChief Accountant Professional Accounting Fellow Deloitte LLP 06/13/08 05/06/09
Kimpel, KatrinaChief Accountant Professional Accounting Fellow Ernst & Young 06/21/08 03/19/10
Kinsey, Jr., Walton S.Enforcement Branch Chief Walter S. Kinsey, Jr., Attorney at Law 01/01/06 11/06/07
Klein, Gary T.Enforcement Branch Chief Klein & Sallah LLC 06/04/04 08/10/04
Klein, Gary T.Enforcement Branch Chief Klein & Sallah LLC 06/04/04 08/18/04
Knapton, Donna K.Enforcement Senior Counsel Carlton Fields, P.A. 10/30/06 11/13/06
Knapton, Donna K.Enforcement Senior Counsel Carlton Fields, P.A. 10/30/06 05/18/07
Knuts, RobertEnforcement Senior Trial Counsel Day, Berry & Howard LLP 08/08/03 12/05/03
Knuts, RobertEnforcement Senior Trial Counsel Day, Berry & Howard LLP 08/08/03 02/03/04
Knuts, RobertEnforcement Senior Trial Counsel Day, Berry & Howard LLP 08/08/03 11/17/03
Knuts, RobertEnforcement Senior Trial Counsel Day, Berry & Howard LLP 08/08/03 12/05/03
Knuts, RobertEnforcement Senior Trial Counsel Day, Berry & Howard LLP 08/08/03 11/17/03
Knuts, RobertEnforcement Senior Trial Counsel Day, Berry & Howard LLP 08/08/03 10/30/03
Knuts, RobertEnforcement Senior Trial Counsel Day, Berry & Howard LLP 08/08/03 02/03/04
Knuts, RobertEnforcement Senior Trial Counsel Day, Berry & Howard LLP 08/08/03 04/02/04
Kokenge, Chad A.Chief Accountant Professional Accounting Fellow PricewaterhouseCoopers LLP 06/10/05 04/24/07
Kokenge, Chad A.Chief Accountant Professional Accounting Fellow PricewaterhouseCoopers LLP 06/10/05 02/05/07
Kokenge, Chad A.Chief Accountant Professional Accounting Fellow PricewaterhouseCoopers LLP 06/10/05 11/09/06
Kokenge, Chad A.Chief Accountant Professional Accounting Fellow PricewaterhouseCoopers LLP 06/10/05 05/02/07
Kokenge, Chad A.Chief Accountant Professional Accounting Fellow PricewaterhouseCoopers LLP 06/10/05 05/12/06
Kopecky, James L.Enforcement Branch Chief James L. Kopecky, P.C. 07/12/02 06/07/04
Kopecky, James L.Enforcement Branch Chief James L. Kopecky, P.C. 07/12/02 11/12/03
Kornblau, David L.Enforcement Chief Litigation Counsel Merrill Lynch 08/05/05 09/30/05
Kornblau, David L.Enforcement Chief Litigation Counsel Merrill Lynch 08/05/05 06/22/06
Kornblau, David L.Enforcement Chief Litigation Counsel Merrill Lynch 08/05/05 01/11/06
Kornblau, David L.Enforcement Chief Litigation Counsel Merrill Lynch 08/05/05 03/27/06
Kornblau, David L.Enforcement Chief Litigation Counsel Merrill Lynch 08/05/05 10/24/06
Kostolampros, GeorgeEnforcement Senior Counsel Venable LLP 01/19/07 07/25/07
Kostolampros, GeorgeEnforcement Senior Counsel Venable LLP 01/19/07 02/15/08
Kreiger, Sean E.Enforcement Staff Attorney K&L Gates LLP 05/14/04 05/19/04
Kreiger, Sean E.Enforcement Staff Attorney K&L Gates LLP 05/10/04 06/10/04
Kroeper, JonChairman Christopher Cox Counsel Financial Industry Regulatory Authority 03/02/07 09/10/07
Kviz, Timothy S.Chief Accountant Professional Accounting Fellow Freddie Mac 05/30/07 07/27/07
Lackey, Kay L.Enforcement Assistant Regional Director RBS Securities Inc. 08/01/09 03/21/11
Lackey, Kay L.Enforcement Assistant Regional Director RBS Securities Inc. 07/31/09 03/18/11
Lackey, Kay L.Enforcement Assistant Regional Director RBS Securities Inc. 07/31/09 11/05/10
Lawrence, Andrew M.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 02/27/04 10/14/04
Lawrence, Gregory T.Enforcement Senior Counsel Conti Fenn & Lawrence LLC 07/31/05 09/26/05
Lawrence, Andrew M.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 02/27/04 04/06/04
Lawrence, Andrew M.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 02/27/04 12/17/04
Lawrence, Andrew M.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 02/27/04 07/07/04
Lawrence, Andrew M.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 02/27/04 04/06/04
Lawrence, Andrew M.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 02/27/04 04/26/04
Lawrence, Andrew M.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 02/27/04 07/13/05
Lawrence, Andrew M.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 02/27/04 03/02/04
Lawrence, Andrew M.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 02/27/04 09/14/04
Lawrence, Andrew M.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 02/27/04 09/30/04
Lazo, Theodore R.Trading and Markets Senior Special Counsel Morgan, Lewis & Bockius LLP 03/26/04 05/03/05
Lazo, Theodore R.Trading and Markets Senior Special Counsel Morgan, Lewis & Bockius LLP 03/26/04 12/02/04
Lee, David C.Commissioner Roel C. Campos Counsel Gibson, Dunn & Crutcher LLP 07/16/04 01/30/06
Lee, David C.Commissioner Roel C. Campos Counsel Gibson, Dunn & Crutcher LLP 07/16/04 10/12/05
Lee, Jason P.Enforcement Senior Counsel Shartsis Friese LLP 10/01/04 02/22/05
Lee, Jason P.Enforcement Senior Counsel Shartsis Friese LLP 10/01/04 03/15/05
Lee, Jason P.Enforcement Senior Counsel Shartsis Friese LLP 10/01/04 11/03/04
Lee, Jason P.Enforcement Senior Counsel Shartsis Friese LLP 10/01/04 01/24/05
Lee, Jason P.Enforcement Senior Counsel Shartsis Friese LLP 10/01/04 09/23/05
Lee, Jason P.Enforcement Senior Counsel Shartsis Friese LLP 10/01/04 10/19/05
Lee, Jason P.Enforcement Senior Counsel Shartsis Friese LLP 10/01/04 09/22/05
Lee, David C.Commissioner Roel C. Campos Counsel Gibson, Dunn & Crutcher LLP 07/16/04 09/12/05
Lee, David C.Commissioner Roel C. Campos Counsel Gibson, Dunn & Crutcher LLP 07/16/04 03/25/05
Lee, Jason P.Enforcement Senior Counsel Shartsis Friese LLP 10/01/04 05/16/05
Lee, Jason P.Enforcement Senior Counsel Shartsis Friese LLP 10/01/04 07/20/05
Lee, Jason P.Enforcement Senior Counsel Shartsis Friese LLP 10/01/04 09/15/05
Lee, Jason P.Enforcement Senior Counsel Shartsis Friese LLP 10/01/04 09/23/05
Lee, Jason P.Enforcement Senior Counsel Shartsis Friese LLP 10/01/04 04/26/05
Lee, Randall R.Regional Office Regional Director Wilmer Cutler Pickering Hale and Dorr LLP 08/19/07 05/27/09
Lee, Jason P.Enforcement Senior Counsel Shartsis Friese LLP 10/01/04 03/07/06
Lee, Randall R.Regional Office Regional Director Wilmer Cutler Pickering Hale and Dorr LLP 08/19/07 08/26/08
Lee, Randall R.Regional Office Regional Director Wilmer Cutler Pickering Hale and Dorr LLP 08/19/07 07/31/09
Lee, Randall R.Regional Office Regional Director Wilmer Cutler Pickering Hale and Dorr LLP 08/19/07 05/18/09
Lee, Jason P.Enforcement Senior Counsel Shartsis Friese LLP 10/01/04 01/25/06
Lennon, Wayne A.Compliance Inspections and Examinations Staff Accountant ACA Compliance Group 06/18/04 11/29/04
Lesser, Jacob N.General Counsel Senior Special Counsel Public Company Accounting Oversight Board 10/22/04 06/29/06
Lesser, Jacob N.General Counsel Senior Special Counsel Public Company Accounting Oversight Board 10/22/04 05/19/06
Lesser, Jacob N.General Counsel Senior Special Counsel Public Company Accounting Oversight Board 10/22/04 10/19/06
Lesser, Jacob N.General Counsel Senior Special Counsel Public Company Accounting Oversight Board 10/22/04 04/05/06
Lesser, Jacob N.General Counsel Senior Special Counsel Public Company Accounting Oversight Board 10/22/04 10/07/05
Levine, David M.Enforcement Senior Advisor Deutsche Bank AG 11/30/01 12/03/01
Levine, David M.Enforcement Senior Advisor Deutsche Bank AG 11/30/01 12/26/01
Levine, David M.Enforcement Senior Advisor Deutsche Bank AG 11/30/01 02/07/02
Levine, David M.Enforcement Senior Advisor Deutsche Bank AG 11/30/01 04/01/02
Levine, David M.Enforcement Senior Advisor Deutsche Bank AG 11/30/01 02/08/02
Levine, Joshua E.Enforcement Senior Attorney Citigroup 06/09/06 02/11/08
Levine, Joshua E.Enforcement Senior Attorney Citigroup 06/09/06 09/17/06
Levine, Joshua E.Enforcement Senior Attorney Citigroup 06/09/06 09/06/07
Levine, Joshua E.Enforcement Senior Attorney Citigroup 06/09/06 07/12/06
Levine, Joshua E.Enforcement Senior Attorney Citigroup 06/09/06 10/17/06
Levine, Joshua E.Enforcement Senior Attorney Citigroup 06/09/06 06/22/07
Levine, Joshua E.Enforcement Senior Attorney Citigroup 06/09/06 11/01/07
Levine, Joshua E.Enforcement Senior Attorney Citigroup 06/09/06 07/31/07
Levine, Joshua E.Enforcement Senior Attorney Citigroup 06/09/06 05/16/07
Levine, Joshua E.Enforcement Senior Attorney Citigroup 06/09/06 04/27/07
Levine, David M.Enforcement Senior Advisor Deutsche Bank AG 11/30/01 04/29/03
Levine, Joshua E.Enforcement Senior Attorney Citigroup 06/09/06 08/17/06
Levine, Joshua E.Enforcement Senior Attorney Citigroup 06/09/06 10/13/06
Levine, Joshua E.Enforcement Senior Attorney Citigroup 06/09/06 07/27/06
Levine, Joshua E.Enforcement Senior Attorney Citigroup 06/09/06 09/05/06
Lewis, Jason S.Enforcement Staff Attorney Locke Lord Bissell & Liddell LLP 11/30/07 08/11/08
Lewis, Jason S.Enforcement Staff Attorney Locke Lord Bissell & Liddell LLP 11/30/07 10/13/08
Lewis, Jason S.Enforcement Staff Attorney Locke Lord Bissell & Liddell LLP 11/30/07 01/22/08
Lewis, Jason S.Enforcement Staff Attorney Locke Lord Bissell & Liddell LLP 11/30/07 01/07/08
Loach, Jennifer C.Enforcement Branch Chief RBS Securities Inc. 11/20/09 08/05/10
Loach, Jennifer C.Enforcement Branch Chief RBS Securities Inc. 11/20/09 08/26/10
Loach, Jennifer C.Enforcement Branch Chief RBS Securities Inc. 11/20/09 03/15/10
Loach, Jennifer C.Enforcement Branch Chief RBS Securities Inc. 11/20/09 02/03/10
Loach, Jennifer C.Enforcement Branch Chief RBS Securities Inc. 11/20/09 09/16/11
Loach, Jennifer C.Enforcement Branch Chief RBS Securities Inc. 11/20/09 09/16/11
Loach, Jennifer C.Enforcement Branch Chief RBS Securities Inc. 11/20/09 07/27/11
Loach, Jennifer C.Enforcement Branch Chief RBS Securities Inc. 11/20/09 07/22/10
Loach, Jennifer C.Enforcement Branch Chief RBS Securities Inc. 11/20/09 08/27/10
Loach, Jennifer C.Enforcement Branch Chief RBS Securities Inc. 11/20/09 05/11/10
Loftus, Kevin M.Enforcement Branch Chief Paul, Weiss, Rifkind, Wharton & Garrison LLP 05/09/08 11/11/08
Loftus, Kevin M.Enforcement Branch Chief Paul, Weiss, Rifkind, Wharton & Garrison LLP 05/09/08 01/19/09
Loftus, Kevin M.Enforcement Branch Chief Paul, Weiss, Rifkind, Wharton & Garrison LLP 05/09/08 09/15/09
Loftus, Kevin M.Enforcement Branch Chief Paul, Weiss, Rifkind, Wharton & Garrison LLP 05/09/08 02/17/10
Loftus, Kevin M.Enforcement Branch Chief Paul, Weiss, Rifkind, Wharton & Garrison LLP 05/09/08 04/23/09
Loftus, Kevin M.Enforcement Branch Chief Paul, Weiss, Rifkind, Wharton & Garrison LLP 05/09/08 09/23/09
Loftus, Kevin M.Enforcement Branch Chief Paul, Weiss, Rifkind, Wharton & Garrison LLP 05/09/08 03/31/09
Loftus, Kevin M.Enforcement Branch Chief Paul, Weiss, Rifkind, Wharton & Garrison LLP 05/09/08 01/07/09
Loftus, Kevin M.Enforcement Branch Chief Paul, Weiss, Rifkind, Wharton & Garrison LLP 05/09/08 07/07/08
Loftus, Kevin M.Enforcement Branch Chief Paul, Weiss, Rifkind, Wharton & Garrison LLP 05/09/08 08/14/08
Loftus, Kevin M.Enforcement Branch Chief Paul, Weiss, Rifkind, Wharton & Garrison LLP 05/09/08 05/03/10
Long, Ronald C.Regional Office District Administrator Wachovia 06/18/02 09/08/03
Long, Ronald C.Regional Office District Administrator Wachovia 06/18/02 12/08/03
Long, Ronald C.Regional Office District Administrator Wachovia 06/18/02 11/06/03
Lopez, G. AnthonyChief Accountant Associate Chief Accountant FTI Consulting, Inc. 06/10/06 08/03/06
Lopez, G. AnthonyChief Accountant Associate Chief Accountant FTI Consulting, Inc. 06/10/06 09/18/06
Lopez, G. AnthonyChief Accountant Associate Chief Accountant FTI Consulting, Inc. 06/10/06 04/12/07
Lopez, G. AnthonyChief Accountant Associate Chief Accountant FTI Consulting, Inc. 06/10/06 11/01/06
Lopez, G. AnthonyChief Accountant Associate Chief Accountant FTI Consulting, Inc. 06/10/06 11/13/06
Lopez, G. AnthonyChief Accountant Associate Chief Accountant FTI Consulting, Inc. 06/10/06 06/26/06
Lowman, Michael K.Enforcement Assistant Chief Litigation Counsel Jenner & Block 08/11/06 11/16/06
Lowman, Michael K.Enforcement Assistant Chief Litigation Counsel Jenner & Block 08/11/06 10/09/06
Lowman, Michael K.Enforcement Assistant Chief Litigation Counsel Jenner & Block 08/11/06 01/17/07
Lowman, Michael K.Enforcement Assistant Chief Litigation Counsel Jenner & Block 08/11/06 12/19/07
Lowman, Michael K.Enforcement Assistant Chief Litigation Counsel Jenner & Block 08/11/06 08/21/06
Lu, Chih-PinEnforcement Senior Counsel Johnson, Pope, Bokor, Ruppel & Burns, LLP 08/01/05 02/06/06
Lu, Chih-PinEnforcement Senior Counsel Johnson, Pope, Bokor, Ruppel & Burns, LLP 08/01/05 02/15/06
Lu, Chih-PinEnforcement Senior Counsel Johnson, Pope, Bokor, Ruppel & Burns, LLP 08/01/05 08/07/06
Lum, Amy E. GibsonEnforcement Senior Attorney Katten Muchin Zavis Rosenman 10/22/04 11/01/04
Lum, Amy E. GibsonEnforcement Senior Attorney Katten Muchin Zavis Rosenman 10/22/04 04/28/05
Lum, Amy E. GibsonEnforcement Senior Attorney Katten Muchin Zavis Rosenman 10/22/04 07/01/05
Lum, Amy E. GibsonEnforcement Senior Attorney Katten Muchin Zavis Rosenman 10/22/04 11/12/04
Lynn, David M.Corporation Finance Chief Counsel Morrison & Foerster LLP 05/25/07 05/13/09
Lynn, David M.Corporation Finance Chief Counsel Morrison & Foerster LLP 05/01/07 04/24/09
MacLeod, LornaInvestment Management Branch Chief LeBoeuf, Lamb, Greene and MacRae, LLP 08/05/05 07/27/06
MacPhail, Michael R.Regional Office Deputy Assistant Regional Director Holland & Hart, LLP 08/17/05 01/18/06
MacPhail, Michael R.Regional Office Deputy Assistant Regional Director Holland & Hart, LLP 08/17/05 09/07/06
MacPhail, Michael R.Regional Office Deputy Assistant Regional Director Holland & Hart, LLP 08/17/05 01/20/06
MacPhail, Michael R.Regional Office Deputy Assistant Regional Director Holland & Hart, LLP 08/17/05 09/13/06
MacPhail, Michael R.Regional Office Deputy Assistant Regional Director Holland & Hart, LLP 08/17/05 09/09/05
MacPhail, Michael R.Regional Office Deputy Assistant Regional Director Holland & Hart, LLP 08/27/05 10/13/06
MacPhail, Michael R.Regional Office Deputy Assistant Regional Director Holland & Hart, LLP 08/17/05 06/07/07
MacPhail, Michael R.Regional Office Deputy Assistant Regional Director Holland & Hart, LLP 08/17/05 06/06/06
MacPhail, Michael R.Regional Office Deputy Assistant Regional Director Holland & Hart, LLP 08/17/05 09/02/05
MacPhail, Michael R.Regional Office Deputy Assistant Regional Director Holland & Hart, LLP 08/17/05 08/09/07
Mahar, MarkChief Accountant Associate Chief Accountant Ernst & Young 07/05/09 04/19/10
Mahar, MarkChief Accountant Associate Chief Accountant Ernst & Young 07/05/09 01/26/10
Mahar, MarkChief Accountant Associate Chief Accountant Ernst & Young 07/05/09 03/23/10
Mahar, MarkChief Accountant Associate Chief Accountant Ernst & Young 07/05/09 01/26/10
Mannon, Joseph M.Enforcement Staff Attorney Vedder, Price, Kaufman & Kammholz, P.C. 01/07/05 01/26/05
Mannon, Joseph M.Enforcement Staff Attorney Vedder, Price, Kaufman & Kammholz, P.C. 01/07/05 09/21/06
Mannon, Joseph M.Enforcement Staff Attorney Vedder, Price, Kaufman & Kammholz, P.C. 01/07/05 02/28/06
Mannon, Joseph M.Enforcement Staff Attorney Vedder, Price, Kaufman & Kammholz, P.C. 01/07/05 11/11/05
Mannon, Joseph M.Enforcement Staff Attorney Vedder, Price, Kaufman & Kammholz, P.C. 01/07/05 12/21/05
Mannon, Joseph M.Enforcement Staff Attorney Vedder, Price, Kaufman & Kammholz, P.C. 01/07/05 03/24/05
Mannon, Joseph M.Enforcement Staff Attorney Vedder, Price, Kaufman & Kammholz, P.C. 01/07/05 12/14/06
Manos, RobynCorporation Finance Staff Attorney Proskauer Rose LLP 12/01/05 01/05/07
Marcelino, Juan MarcelRegional Office District Administrator Greenberg Traurig LLP 04/16/04 04/21/05
Marcelino, Juan MarcelRegional Office District Administrator Greenberg Traurig LLP 04/16/04 04/21/05
Marcelino, Juan MarcelRegional Office District Administrator Greenberg Traurig LLP 04/16/04 06/27/05
Marder, David E.Regional Office Assistant District Administrator Robins, Kaplan, Miller & Ciresi L.L.P. 07/01/01 10/10/02
Marder, David E.Regional Office Assistant District Administrator Robins, Kaplan, Miller & Ciresi L.L.P. 07/01/01 06/26/02
Marencik, Colleen J.Regional Office Securities Compliance Examiner ACA Compliance Group 10/21/05 11/30/06
Marencik, Colleen J.Regional Office Securities Compliance Examiner ACA Compliance Group 10/21/05 04/05/06
Marencik, Colleen J.Regional Office Securities Compliance Examiner ACA Compliance Group 10/21/05 05/16/06
Markel, Carina C.Chief Accountant Professional Accounting Fellow PricewaterhouseCoopers LLP 03/28/03 08/14/03
Markel, Susan G.Enforcement Chief Accountant AlixPartners LLP 01/02/09 06/05/10
Markle, John S.Commissioner Paul R. Carey Counsel Ameritrade Holding Corporation 07/27/01 03/21/02
Markle, John S.Commissioner Paul R. Carey Counsel Ameritrade Holding Corporation 07/27/01 03/21/02
Martin, Craig D.Regional Office Staff Attorney Morrison & Foerster LLP 07/05/02 12/23/02
Martin, Craig D.Regional Office Staff Attorney Morrison & Foerster LLP 07/05/02 09/16/02
Martin, Craig D.Regional Office Staff Attorney Morrison & Foerster LLP 07/05/02 08/14/02
Martin, David B. H.Corporation Finance Director Covington & Burling 01/11/02 02/11/03
Martin, Craig D.Regional Office Staff Attorney Morrison & Foerster LLP 07/05/02 10/29/02
Martin, David B. H.Corporation Finance Director Covington & Burling 01/11/02 12/31/03
Martin, David B. H.Corporation Finance Director Covington & Burling 01/11/02 12/23/03
Martin, David B. H.Corporation Finance Director Covington & Burling 01/11/02 12/31/03
Martin, David B. H.Corporation Finance Director Covington & Burling 01/11/02 10/23/03
Martin, David B. H.Corporation Finance Director Covington & Burling 01/11/02 03/21/03
Mathews, Walter J.Enforcement Senior Counsel Walter J. Mathews, P.A. 11/10/06 06/07/07
Mathews, Walter J.Enforcement Senior Counsel Walter J. Mathews, P.A. 11/10/06 04/25/07
Mathews, Walter J.Enforcement Senior Counsel Walter J. Mathews, P.A. 11/10/06 05/02/08
Mathews, Walter J.Enforcement Senior Counsel Walter J. Mathews, P.A. 11/10/06 09/08/09
Mathews, Walter J.Enforcement Senior Counsel Walter J. Mathews, P.A. 11/10/06 06/25/07
Mathews, Walter J.Enforcement Senior Counsel Walter J. Mathews, P.A. 11/10/06 11/29/06
Mayhew, StewartRisk, Strategy, and Financial Innovation Deputy Chief Economist Cornerstone Research 08/15/10 09/22/11
McAndrews, ThomasEnforcement Staff Attorney O'Melveny & Myers LLP 05/01/05 08/02/06
McAndrews, ThomasEnforcement Attorney O'Melveny & Myers LLP 05/01/05 01/11/07
McAndrews, ThomasEnforcement Employee O'Melveny & Myers LLP 05/01/05 01/23/06
McCarty, Charles BarryCorporation Finance Senior Counsel Federal Home Loan Bank of Pittsburgh 06/03/05 06/15/05
McCormick, Kelly A.Enforcement Senior Counsel Crowell & Moring LLP 08/08/03 08/18/03
McCormick, Kelly A.Enforcement Senior Counsel Crowell & Moring LLP 08/08/03 09/21/04
McCormick, Kelly A.Enforcement Senior Counsel Crowell & Moring LLP 08/08/03 11/09/04
McCormick, Kelly A.Enforcement Senior Counsel Crowell & Moring LLP 08/08/03 08/15/03
McDonald, Bart J.Regional Office Branch Chief Renaissance Regulatory Services, Inc. 12/22/06 04/05/07
McDonald, Bart J.Regional Office Branch Chief Renaissance Regulatory Services, Inc. 12/22/06 01/03/07
McGee, Carol M.Corporation Finance Attorney Alston & Bird LLP 04/24/08 09/09/09
McGee, Carol M.Corporation Finance Attorney Alston & Bird LLP 04/24/08 08/07/09
McGee, Carol M.Corporation Finance Attorney Alston & Bird LLP 04/24/08 11/24/10
McGee, Carol M.Corporation Finance Attorney Alston & Bird LLP 04/24/08 01/23/09
McGee, Carol M.Corporation Finance Attorney Alston & Bird LLP 04/24/08 05/18/09
McGee, Carol M.Corporation Finance Attorney Alston & Bird LLP 04/24/08 05/18/09
McGee, Carol M.Corporation Finance Attorney Alston & Bird LLP 04/24/08 11/24/09
McGee, Carol M.Corporation Finance Attorney Alston & Bird LLP 04/24/08 09/04/09
McGee, Carol M.Corporation Finance Attorney Alston & Bird LLP 04/24/08 11/24/09
McGovern, William F.Enforcement Assistant Regional Director Morgan Stanley 06/25/04 07/16/04
McGrath, Joseph D.Chief Accountant Professional Accounting Fellow Ernst & Young 06/23/07 12/05/07
McGrath, Joseph D.Chief Accountant Professional Accounting Fellow Ernst & Young 06/23/07 10/25/07
McGrath, Joseph D.Chief Accountant Professional Accounting Fellow Ernst & Young 06/23/07 02/25/09
McGrath, Joseph D.Chief Accountant Professional Accounting Fellow Ernst & Young 06/23/07 01/31/08
McKown, Joan E.Enforcement Chief Counsel Jones Day 07/30/10 09/27/11
McKown, Joan E.Enforcement Chief Counsel Jones Day 07/30/10 09/23/11
Meisner, Derek M.Enforcement Branch Chief K&L Gates LLP 07/23/04 08/04/04
Meisner, Derek M.Enforcement Branch Chief K&L Gates LLP 07/23/04 02/28/05
Meisner, Derek M.Enforcement Branch Chief K&L Gates LLP 07/23/04 07/27/04
Meisner, Derek M.Enforcement Branch Chief K&L Gates LLP 07/23/04 07/27/04
Meisner, Derek M.Enforcement Branch Chief K&L Gates LLP 07/23/04 05/05/05
Meisner, Derek M.Enforcement Branch Chief K&L Gates LLP 07/23/04 04/08/05
Meisner, Derek M.Enforcement Branch Chief K&L Gates LLP 07/23/04 05/16/06
Meisner, Derek M.Enforcement Branch Chief K&L Gates LLP 07/23/04 09/20/04
Meisner, Derek M.Enforcement Branch Chief K&L Gates LLP 07/23/04 05/27/05
Meisner, Derek M.Enforcement Branch Chief K&L Gates LLP 07/23/04 04/08/05
Meisner, Derek M.Enforcement Branch Chief K&L Gates LLP 07/23/04 01/10/05
Mejia, Luis R.Enforcement Chief Litigation Counsel DLA Piper 12/04/09 03/25/10
Mejia, Luis R.Enforcement Chief Litigation Counsel DLA Piper 12/04/09 03/16/10
Mejia, Luis R.Enforcement Chief Litigation Counsel DLA Piper 12/04/09 12/22/09
Mejia, Luis R.Enforcement Chief Litigation Counsel DLA Piper 12/04/09 05/04/10
Mejia, Luis R.Enforcement Chief Litigation Counsel DLA Piper 12/04/09 03/12/10
Mejia, Luis R.Enforcement Chief Litigation Counsel DLA Piper 12/04/09 04/13/11
Mejia, Luis R.Enforcement Chief Litigation Counsel DLA Piper 12/04/09 06/23/11
Mejia, Luis R.Enforcement Chief Litigation Counsel DLA Piper 12/04/09 04/27/10
Mejia, Luis R.Enforcement Chief Litigation Counsel DLA Piper 12/04/09 03/10/10
Mejia, Luis R.Enforcement Chief Litigation Counsel DLA Piper 12/04/09 01/05/10
Mejia, Luis R.Enforcement Chief Litigation Counsel DLA Piper 12/04/09 03/19/10
Mejia, Luis R.Enforcement Chief Litigation Counsel DLA Piper 12/04/09 04/27/10
Mersman, Jeffrey D.Regional Office Staff Accountant ACA Compliance Group 09/22/08 10/18/09
Meyers, James A.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 09/30/04 06/30/05
Meyers, James A.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 09/30/04 12/02/05
Meyers, James A.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 09/30/04 08/17/05
Meyers, James A.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 09/30/04 07/07/05
Meyers, James A.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 09/30/04 04/29/05
Meyers, James A.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 09/30/04 12/23/04
Meyers, James A.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 09/30/04 08/08/06
Meyers, James A.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 09/30/04 09/28/05
Meyers, James A.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 09/30/04 08/16/05
Meyers, James A.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 09/30/04 11/01/04
Meyers, James A.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 09/30/04 05/03/05
Meyers, James A.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 09/30/04 04/08/05
Meyers, James A.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 09/30/04 11/01/05
Miller, Robert NeilCorporation Finance Attorney-Advisor DLA Piper 10/21/05 03/16/06
Miller, Robert NeilCorporation Finance Attorney-Advisor DLA Piper 10/21/05 06/29/06
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 08/24/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 11/30/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 12/16/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 01/28/05
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 03/30/05
Miller, Morgan J.Enforcement Staff Attorney Paul, Hastings, Janofsky & Walker LLP 12/02/02 07/27/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 08/24/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 08/31/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 09/16/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 10/18/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 09/23/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 08/31/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 01/11/05
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 04/08/05
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 11/30/05
Miller, Robert NeilCorporation Finance Attorney-Advisor DLA Piper 10/21/05 02/13/06
Miller, Robert NeilCorporation Finance Attorney-Advisor DLA Piper 10/21/05 12/27/06
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 09/30/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 10/01/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 10/18/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 11/08/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 12/21/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 03/07/05
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 04/01/05
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 01/28/05
Miller, Robert NeilCorporation Finance Attorney-Advisor DLA Piper 10/21/05 03/07/06
Miller, Robert NeilCorporation Finance Attorney-Advisor DLA Piper 10/21/05 07/26/06
Miller, Robert NeilCorporation Finance Attorney-Advisor DLA Piper 10/21/05 09/18/06
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 05/03/05
Miller, Morgan J.Enforcement Staff Attorney Paul, Hastings, Janofsky & Walker LLP 12/02/02 04/19/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 01/04/05
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 08/24/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 08/24/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 08/31/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 10/19/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 10/28/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 08/24/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 09/09/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 11/30/05
Min, Susan L.Corporation Finance Attorney-Advisor DLA Piper 06/09/06 09/29/06
Min, David K.Enforcement Staff Attorney Wilmer Cutler Pickering Hale and Dorr LLP 08/06/04 05/10/05
Min, David K.Enforcement Staff Attorney Wilmer Cutler Pickering Hale and Dorr LLP 08/06/04 01/10/05
Min, Susan L.Corporation Finance Attorney-Advisor DLA Piper 06/09/06 09/29/06
Min, Susan L.Corporation Finance Attorney-Advisor Wilson Sonsini Goodrich & Rosati, P.C. 06/09/06 09/14/07
Min, Susan L.Corporation Finance Attorney-Advisor Wilson Sonsini Goodrich & Rosati, P.C. 06/09/06 06/01/07
Minarick, Jean E.Investment Management Senior Counsel K&L Gates LLP 09/05/03 12/23/04
Missaghian, YossExecutive Director General Business Specialist Public Company Accounting Oversight Board 04/20/07 05/11/07
Mital, Manish K.Enforcement Senior Counsel Halcyon Asset Management LLC 01/08/07 11/26/07
Mital, Manish K.Enforcement Senior Counsel Halcyon Asset Management LLC 01/08/07 03/14/08
Mital, Manish K.Enforcement Senior Counsel Halcyon Asset Management LLC 01/08/07 02/01/07
Mitchells, Rebecca A.Enforcement Senior Staff Counsel Wilson Sonsini Goodrich & Rosati, P.C. 06/17/05 01/20/06
Mitchells, Rebecca A.Enforcement Senior Staff Counsel Wilson Sonsini Goodrich & Rosati, P.C. 06/17/05 08/16/06
Mitchells, Rebecca A.Enforcement Senior Staff Counsel Wilson Sonsini Goodrich & Rosati, P.C. 06/17/05 11/02/05
Mitchells, Rebecca A.Enforcement Senior Staff Counsel Wilson Sonsini Goodrich & Rosati, P.C. 06/17/05 10/06/05
Mitchells, Rebecca A.Enforcement Senior Staff Counsel Wilson Sonsini Goodrich & Rosati, P.C. 06/17/05 08/03/05
Mitchells, Rebecca A.Enforcement Senior Staff Counsel Wilson Sonsini Goodrich & Rosati, P.C. 06/17/05 05/08/06
Mitchells, Rebecca A.Enforcement Senior Staff Counsel Wilson Sonsini Goodrich & Rosati, P.C. 06/17/05 08/03/05
Mitchells, Rebecca A.Enforcement Senior Staff Counsel Wilson Sonsini Goodrich & Rosati, P.C. 06/17/05 08/01/05
Mitchells, Rebecca A.Enforcement Senior Staff Counsel Wilson Sonsini Goodrich & Rosati, P.C. 06/17/05 10/06/05
Mitchells, Rebecca A.Enforcement Senior Staff Counsel Wilson Sonsini Goodrich & Rosati, P.C. 06/17/05 11/03/06
Mitchells, Rebecca A.Enforcement Senior Staff Counsel Wilson Sonsini Goodrich & Rosati, P.C. 06/17/05 10/20/05
Mitchells, Rebecca A.Enforcement Senior Staff Counsel Wilson Sonsini Goodrich & Rosati, P.C. 06/17/05 06/06/07
Mitchells, Rebecca A.Enforcement Senior Staff Counsel Wilson Sonsini Goodrich & Rosati, P.C. 06/17/05 10/09/06
Mittelman, David T.Corporation Finance Legal Branch Chief Reed Smith LLP 10/27/06 11/27/06
Mittelman, David T.Corporation Finance Legal Branch Chief Reed Smith LLP 10/27/06 02/13/08
Mittelman, David T.Corporation Finance Legal Branch Chief Reed Smith LLP 10/27/06 08/02/07
Mittelman, David T.Corporation Finance Legal Branch Chief Reed Smith LLP 10/27/06 08/02/07
Mittelman, David T.Corporation Finance Legal Branch Chief Reed Smith LLP 10/27/06 12/10/07
Mittelman, David T.Corporation Finance Legal Branch Chief Reed Smith LLP 10/27/06 11/22/06
Mojiri-Azad, Nazanin NinaCorporation Finance Special Counsel Sutherland Asbill & Brennan LLP 09/02/05 03/09/06
Mojiri-Azad, Nazanin NinaCorporation Finance Special Counsel McDermott Will & Emery LLP 09/02/05 05/24/07
Moore, Bridget M.Enforcement Staff Attorney Baker Botts LLP 05/02/03 02/08/05
Moore, Alexander T.Enforcement Employee Ameriprise Financial 09/07/07 11/14/07
Moore, Bridget M.Enforcement Staff Attorney Baker Botts LLP 05/02/03 07/23/03
Moore, Bridget M.Enforcement Staff Attorney Baker Botts LLP 05/02/03 05/15/03
Moore, Margaret E.Compliance Inspections and Examinations Senior Counsel Financial Services Roundtable 01/13/06 03/13/06
Moore, Bridget M.Enforcement Staff Attorney Baker Botts LLP 05/02/03 06/27/03
Moore, Bridget M.Enforcement Staff Attorney Baker Botts LLP 05/02/03 07/07/03
Moore, Bridget M.Enforcement Staff Attorney Baker Botts LLP 05/02/03 02/09/04
Moore-Wester, Susan H.Compliance Inspections and Examinations Examiner Hansberger Global Investors, Inc. and Hansberger Institutional Series 05/01/05 08/09/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 09/30/05
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 07/13/05
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 05/26/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 05/08/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 03/27/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 10/19/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 10/18/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 02/08/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 02/08/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 07/31/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 03/09/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 11/15/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 11/01/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 02/07/07
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 11/18/05
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 12/08/05
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 07/07/05
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 09/28/05
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 03/06/07
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 10/20/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 04/24/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 02/09/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 03/09/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 11/15/05
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 10/30/05
Morse Jr., Adriaen M.Enforcement Attorney Crowell & Moring LLP 03/07/03 04/19/04
Morse Jr., Adriaen M.Enforcement Attorney Crowell & Moring LLP 03/07/03 03/19/03
Morse Jr., Adriaen M.Enforcement Attorney Crowell & Moring LLP 03/07/03 04/13/04
Morse Jr., Adriaen M.Enforcement Attorney Crowell & Moring LLP 03/07/03 04/13/04
Morse Jr., Adriaen M.Enforcement Attorney Crowell & Moring LLP 03/07/03 06/11/03
Morse Jr., Adriaen M.Enforcement Attorney Crowell & Moring LLP 03/07/03 02/10/04
Morse Jr., Adriaen M.Enforcement Attorney Crowell & Moring LLP 03/07/03 08/01/03
Morton, Jeffrey C.Compliance Inspections and Examinations Staff Accountant ACA Compliance Group 02/22/02 09/05/03
Morton, Jeffrey C.Compliance Inspections and Examinations Staff Accountant ACA Compliance Group 02/22/02 10/09/02
Morton, Jeffrey C.Compliance Inspections and Examinations Staff Accountant ACA Compliance Group 02/22/02 06/17/03
Morton, Jeffrey C.Compliance Inspections and Examinations Staff Accountant ACA Compliance Group 02/22/02 06/17/03
Munro, Meredith A.Enforcement Staff Attorney Steese & Evans, P.C. 05/01/03 03/20/04
Murphy, Patrick T.Enforcement Branch Chief Wilmer Cutler Pickering Hale and Dorr LLP 08/01/08 07/31/09
Murphy, Patrick T.Enforcement Branch Chief Wilmer Cutler Pickering Hale and Dorr LLP 08/01/08 03/29/10
Murphy, Patrick T.Enforcement Branch Chief Wilmer Cutler Pickering Hale and Dorr LLP 08/01/08 06/26/09
Murphy, Patrick T.Enforcement Branch Chief Wilmer Cutler Pickering Hale and Dorr LLP 08/01/08 07/09/09
Murphy, Patrick T.Enforcement Branch Chief Wilmer Cutler Pickering Hale and Dorr LLP 08/01/08 07/27/09
Murphy, Patrick T.Enforcement Branch Chief Wilmer Cutler Pickering Hale and Dorr LLP 08/01/08 11/20/08
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 07/12/04
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 11/07/05
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 05/27/05
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 10/20/04
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 04/28/05
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 05/24/04
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 03/14/04
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 02/17/04
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 02/04/04
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 01/24/06
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 06/21/05
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 12/14/05
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 05/27/05
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 12/09/04
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 06/10/04
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 04/21/04
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 03/14/04
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 05/07/04
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 03/16/04
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 02/04/04
Nelson, DavidRegional Office Regional Director Boies, Schiller & Flexner LLP 08/28/09 09/02/10
Nelson, DavidRegional Office Regional Director Boies, Schiller & Flexner LLP 08/28/09 09/02/10
Nelson, DavidRegional Office Regional Director Boies, Schiller & Flexner LLP 08/28/09 09/02/10
Nelson, DavidRegional Office Regional Director Boies, Schiller & Flexner LLP 08/28/09 09/22/10
Nelson, DavidRegional Office Regional Director Boies, Schiller & Flexner LLP 08/28/09 09/02/10
Nelson, DavidRegional Office Regional Director Boies, Schiller & Flexner LLP 08/28/09 05/16/11
Nelson, DavidRegional Office Regional Director Boies, Schiller & Flexner LLP 08/28/09 09/02/10
Nelson, DavidRegional Office Regional Director Boies, Schiller & Flexner LLP 08/28/09 09/02/10
Nelson, DavidRegional Office Regional Director Boies, Schiller & Flexner LLP 08/28/09 05/16/11
Nemeth, Shan L.Chief Accountant Professional Accounting Fellow Deloitte LLP 06/10/06 01/02/07
Nemeth, Shan L.Chief Accountant Professional Accounting Fellow Deloitte LLP 06/10/06 05/01/07
Nemeth, Shan L.Chief Accountant Professional Accounting Fellow Deloitte LLP 06/10/06 03/09/07
Nemeth, Shan L.Chief Accountant Professional Accounting Fellow Deloitte LLP 06/10/06 01/02/07
Nemeth, Shan L.Chief Accountant Professional Accounting Fellow Deloitte LLP 06/10/06 01/02/07
Nemeth, Shan L.Chief Accountant Professional Accounting Fellow Deloitte LLP 06/10/06 05/01/07
Newkirk, Thomas C.Enforcement Associate Director Jenner & Block 11/03/04 01/17/06
Newkirk, Thomas C.Enforcement Associate Director Jenner & Block 11/03/04 11/07/05
Newkirk, Thomas C.Enforcement Associate Director Jenner & Block 11/03/04 10/11/06
Newkirk, Thomas C.Enforcement Associate Director Jenner & Block 11/03/04 03/16/06
Newkirk, Thomas C.Enforcement Associate Director Jenner & Block 11/03/04 10/11/06
Newkirk, Thomas C.Enforcement Associate Director Jenner & Block 11/03/04 08/01/06
Newkirk, Thomas C.Enforcement Associate Director Jenner & Block 11/03/04 09/01/06
Nordlinger, Edwin H.Regional Office Deputy Regional Director Saiber Schlesinger Satz & Goldstein, LLC 02/03/05 06/13/06
Northan, Mark A.Chief Accountant Professional Accounting Fellow KPMG LLP 06/23/06 02/27/07
O'Connor, R. DanielEnforcement Senior Trial Counsel Ropes & Gray LLP 01/04/08 07/06/09
O'Connor, R. DanielEnforcement Senior Trial Counsel Ropes & Gray LLP 01/04/08 06/09/09
O'Connor, R. DanielEnforcement Senior Trial Counsel Ropes & Gray LLP 01/04/08 06/16/09
O'Connor, R. DanielEnforcement Senior Trial Counsel Ropes & Gray LLP 01/04/08 03/17/08
O'Connor, R. DanielEnforcement Senior Trial Counsel Ropes & Gray LLP 01/04/08 02/13/08
O'Connor, R. DanielEnforcement Senior Trial Counsel Ropes & Gray LLP 01/04/08 03/17/08
O'Connor, R. DanielEnforcement Senior Trial Counsel Ropes & Gray LLP 01/04/08 04/30/08
O'Connor, R. DanielEnforcement Senior Trial Counsel Ropes & Gray LLP 01/04/08 05/21/08
Ochs, Brian A.Enforcement Assistant Director K&L Gates LLP 12/26/03 07/08/04
Ochs, Brian A.Enforcement Assistant Director K&L Gates LLP 12/26/03 08/11/04
Ochs, Brian A.Enforcement Assistant Director K&L Gates LLP 12/26/03 11/17/04
Ochs, Brian A.Enforcement Assistant Director K&L Gates LLP 12/26/03 05/27/04
Ochs, Brian A.Enforcement Assistant Director K&L Gates LLP 12/26/03 03/17/04
Ochs, Brian A.Enforcement Assistant Director K&L Gates LLP 12/26/03 02/05/04
Ochs, Brian A.Enforcement Assistant Director K&L Gates LLP 12/26/03 06/06/05
Ochs, Brian A.Enforcement Assistant Director K&L Gates LLP 12/26/03 07/09/04
Ochs, Brian A.Enforcement Assistant Director K&L Gates LLP 12/26/03 09/27/04
Ochs, Brian A.Enforcement Assistant Director K&L Gates LLP 12/26/03 02/15/05
Ochs, Brian A.Enforcement Assistant Director K&L Gates LLP 12/26/03 01/09/04
Ochs, Brian A.Enforcement Assistant Director K&L Gates LLP 12/26/03 03/31/04
Ochs, Brian A.Enforcement Assistant Director K&L Gates LLP 12/26/03 04/27/04
Ochs, Brian A.Enforcement Assistant Director K&L Gates LLP 12/26/03 02/20/04
Ochs, Brian A.Enforcement Assistant Director K&L Gates LLP 12/26/03 11/08/05
Oldfield, George S.Economic Analysis Economic Fellow The Brattle Group 04/30/06 08/31/06
Olsen, Erik K.Compliance Inspections and Examinations Securities Compliance Examiner Legg Mason 08/01/06 04/01/08
Olson, Susan M.Investment Management Senior Counsel Investment Company Institute 03/16/07 04/11/08
Patalkis, Debra M.Enforcement Assistant Chief Litigation Counsel Drinker Biddle & Reath 12/02/05 09/19/06
Patalkis, Debra M.Enforcement Assistant Chief Litigation Counsel Drinker Biddle & Reath 12/02/05 02/22/07
Patalkis, Debra M.Enforcement Assistant Chief Litigation Counsel Drinker Biddle & Reath 12/02/05 08/21/07
Patalkis, Debra M.Enforcement Assistant Chief Litigation Counsel Drinker Biddle & Reath 12/02/05 09/05/07
Patalkis, Debra M.Enforcement Assistant Chief Litigation Counsel Drinker Biddle & Reath 12/02/05 04/26/06
Patti-Oliveira, AllisonChief Accountant Professional Accounting Fellow Center for Audit Quality 07/02/10 12/08/10
Paul, Douglas B.Enforcement Branch Chief Hogan & Hartson LLP 01/05/07 06/12/07
Paul, Douglas B.Enforcement Branch Chief Hogan & Hartson LLP 01/05/07 08/31/07
Pennington, Caren NelsonEnforcement Assistant Regional Director Morgan Stanley 05/28/04 06/23/04
Perrell, Jacqueline WoodCompliance Inspections and Examinations Staff Attorney Proskauer Rose LLP 01/16/06 11/30/06
Perrell, Jacqueline WoodCompliance Inspections and Examinations Staff Attorney Proskauer Rose LLP 01/16/06 12/06/06
Perrell, Jacqueline WoodCompliance Inspections and Examinations Staff Attorney Proskauer Rose LLP 01/16/06 12/05/06
Persaud, ChetRegional Office Compliance Examiner UBS AG 09/15/04 11/15/04
Persaud, ChetRegional Office Compliance Examiner UBS AG 09/15/04 11/15/04
Petersen, SusanTrading and Markets Special Counsel Clifford Chance LLP 01/12/01 02/15/01
Peterson, Timothy P.Enforcement Senior Counsel Debevoise & Plimpton LLP 02/28/06 06/14/06
Philip, Fiona A.Chairman William H. Donaldson Counsel Howrey Simon Arnold & White LLP 01/02/04 06/02/04
Philip, Fiona A.Chairman William H. Donaldson Counsel Howrey Simon Arnold & White LLP 01/02/04 03/15/04
Philip, Fiona A.Chairman William H. Donaldson Counsel Howrey Simon Arnold & White LLP 01/02/04 02/03/04
Philip, Fiona A.Chairman William H. Donaldson Counsel Howrey Simon Arnold & White LLP 01/02/04 04/12/05
Philip, Fiona A.Chairman William H. Donaldson Counsel Howrey Simon Arnold & White LLP 01/02/04 04/08/05
Philip, Fiona A.Chairman William H. Donaldson Counsel Howrey Simon Arnold & White LLP 01/02/04 04/12/05
Philip, Fiona A.Chairman William H. Donaldson Counsel Howrey Simon Arnold & White LLP 01/02/04 02/08/05
Piazza, Michael A.Enforcement Supervisory Trial Counsel Dorsey & Whitney LLP 05/31/06 01/16/07
Piazza, Michael A.Enforcement Supervisory Trial Counsel Dorsey & Whitney LLP 05/31/06 06/13/07
Piazza, Michael A.Enforcement Supervisory Trial Counsel Dorsey & Whitney LLP 05/31/06 06/27/06
Piazza, Michael A.Enforcement Supervisory Trial Counsel Dorsey & Whitney LLP 05/31/06 04/13/07
Piazza, Michael A.Enforcement Supervisory Trial Counsel Dorsey & Whitney LLP 05/31/06 08/21/07
Piazza, Michael A.Enforcement Supervisory Trial Counsel Dorsey & Whitney LLP 05/31/06 12/20/07
Piazza, Michael A.Enforcement Supervisory Trial Counsel Dorsey & Whitney LLP 05/31/06 09/06/07
Piazza, Michael A.Enforcement Supervisory Trial Counsel Dorsey & Whitney LLP 05/31/06 01/16/07
Piazza, Michael A.Enforcement Supervisory Trial Counsel Dorsey & Whitney LLP 05/31/06 09/15/06
Pierce, E. MichaelChief Accountant Professional Accounting Fellow KPMG LLP 06/07/02 03/25/03
Pilkerton, Christopher M.Enforcement Staff Attorney Ruddy Law Office 02/03/06 03/08/06
Pinkerton, Owen J.Corporation Finance Attorney-Advisor Sutherland Asbill & Brennan LLP 12/29/06 06/06/07
Pinkerton, Owen J.Corporation Finance Attorney-Advisor Sutherland Asbill & Brennan LLP 12/29/06 03/05/08
Pinkerton, Owen J.Corporation Finance Attorney-Advisor Sutherland Asbill & Brennan LLP 12/29/06 08/17/07
Pinkerton, Owen J.Corporation Finance Attorney-Advisor Sutherland Asbill & Brennan LLP 12/29/06 06/06/07
Piracha, AmenaCompliance Inspections and Examinations Attorney-Advisor Clifford Chance LLP 07/30/04 05/27/05
Piracha, AmenaCompliance Inspections and Examinations Attorney-Advisor Clifford Chance LLP 07/30/04 03/15/05
Plesnarski, RobertCorporation Finance Deputy Chief Counsel O'Melveny & Myers LLP 03/01/06 06/20/06
Plesnarski, RobertCorporation Finance Deputy Chief Counsel O'Melveny & Myers LLP 03/01/06 12/01/06
Plesnarski, RobertCorporation Finance Deputy Chief Counsel O'Melveny & Myers LLP 03/01/06 12/01/06
Plesnarski, RobertCorporation Finance Deputy Chief Counsel O'Melveny & Myers LLP 03/01/06 06/21/06
Pollack-Matz, FranInvestment Management Attorney-Advisor T. Rowe Price Associates, Inc. 02/06/09 08/25/09
Pollack-Matz, FranInvestment Management Attorney-Advisor T. Rowe Price Associates, Inc. 02/06/09 05/12/09
Pommer III, Robert W.Enforcement Assistant Chief Litigation Counsel Kirkland & Ellis LLP 01/02/09 02/04/09
Pommer III, Robert W.Enforcement Assistant Chief Litigation Counsel Kirkland & Ellis LLP 01/02/09 09/03/10
Pommer III, Robert W.Enforcement Assistant Chief Litigation Counsel Kirkland & Ellis LLP 01/02/09 04/07/10
Pommer III, Robert W.Enforcement Assistant Chief Litigation Counsel Kirkland & Ellis LLP 01/02/09 04/07/10
Pommer III, Robert W.Enforcement Assistant Chief Litigation Counsel Kirkland & Ellis LLP 01/02/09 04/07/10
Pommer III, Robert W.Enforcement Assistant Chief Litigation Counsel Kirkland & Ellis LLP 01/02/09 05/18/09
Pommer III, Robert W.Enforcement Assistant Chief Litigation Counsel Kirkland & Ellis LLP 01/02/09 04/07/10
Pommer III, Robert W.Enforcement Assistant Chief Litigation Counsel Kirkland & Ellis LLP 01/02/09 11/09/10
Pommer III, Robert W.Enforcement Assistant Chief Litigation Counsel Kirkland & Ellis LLP 01/02/09 05/11/09
Ponchione, Marc R.Investment Management Staff Attorney Willkie Farr & Gallagher LLP 02/17/06 07/11/06
Ponchione, Marc R.Investment Management Staff Attorney Willkie Farr & Gallagher LLP 02/17/06 03/06/06
Ponchione, Marc R.Investment Management Staff Attorney Willkie Farr & Gallagher LLP 02/17/06 03/07/06
Ponchione, Marc R.Investment Management Staff Attorney Willkie Farr & Gallagher LLP 02/17/06 10/12/06
Ponchione, Marc R.Investment Management Staff Attorney Willkie Farr & Gallagher LLP 02/17/06 06/14/06
Ponchione, Marc R.Investment Management Staff Attorney Willkie Farr & Gallagher LLP 02/17/06 05/24/06
Poulin, Jane D.Chief Accountant Associate Chief Accountant Corning Incorporated 09/09/05 09/28/05
Pressman, Michael K.Corporation Finance Attorney-Advisor Schering-Plough Corporation 07/03/08 07/23/08
Prezioso, GiovanniGeneral Counsel General Counsel Cleary Gottlieb Steen & Hamilton LLP 02/22/06 11/12/07
Prezioso, GiovanniGeneral Counsel General Counsel Cleary Gottlieb Steen & Hamilton LLP 02/22/06 05/03/07
Prezioso, GiovanniGeneral Counsel General Counsel Cleary Gottlieb Steen & Hamilton LLP 02/22/06 09/24/07
Prezioso, GiovanniGeneral Counsel General Counsel Cleary Gottlieb Steen & Hamilton LLP 02/22/06 08/20/07
Pruitt, Laura S.Trading and Markets Special Counsel Schiff Hardin LLP 05/04/01 03/22/02
Pruitt, Laura S.Trading and Markets Special Counsel Schiff Hardin LLP 05/04/01 10/15/01
Pruitt, Laura S.Trading and Markets Special Counsel Schiff Hardin LLP 05/04/01 06/05/01
Pruitt, Laura S.Trading and Markets Special Counsel Schiff Hardin LLP 05/04/01 04/29/03
Pruitt, Laura S.Trading and Markets Special Counsel Schiff Hardin LLP 05/04/01 12/07/01
Pruitt, Laura S.Trading and Markets Special Counsel Schiff Hardin LLP 05/04/01 04/02/02
Pucek, EricRegional Office Staff Accountant UBS AG 01/25/08 03/31/08
Purple, Eric S.Investment Management Senior Counsel Bell, Boyd & Lloyd LLP 07/21/07 08/10/07
Purple, Eric S.Investment Management Senior Counsel Bell, Boyd & Lloyd LLP 07/21/07 09/27/07
Purple, Eric S.Investment Management Senior Counsel Bell, Boyd & Lloyd LLP 07/21/07 10/20/07
Purple, Eric S.Investment Management Senior Counsel Bell, Boyd & Lloyd LLP 07/21/07 11/09/07
Radke, Mark S.Chairman Harvey L. Pitt Chief of Staff Howrey Simon Arnold & White LLP 11/27/02 10/09/03
Radke, Mark S.Chairman Harvey L. Pitt Chief of Staff Howrey Simon Arnold & White LLP 11/27/02 11/05/03
Radke, Mark S.Chairman Harvey L. Pitt Chief of Staff Howrey Simon Arnold & White LLP 11/27/02 03/10/03
Radke, Mark S.Chairman Harvey L. Pitt Chief of Staff Howrey Simon Arnold & White LLP 11/27/02 03/03/03
Rae, Michael G.Trading and Markets Special Counsel Legg Mason 08/21/04 10/19/04
Rasevic, Kimberly DopkinInvestment Management Assistant Director Dechert 05/30/01 11/05/01
Rasevic, Kimberly DopkinInvestment Management Assistant Director Dechert 05/30/01 01/27/03
Rasevic, Kimberly DopkinInvestment Management Assistant Director Dechert 05/30/01 10/23/01
Rashkover, Barry W.Enforcement Associate Regional Director Sidley Austin LLP 06/11/04 06/17/05
Rashkover, Barry W.Enforcement Associate Regional Director Sidley Austin LLP 06/11/04 07/28/05
Rashkover, Barry W.Enforcement Associate Regional Director Sidley Austin LLP 06/11/04 06/13/05
Rashkover, Barry W.Enforcement Associate Regional Director Sidley Austin LLP 06/11/04 08/11/05
Rashkover, Barry W.Enforcement Associate Regional Director Sidley Austin LLP 06/11/04 09/27/05
Rashkover, Barry W.Enforcement Associate Regional Director Sidley Austin LLP 06/11/04 09/23/05
Rashkover, Barry W.Enforcement Associate Regional Director Sidley Austin LLP 06/11/04 06/13/05
Rashkover, Barry W.Enforcement Associate Regional Director Sidley Austin LLP 06/11/04 05/04/06
Rashkover, Barry W.Enforcement Associate Regional Director Sidley Austin LLP 06/11/04 03/01/06
Rashkover, Barry W.Enforcement Associate Regional Director Sidley Austin LLP 06/11/04 03/09/06
Rashkover, Barry W.Enforcement Associate Regional Director Sidley Austin LLP 06/11/04 02/07/06
Rashkover, Barry W.Enforcement Associate Regional Director Sidley Austin LLP 06/11/04 03/01/06
Rashkover, Barry W.Enforcement Associate Regional Director Sidley Austin LLP 06/11/04 02/02/06
Rashkover, Barry W.Enforcement Associate Regional Director Sidley Austin LLP 06/11/04 02/02/06
Redacted (b)(6), Redacted (b)(6)General Counsel Redacted (b)(6) Wilmer Cutler Pickering Hale and Dorr LLP 03/27/09 03/26/10
Redacted (b)(6), Redacted (b)(6)Enforcement Redacted (b)(6) Wilmer Cutler Pickering Hale and Dorr LLP 08/13/10 09/07/10
Redacted (b)(6), Redacted (b)(6)General Counsel Redacted (b)(6) Wilmer Cutler Pickering Hale and Dorr LLP 03/27/09 06/17/10
Redacted (b)(6), Redacted (b)(6)Enforcement Redacted (b)(6) Wilmer Cutler Pickering Hale and Dorr LLP 12/31/10 09/19/11
Redacted (b)(6), Redacted (b)(6)Enforcement Counsel Wilmer Cutler Pickering Hale and Dorr LLP 03/30/01 11/21/02
Redacted (b)(6), Redacted (b)(6)General Counsel Redacted (b)(6) Wilmer Cutler Pickering Hale and Dorr LLP 03/27/09 03/24/11
Redacted (b)(6), Redacted (b)(6)General Counsel Redacted (b)(6) Wilmer Cutler Pickering Hale and Dorr LLP 03/27/09 02/28/11
Redacted (b)(6), Redacted (b)(6)General Counsel Redacted (b)(6) Wilmer Cutler Pickering Hale and Dorr LLP 03/27/09 03/18/11
Redacted (b)(6), Redacted (b)(6)General Counsel Redacted (b)(6) Wilmer Cutler Pickering Hale and Dorr LLP 03/27/09 03/10/11
Redacted (b)(6), Redacted (b)(6)Enforcement Redacted (b)(6) Wilmer Cutler Pickering Hale and Dorr LLP 08/13/10 11/01/10
Redacted (b)(6), Redacted (b)(6)General Counsel Redacted (b)(6) Wilmer Cutler Pickering Hale and Dorr LLP 03/27/09 03/26/10
Redacted (b)(6), Redacted (b)(6)Enforcement Redacted (b)(6) Wilmer Cutler Pickering Hale and Dorr LLP 08/13/10 03/02/11
Redacted (b)(6), Redacted (b)(6)Enforcement Redacted (b)(6) Wilmer Cutler Pickering Hale and Dorr LLP 08/13/10 11/09/10
Redacted (b)(6), Redacted (b)(6)Enforcement Redacted (b)(6) Wilmer Cutler Pickering Hale and Dorr LLP 08/13/10 10/22/10
Redacted (b)(6), Redacted (b)(6)Enforcement Redacted (b)(6) Wilmer Cutler Pickering Hale and Dorr LLP 12/31/10 02/02/11
Redacted (b)(6), Redacted (b)(6)General Counsel Redacted (b)(6) Wilmer Cutler Pickering Hale and Dorr LLP 03/27/09 11/02/10
Redacted (b)(6), Redacted (b)(6)General Counsel Redacted (b)(6) Wilmer Cutler Pickering Hale and Dorr LLP 03/27/09 07/07/10
Reed, Norman M.Trading and Markets Staff Attorney Omgeo LLC and Depository Trust and Clearing Corporation 02/27/07 03/08/07
Reed, Norman M.Trading and Markets Special Counsel Omgeo LLC 02/28/07 10/29/08
Reed, Norman M.Trading and Markets Special Counsel Omgeo LLC 02/28/07 08/10/07
Reifenberg, AlanEnforcement Branch Chief Credit Suisse 06/09/06 07/05/06
Reifenberg, AlanEnforcement Branch Chief Credit Suisse 06/09/06 11/28/06
Reifenberg, AlanEnforcement Branch Chief Credit Suisse 06/09/06 03/08/07
Reifenberg, AlanEnforcement Branch Chief Credit Suisse 06/09/06 08/29/06
Reifenberg, AlanEnforcement Branch Chief Credit Suisse 06/09/06 08/07/06
Reifenberg, AlanEnforcement Branch Chief Credit Suisse 06/09/06 04/08/07
Reifenberg, AlanEnforcement Branch Chief Credit Suisse 06/09/06 06/15/06
Reifenberg, AlanEnforcement Branch Chief Credit Suisse 06/09/06 06/15/06
Reifenberg, AlanEnforcement Branch Chief Credit Suisse 06/09/06 05/21/07
Reifenberg, AlanEnforcement Branch Chief Credit Suisse 06/09/06 09/15/06
Reifenberg, AlanEnforcement Branch Chief Credit Suisse 06/09/06 07/12/06
Reifenberg, AlanEnforcement Branch Chief Credit Suisse 06/09/06 09/14/06
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 10/14/09
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 06/15/10
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 10/22/09
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 04/05/10
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 04/20/10
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 04/20/10
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 05/18/10
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 01/19/10
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 04/05/10
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 03/05/10
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 03/05/10
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 04/29/10
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 03/05/10
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 01/19/10
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 11/17/09
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 11/17/09
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 12/08/09
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 09/03/09
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 11/17/09
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 04/28/10
Richards, Steven E.Enforcement Assistant Chief Accountant FTI Consulting, Inc. 07/11/08 07/25/08
Richards, Steven E.Enforcement Assistant Chief Accountant FTI Consulting, Inc. 07/11/08 07/25/08
Richards, Steven E.Enforcement Assistant Chief Accountant FTI Consulting, Inc. 07/11/08 01/29/09
Richards, Steven E.Enforcement Assistant Chief Accountant FTI Consulting, Inc. 07/11/08 07/16/08
Richardson, Christine M.Commissioner Laura S. Unger Counsel Morgan, Lewis & Bockius LLP 02/12/02 06/06/02
Richardson, Christine M.Commissioner Laura S. Unger Counsel Morgan, Lewis & Bockius LLP 02/12/02 06/06/02
Ritenour, DavidCorporation Finance Special Counsel Hewlett-Packard Company 07/15/05 09/14/06
Ritenour, DavidCorporation Finance Special Counsel Hewlett-Packard Company 07/15/05 06/12/06
Ritenour, DavidCorporation Finance Special Counsel Hewlett-Packard Company 07/15/05 12/06/05
Roberson, BrianChief Accountant Professional Accounting Fellow KPMG LLP 06/23/06 09/10/07
Roberts, Jonathan A.Enforcement Senior Attorney Ernst & Young 01/21/05 08/03/05
Roberts, Jonathan A.Enforcement Senior Attorney Ernst & Young 01/21/05 03/01/05
Robins, Kenneth B.Investment Management Professional Accounting Fellow KPMG LLP 06/28/02 06/04/03
Robnett, Cary SusanEnforcement Staff Attorney Robertson Stephens, Inc. 07/20/01 08/22/01
Robnett, Cary SusanEnforcement Staff Attorney Robertson Stephens, Inc. 07/20/01 01/30/02
Robnett, Cary SusanEnforcement Staff Attorney Robertson Stephens, Inc. 07/20/01 03/22/02
Roffman, Ian D.Enforcement Senior Trial Counsel Nutter, McClennen & Fish LLP 09/14/07 10/03/08
Roffman, Ian D.Enforcement Senior Trial Counsel Nutter, McClennen & Fish LLP 09/14/07 06/29/09
Roffman, Ian D.Enforcement Senior Trial Counsel Nutter, McClennen & Fish LLP 09/14/07 05/20/09
Roffman, Ian D.Enforcement Senior Trial Counsel Nutter, McClennen & Fish LLP 09/14/07 04/02/09
Roffman, Ian D.Enforcement Senior Trial Counsel Nutter, McClennen & Fish LLP 09/14/07 03/16/09
Roffman, Ian D.Enforcement Senior Trial Counsel Nutter, McClennen & Fish LLP 09/14/07 08/19/09
Rogers, Matthew W.Enforcement Associate Chief Accountant LECG, LLC 10/29/04 03/04/05
Russello, Gerald J.Enforcement Branch Chief Bear, Stearns & Co., Inc. 04/07/06 04/28/06
Russello, Gerald J.Enforcement Branch Chief Bear, Stearns & Co., Inc. 04/07/06 12/13/06
Russello, Gerald J.Enforcement Branch Chief Bear, Stearns & Co., Inc. 04/07/06 04/28/06
Russello, Gerald J.Enforcement Branch Chief Bear, Stearns & Co., Inc. 04/07/06 07/07/06
Russello, Gerald J.Enforcement Branch Chief Bear, Stearns & Co., Inc. 04/07/06 02/05/07
Russello, Gerald J.Enforcement Branch Chief Bear, Stearns & Co., Inc. 04/07/06 07/17/06
Russello, Gerald J.Enforcement Branch Chief Bear, Stearns & Co., Inc. 04/07/06 02/27/07
Ryan, Russell G.Enforcement Assistant Director King & Spalding LLP 01/30/04 04/08/04
Ryan, Russell G.Enforcement Assistant Director King & Spalding LLP 01/30/04 11/05/04
Ryan, Russell G.Enforcement Assistant Director King & Spalding LLP 01/30/04 03/18/04
Ryan, Russell G.Enforcement Assistant Director King & Spalding LLP 01/30/04 07/28/04
Ryan, Russell G.Enforcement Assistant Director King & Spalding LLP 01/30/04 04/08/05
Ryan, Russell G.Enforcement Assistant Director King & Spalding LLP 01/30/04 03/11/04
Ryan, Russell G.Enforcement Assistant Director King & Spalding LLP 01/30/04 03/18/04
Ryan, Russell G.Enforcement Assistant Director King & Spalding LLP 01/30/04 06/16/05
Ryan, Russell G.Enforcement Assistant Director King & Spalding LLP 01/30/04 11/28/05
Ryan, Russell G.Enforcement Assistant Director King & Spalding LLP 01/30/04 06/06/05
Ryan, Russell G.Enforcement Assistant Director King & Spalding LLP 01/30/04 05/09/05
Ryan, Russell G.Enforcement Assistant Director King & Spalding LLP 01/30/04 12/15/04
Ryan, Russell G.Enforcement Assistant Director King & Spalding LLP 01/30/04 08/16/05
Ryan, Russell G.Enforcement Assistant Director King & Spalding LLP 01/30/04 10/12/04
Ryan, Russell G.Enforcement Assistant Director King & Spalding LLP 01/30/04 12/07/04
Sanchez, Adelbert R.Regional Office Securities Compliance Examiner ACA Compliance Group 02/25/05 03/28/06
Sanchez, Jose F.Enforcement Senior Trial Counsel Sidley Austin LLP 12/15/06 02/12/07
Sanchez, Jose F.Enforcement Senior Trial Counsel Sidley Austin LLP 12/15/06 05/10/07
Sanchez, Jose F.Enforcement Senior Trial Counsel Sidley Austin LLP 12/15/06 05/16/07
Sanchez, Jose F.Enforcement Senior Trial Counsel Sidley Austin LLP 12/15/06 08/15/08
Sanchez, Jose F.Enforcement Senior Trial Counsel Sidley Austin LLP 12/15/06 11/07/07
Sandler, Kara A.Corporation Finance Attorney-Advisor Schering-Plough Corporation 12/21/04 01/05/05
Sauer, Richard C.Enforcement Assistant Director Vinson & Elkins LLP 06/09/03 06/02/04
Sauer, Richard C.Enforcement Assistant Director Vinson & Elkins LLP 06/09/03 12/30/03
Sauer, Richard C.Enforcement Assistant Director Vinson & Elkins LLP 06/09/03 04/29/05
Sauer, Richard C.Enforcement Assistant Director Vinson & Elkins LLP 06/09/03 07/09/04
Sauer, Richard C.Enforcement Assistant Director Vinson & Elkins LLP 06/09/03 06/09/04
Sauer, Richard C.Enforcement Assistant Director Vinson & Elkins LLP 06/09/03 11/13/03
Sauer, Richard C.Enforcement Assistant Director Vinson & Elkins LLP 06/09/03 03/09/05
Sauer, Richard C.Enforcement Assistant Director Vinson & Elkins LLP 06/09/03 10/04/04
Sauer, Richard C.Enforcement Assistant Director Vinson & Elkins LLP 06/09/03 06/09/04
Sauer, Richard C.Enforcement Assistant Director Vinson & Elkins LLP 06/09/03 12/19/03
Sauer, Richard C.Enforcement Assistant Director Vinson & Elkins LLP 06/09/03 11/10/03
Sauer, Richard C.Enforcement Assistant Director Vinson & Elkins LLP 06/09/03 09/08/03
Sauer, Richard C.Enforcement Assistant Director Vinson & Elkins LLP 06/09/03 06/12/03
Sauer, Richard C.Enforcement Assistant Director Vinson & Elkins LLP 06/09/03 02/16/04
Sauer, Richard C.Enforcement Assistant Director Vinson & Elkins LLP 06/09/03 12/11/03
Sauer, Joel H.Compliance Inspections and Examinations Branch Chief ACA Compliance Group 11/03/08 02/06/09
Sauer, Richard C.Enforcement Assistant Director Vinson & Elkins LLP 06/09/03 09/30/03
Sauer, Richard C.Enforcement Assistant Director Vinson & Elkins LLP 06/09/03 08/18/03
Savla, SandeepEnforcement Senior Counsel Wiggin & Dana LLP 01/23/04 11/08/04
Savla, SandeepEnforcement Senior Counsel Wiggin & Dana LLP 01/23/04 04/16/04
Savla, SandeepEnforcement Senior Counsel Wiggin & Dana LLP 01/23/04 10/06/04
Savla, SandeepEnforcement Senior Counsel Wiggin & Dana LLP 01/23/04 01/30/04
Scafe, Jennifer L.Enforcement Branch Chief Wells Fargo 05/07/10 05/19/10
Scafe, Jennifer L.Enforcement Branch Chief Wells Fargo 05/07/10 05/19/10
Scafe, Jennifer L.Enforcement Branch Chief Wells Fargo 05/07/10 05/19/10
Scafe, Jennifer L.Enforcement Branch Chief Wells Fargo 05/07/10 02/08/11
Scafe, Jennifer L.Enforcement Branch Chief Wells Fargo 05/07/10 05/19/10
Scafe, Jennifer L.Enforcement Branch Chief Wells Fargo 05/07/10 05/19/10
Scafe, Jennifer L.Enforcement Branch Chief Wells Fargo 05/07/10 05/19/10
Scafe, Jennifer L.Enforcement Branch Chief Wells Fargo 05/07/10 11/08/10
Scheck, Howard A.Enforcement Branch Chief Deloitte LLP 10/14/05 05/18/07
Schneir, Adam D.Enforcement Staff Attorney Paul, Hastings, Janofsky & Walker LLP 11/24/06 01/12/07
Schneir, Adam D.Enforcement Staff Attorney Paul, Hastings, Janofsky & Walker LLP 11/24/06 06/06/07
Schneir, Adam D.Enforcement Staff Attorney Paul, Hastings, Janofsky & Walker LLP 11/24/06 09/29/07
Schneir, Adam D.Enforcement Staff Attorney Paul, Hastings, Janofsky & Walker LLP 11/14/06 10/05/07
Schneir, Adam D.Enforcement Staff Attorney Paul, Hastings, Janofsky & Walker LLP 11/24/06 10/12/07
Schuppenhauer, Eric J.Chief Accountant Professional Accounting Fellow Fannie Mae 11/24/04 10/25/05
Schwartz, Barry P.Compliance Inspections and Examinations Staff Accountant ACA Compliance Group 02/22/02 06/17/03
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 10/01/01
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 05/01/02
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 07/01/02
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 04/23/01
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 01/02/02
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 03/20/02
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 10/17/02
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 02/20/03
Schwartz, Barry P.Compliance Inspections and Examinations Staff Accountant ACA Compliance Group 02/22/02 06/17/03
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 04/20/01
Schwartz, Barry P.Compliance Inspections and Examinations Staff Accountant ACA Compliance Group 02/22/02 11/18/03
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 04/17/01
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 05/07/01
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 10/01/01
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 04/19/02
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 05/10/02
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 04/15/02
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 09/03/02
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 07/12/02
Sena, Joaquin M.Enforcement Assistant Chief Litigation Counsel Bank of America 04/14/04 03/04/05
Sena, Joaquin M.Enforcement Assistant Chief Litigation Counsel Bank of America 04/14/04 03/04/05
Sena, Joaquin M.Enforcement Assistant Chief Litigation Counsel Bank of America 04/14/04 04/12/05
Sena, Joaquin M.Enforcement Assistant Chief Litigation Counsel Bank of America 04/14/04 03/24/05
Sena, Joaquin M.Enforcement Assistant Chief Litigation Counsel Bank of America 04/14/04 03/24/05
Sena, Joaquin M.Enforcement Assistant Chief Litigation Counsel Bank of America 04/14/04 04/08/05
Sena, Joaquin M.Enforcement Assistant Chief Litigation Counsel Bank of America 04/14/04 09/20/05
Sena, Joaquin M.Enforcement Assistant Chief Litigation Counsel Bank of America 04/14/04 03/04/05
Sena, Joaquin M.Enforcement Assistant Chief Litigation Counsel Bank of America 04/14/04 03/04/05
Sena, Joaquin M.Enforcement Assistant Chief Litigation Counsel Bank of America 04/14/04 04/01/05
Sena, Joaquin M.Enforcement Assistant Chief Litigation Counsel Bank of America 04/14/04 03/04/05
Sena, Joaquin M.Enforcement Assistant Chief Litigation Counsel Bank of America 04/14/04 03/04/05
Sena, Joaquin M.Enforcement Assistant Chief Litigation Counsel Bank of America 04/14/04 03/04/05
Sena, Joaquin M.Enforcement Assistant Chief Litigation Counsel Bank of America 04/14/04 04/01/05
Sena, Joaquin M.Enforcement Assistant Chief Litigation Counsel Bank of America 04/14/04 03/04/05
Seymour, J. GordonGeneral Counsel Assistant General Counsel Public Company Accounting Oversight Board 02/07/03 03/10/03
Seymour, J. GordonGeneral Counsel Assistant General Counsel Public Company Accounting Oversight Board 02/07/03 02/24/03
Seymour, J. GordonGeneral Counsel Assistant General Counsel Public Company Accounting Oversight Board 02/07/03 07/10/03
Seymour, J. GordonGeneral Counsel Assistant General Counsel Public Company Accounting Oversight Board 02/07/03 03/27/03
Shady, Jeffrey A.Corporation Finance Attorney-Advisor K&L Gates LLP 08/04/06 09/28/06
Shearer, ChristopherEnforcement Senior Attorney Grant Thornton LLP 12/23/10 02/09/11
Shearer, ChristopherEnforcement Senior Attorney Grant Thornton LLP 12/23/10 02/09/11
Shearer, ChristopherEnforcement Senior Attorney Grant Thornton LLP 12/23/10 02/09/11
Shearer, ChristopherEnforcement Senior Attorney Grant Thornton LLP 12/23/10 02/09/11
Shearer, ChristopherEnforcement Senior Attorney Grant Thornton LLP 12/23/10 02/09/11
Shearer, ChristopherEnforcement Senior Attorney Grant Thornton LLP 12/23/10 08/12/11
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 04/16/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 07/01/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 09/05/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 10/31/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 08/11/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 08/21/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 10/09/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 11/05/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 09/27/02
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 05/05/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 01/10/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 10/31/02
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 10/22/02
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 09/03/02
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 04/01/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 08/15/02
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 12/02/02
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 04/07/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 04/23/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 10/28/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 03/05/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 03/11/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 01/31/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 08/13/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 09/25/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 09/06/02
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 09/06/02
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 08/07/02
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 08/21/02
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 08/13/02
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 09/19/03
Shukhman, AlexCorporation Finance Attorney-Advisor Heller Ehrman LLP 03/31/05 04/19/06
Shukhman, AlexCorporation Finance Attorney-Advisor Heller Ehrman LLP 03/31/05 03/31/06
Simonyi, PeterEconomic Analysis Economist Goldman Sachs & Co. 04/01/05 02/16/06
Sirri, Erik R.Trading and Markets Director Babson College 04/09/09 09/09/11
Sirri, Erik R.Trading and Markets Director Babson College 04/09/09 12/22/10
Sirri, Erik R.Trading and Markets Director Babson College 04/09/09 03/30/11
Sirri, Erik R.Trading and Markets Director Babson College 04/09/09 11/17/10
Sirri, Erik R.Trading and Markets Director Babson College 04/09/09 04/04/11
Sirri, Erik R.Trading and Markets Director Babson College 04/09/09 02/10/11
Slansky, JillRegional Office Senior Attorney N/A 12/31/09 06/23/10
Slovick, David S.Enforcement Senior Attorney Katten Muchin Zavis Rosenman 03/19/04 02/03/05
Slovick, David S.Enforcement Senior Attorney Katten Muchin Zavis Rosenman 03/19/04 03/24/05
Slovick, David S.Enforcement Senior Attorney Katten Muchin Zavis Rosenman 03/19/04 07/01/05
Slovick, David S.Enforcement Senior Attorney Katten Muchin Zavis Rosenman 03/19/04 06/24/04
Smith, Jacob D.Enforcement Staff Attorney Luther King Capital Management Corporation 06/29/06 07/14/06
Smith, Daniel Y.Regional Office Staff Accountant ACA Compliance Group 04/01/04 04/08/05
Smith, Daniel Y.Regional Office Staff Accountant ACA Compliance Group 04/01/04 01/06/05
Southerling, E. AndrewEnforcement Staff Attorney Morgan, Lewis & Bockius LLP 12/03/04 12/21/04
Southerling, E. AndrewEnforcement Staff Attorney Morgan, Lewis & Bockius LLP 12/03/04 02/07/05
Southerling, E. AndrewEnforcement Staff Attorney Morgan, Lewis & Bockius LLP 12/03/04 09/22/05
Southerling, E. AndrewEnforcement Staff Attorney Morgan, Lewis & Bockius LLP 12/03/04 12/21/04
Spivey, Alison T.Chief Accountant Associate Chief Accountant Ernst & Young 01/02/07 04/20/07
Spivey, Alison T.Chief Accountant Associate Chief Accountant Ernst & Young 01/02/07 01/30/08
Spivey, Alison T.Chief Accountant Associate Chief Accountant Ernst & Young 01/02/07 05/14/07
Spivey, Alison T.Chief Accountant Associate Chief Accountant Ernst & Young 01/02/07 11/20/07
Spivey, Alison T.Chief Accountant Associate Chief Accountant Ernst & Young 01/02/07 03/12/07
Spivey, Alison T.Chief Accountant Associate Chief Accountant Ernst & Young 01/02/07 06/12/07
Spivey, Alison T.Chief Accountant Associate Chief Accountant Ernst & Young 01/02/07 03/12/07
Stegman, Laurie M.Enforcement Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 08/06/04 10/28/04
Stegman, Laurie M.Enforcement Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 08/06/04 12/13/05
Stegman, Laurie M.Enforcement Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 08/06/04 07/05/06
Stegman, Laurie M.Enforcement Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 08/06/04 05/30/06
Stegman, Laurie M.Enforcement Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 08/06/04 05/24/06
Stegman, Laurie M.Enforcement Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 08/06/04 03/07/05
Stegman, Laurie M.Enforcement Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 08/06/04 06/19/06
Stegman, Laurie M.Enforcement Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 08/06/04 03/17/05
Stegman, Laurie M.Enforcement Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 08/06/04 12/22/05
Stegman, Laurie M.Enforcement Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 08/06/04 06/17/05
Stegman, Laurie M.Enforcement Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 08/06/04 03/23/06
Stevenson, MichaelGeneral Counsel Senior Special Counsel Public Company Accounting Oversight Board 05/27/03 06/06/03
Stidvent, Christopher T.Enforcement Staff Attorney Dell Inc. 09/01/06 09/05/06
Stokes, SondraCorporation Finance Associate Chief Accountant Deloitte LLP 03/07/08 07/28/09
Stokes, SondraCorporation Finance Associate Chief Accountant Deloitte LLP 03/07/08 05/13/09
Stokes, SondraCorporation Finance Associate Chief Accountant Deloitte LLP 03/07/08 08/12/09
Stokes, SondraCorporation Finance Associate Chief Accountant Deloitte LLP 03/07/08 12/11/08
Stokes, SondraCorporation Finance Associate Chief Accountant Deloitte LLP 03/07/08 11/06/08
Stokes, SondraCorporation Finance Associate Chief Accountant Deloitte LLP 03/07/08 12/15/08
Stone, Christopher B.Trading and Markets Counsel National Association of Securities Dealers, Inc. 03/04/05 08/29/05
Stone, Christopher B.Trading and Markets Counsel National Association of Securities Dealers, Inc. 03/04/05 11/18/05
Stone, Christopher B.Trading and Markets Counsel National Association of Securities Dealers, Inc. 03/04/05 08/05/05
Stratton, Grayson D.Enforcement Senior Counsel DLA Piper 11/16/07 12/11/07
Stratton, Grayson D.Enforcement Senior Counsel DLA Piper 11/16/07 02/25/08
Stratton, Grayson D.Enforcement Senior Counsel DLA Piper 11/16/07 04/03/08
Stratton, Grayson D.Enforcement Senior Counsel DLA Piper 11/16/07 09/12/08
Stuart, David M.Enforcement Branch Chief General Electric Company 01/12/06 01/30/07
Stuart, David M.Enforcement Branch Chief General Electric Company 01/12/06 01/24/07
Stuart, David M.Enforcement Branch Chief General Electric Company 01/12/06 06/30/06
Stuart, David M.Enforcement Branch Chief General Electric Company 01/12/06 02/16/06
Stuart, David M.Enforcement Branch Chief General Electric Company 01/12/06 01/22/07
Stuart, David M.Enforcement Branch Chief General Electric Company 01/12/06 02/04/07
Sullivan, John L.Investment Management Senior Counsel Thrivent Financial for Lutherans 03/30/07 01/02/08
Swanson, Eric J.Compliance Inspections and Examinations Employee Ameriprise Financial 09/15/06 10/31/06
Swanson, Eric J.Compliance Inspections and Examinations Employee Ameriprise Financial 09/15/06 10/27/06
Tate, Carol L.Enforcement Senior Attorney Motorola, Inc. 10/02/06 11/14/06
Taub, Scott A.Chief Accountant Professional Accounting Fellow Arthur Andersen LLP 06/08/01 01/15/02
Taub, Scott A.Chief Accountant Professional Accounting Fellow Arthur Andersen LLP 06/08/01 05/07/02
Taub, Scott A.Chief Accountant Professional Accounting Fellow Arthur Andersen LLP 06/08/01 12/20/01
Taub, Scott A.Chief Accountant Professional Accounting Fellow Arthur Andersen LLP 06/08/01 08/30/01
Taub, Scott A.Chief Accountant Professional Accounting Fellow Arthur Andersen LLP 06/08/01 10/10/01
Taub, Scott A.Chief Accountant Professional Accounting Fellow Arthur Andersen LLP 06/08/01 02/26/02
Taub, Scott A.Chief Accountant Professional Accounting Fellow Arthur Andersen LLP 06/08/01 09/04/01
Taub, Scott A.Chief Accountant Professional Accounting Fellow Arthur Andersen LLP 06/08/01 02/06/02
Teakell, John R.Enforcement Trial Attorney Law Office of John R. Teakell 11/29/02 08/26/03
Teakell, John R.Enforcement Trial Attorney Law Office of John R. Teakell 11/29/02 02/03/03
Teakell, John R.Enforcement Trial Attorney Law Office of John R. Teakell 11/29/02 11/10/03
Thaemert, Marilyn M.Chief Accountant Assistant Chief Accountant Marriott International, Inc. 05/26/06 06/26/06
Thompson, Michael S.Chief Accountant Professional Accounting Fellow Deloitte LLP 04/04/03 01/20/05
Thompson, Michael S.Chief Accountant Professional Accounting Fellow Deloitte LLP 04/04/03 09/01/04
Thompson, Michael S.Chief Accountant Professional Accounting Fellow Deloitte LLP 04/04/03 12/08/03
Thompson, Michael S.Chief Accountant Professional Accounting Fellow Deloitte LLP 04/04/03 01/20/05
Thompson, Michael S.Chief Accountant Professional Accounting Fellow Deloitte LLP 04/04/03 06/28/04
Thomsen, Linda ChatmanEnforcement Director Davis Polk & Wardwell LLP 02/28/09 04/02/10
Thomsen, Linda ChatmanEnforcement Director Davis Polk & Wardwell LLP 02/28/09 01/18/11
Thomsen, Linda ChatmanEnforcement Director Davis Polk & Wardwell LLP 02/28/09 08/26/10
Thomsen, Linda ChatmanEnforcement Director Davis Polk & Wardwell LLP 02/28/09 03/01/10
Thomsen, Linda ChatmanEnforcement Director Davis Polk & Wardwell LLP 02/28/09 05/21/10
Thomsen, Linda ChatmanEnforcement Director Davis Polk & Wardwell LLP 02/28/09 02/25/11
Thomsen, Linda ChatmanEnforcement Director Davis Polk & Wardwell LLP 02/28/09 01/18/11
Thomsen, Linda ChatmanEnforcement Director Davis Polk & Wardwell LLP 02/28/09 09/01/10
Thomsen, Linda ChatmanEnforcement Director Davis Polk & Wardwell LLP 02/28/09 05/17/10
Thomsen, Linda ChatmanEnforcement Director Davis Polk & Wardwell LLP 02/28/09 12/03/10
Thomsen, Linda ChatmanEnforcement Director Davis Polk & Wardwell LLP 02/28/09 04/14/10
Thomsen, Linda ChatmanEnforcement Director Davis Polk & Wardwell LLP 02/28/09 01/28/11
Thomsen, Linda ChatmanEnforcement Director Davis Polk & Wardwell LLP 02/28/09 11/10/10
Thorpe, Andrew D.Corporation Finance Special Counsel Morrison & Foerster LLP 04/01/05 09/29/06
Thorpe, Andrew D.Corporation Finance Special Counsel Morrison & Foerster LLP 04/01/05 09/15/05
Thorpe, Andrew D.Corporation Finance Special Counsel Morrison & Foerster LLP 04/01/05 09/30/05
Thorpe, Andrew D.Corporation Finance Special Counsel Morrison & Foerster LLP 04/01/05 09/30/05
Thorpe, Andrew D.Corporation Finance Senior Counsel Morrison & Foerster LLP 04/01/05 04/10/06
Tomas, Jerome P.Enforcement Senior Attorney Baker & McKenzie LLP 11/25/05 06/07/07
Tomas, Jerome P.Enforcement Senior Attorney Baker & McKenzie LLP 11/25/05 10/18/07
Tomas, Jerome P.Enforcement Senior Attorney Baker & McKenzie LLP 11/25/05 03/22/06
Tomas, Jerome P.Enforcement Senior Attorney Baker & McKenzie LLP 11/25/05 01/15/07
Toton, Rebekah J.Corporation Finance Attorney-Advisor O'Melveny & Myers LLP 10/23/07 01/22/08
Toton, Rebekah J.Corporation Finance Attorney-Advisor O'Melveny & Myers LLP 10/23/07 01/02/08
Toton, Rebekah J.Corporation Finance Attorney-Advisor O'Melveny & Myers LLP 10/23/07 06/05/08
Toton, Rebekah J.Corporation Finance Attorney-Advisor O'Melveny & Myers LLP 10/13/07 02/01/08
Toton, Rebekah J.Corporation Finance Attorney-Advisor O'Melveny & Myers LLP 10/13/07 02/01/08
Toton, Rebekah J.Corporation Finance Attorney-Advisor O'Melveny & Myers LLP 10/13/07 09/11/08
Troe, Lisa L.Enforcement Branch Chief FTI Consulting, Inc. 10/08/05 08/04/06
Troe, Lisa L.Enforcement Branch Chief FTI Consulting, Inc. 10/08/05 05/22/06
Troe, Lisa L.Enforcement Branch Chief FTI Consulting, Inc. 10/08/05 10/20/05
Troe, Lisa L.Enforcement Branch Chief FTI Consulting, Inc. 10/08/05 08/03/06
Turbis, LisaEnforcement Staff Attorney Autodesk, Inc. 03/16/06 10/11/06
Ucuzoglu, JosephChief Accountant Senior Advisor Deloitte LLP 08/25/07 05/27/08
Ucuzoglu, JosephChief Accountant Senior Advisor Deloitte LLP 08/25/07 06/01/09
Ucuzoglu, JosephChief Accountant Senior Advisor Deloitte LLP 08/25/07 02/09/09
Ucuzoglu, JosephChief Accountant Senior Advisor Deloitte LLP 08/25/07 11/09/07
Ucuzoglu, JosephChief Accountant Senior Advisor Deloitte LLP 08/25/07 11/08/07
Ucuzoglu, JosephChief Accountant Senior Advisor Deloitte LLP 08/25/07 06/02/09
Ungar, Michael A.Enforcement Branch Chief McDermott Will & Emery LLP 02/13/10 04/20/10
Ungar, Michael A.Enforcement Branch Chief McDermott Will & Emery LLP 02/13/10 05/28/10
Ungar, Michael A.Enforcement Branch Chief McDermott Will & Emery LLP 02/13/10 04/20/10
Ungar, Michael A.Enforcement Branch Chief McDermott Will & Emery LLP 02/13/10 04/20/10
Ungar, Michael A.Enforcement Branch Chief McDermott Will & Emery LLP 02/13/10 11/23/10
Ungar, Michael A.Enforcement Branch Chief McDermott Will & Emery LLP 02/13/10 04/29/11
Ungar, Michael A.Enforcement Branch Chief McDermott Will & Emery LLP 02/13/10 04/13/11
Ungar, Michael A.Enforcement Branch Chief McDermott Will & Emery LLP 02/13/10 04/29/11
Vietmeyer, N. BlairEnforcement Senior Counsel E*Trade Brokerage Services, Inc. 08/24/07 04/03/08
Vietmeyer, N. BlairEnforcement Senior Counsel E*Trade Brokerage Services, Inc. 08/24/07 04/03/08
Walker, Richard H.Enforcement Director Deutsche Bank AG 09/01/01 10/08/02
Walker, Richard H.Enforcement Director Deutsche Bank AG 09/01/01 10/28/02
Walker, Jr., Donald A.Corporation Finance Senior Assistant Chief Accountant FTI Consulting, Inc. 05/29/08 10/31/08
Walker, Jr., Donald A.Corporation Finance Senior Assistant Chief Accountant FTI Consulting, Inc. 05/29/08 06/24/08
Warkol, Craig S.Enforcement Senior Counsel Bracewell & Giuliani LLP 06/23/06 07/19/06
Warkol, Craig S.Enforcement Senior Counsel Bracewell & Giuliani LLP 06/23/06 08/22/06
Wegrzyn, Kent L.Regional Office Securities Compliance Examiner ACA Compliance Group 05/18/07 10/15/07
Wegrzyn, Kent L.Regional Office Securities Compliance Examiner ACA Compliance Group 05/18/07 08/19/08
Weigel III, Russell C.Regional Office Special Counsel Montello & Kenney, P.A. 02/23/01 06/05/01
Weigel III, Russell C.Regional Office Special Counsel Montello & Kenney, P.A. 02/23/01 02/13/03
Weigel III, Russell C.Regional Office Special Counsel Montello & Kenney, P.A. 02/23/01 06/04/01
Weimer, Marilyn H.Enforcement Senior Counsel Public Company Accounting Oversight Board 05/16/03 07/14/03
Weiner, Leora R.Regional Office Securities Compliance Examiner Pacific Financial Research, Inc. 06/28/04 09/07/04
Werbitt, Jeffrey B.Corporation Finance Staff Attorney Akin, Gump, Strauss, Hauer & Feld LLP 03/30/07 12/04/08
Werbitt, Jeffrey B.Corporation Finance Staff Attorney Akin, Gump, Strauss, Hauer & Feld LLP 03/30/07 11/19/07
West, Lawrence A.Enforcement Associate Director Latham & Watkins LLP 12/22/05 10/01/07
White, John W.Corporation Finance Director Cravath, Swaine & Moore LLP 12/31/08 10/18/10
White, John W.Corporation Finance Director Cravath, Swaine & Moore LLP 12/31/08 07/28/10
White, John W.Corporation Finance Director Cravath, Swaine & Moore LLP 12/31/08 11/04/10
White, John W.Corporation Finance Director Cravath, Swaine & Moore LLP 12/31/08 09/21/10
Wiggins, C. HunterEnforcement Deputy Assistant Director Sonnenschein Nath & Rosenthal LLP 05/10/04 04/20/06
Wiggins, C. HunterEnforcement Deputy Assistant Director Sonnenschein Nath & Rosenthal LLP 05/10/04 02/21/05
Wiggins, C. HunterEnforcement Deputy Assistant Director Sonnenschein Nath & Rosenthal LLP 05/10/04 11/16/04
Wiggins, William F.Executive Director Chief Management Analyst Public Company Accounting Oversight Board 05/12/06 05/22/06
Wilgenburg, Arie S.Chief Accountant Professional Accounting Fellow Deloitte LLP 07/02/10 02/23/11
Young, Oscar M.Chief Accountant Assistant Chief Accountant Freddie Mac 01/11/08 02/26/08
Zablow, RachelCorporation Finance Staff Accountant Kost Forer Gabbay & Kasierer 12/14/07 05/04/08
Zaccaro, Thomas A.Regional Office Regional Trial Counsel Akin, Gump, Strauss, Hauer & Feld LLP 12/12/03 08/06/04
Zaccaro, Thomas A.Regional Office Regional Trial Counsel Akin, Gump, Strauss, Hauer & Feld LLP 12/12/03 02/16/04
Zaccaro, Thomas A.Regional Office Regional Trial Counsel Akin, Gump, Strauss, Hauer & Feld LLP 12/12/03 02/24/04
Zaccaro, Thomas A.Regional Office Regional Trial Counsel Akin, Gump, Strauss, Hauer & Feld LLP 12/12/03 05/03/05
Zaccaro, Thomas A.Regional Office Regional Trial Counsel Akin, Gump, Strauss, Hauer & Feld LLP 12/12/03 08/25/05
Zaccaro, Thomas A.Regional Office Regional Trial Counsel Akin, Gump, Strauss, Hauer & Feld LLP 12/12/03 11/10/05
Zaccaro, Thomas A.Regional Office Regional Trial Counsel Akin, Gump, Strauss, Hauer & Feld LLP 12/12/03 11/10/05
Zaccaro, Thomas A.Regional Office Regional Trial Counsel Akin, Gump, Strauss, Hauer & Feld LLP 12/12/03 12/20/04
Zaccaro, Thomas A.Regional Office Regional Trial Counsel Akin, Gump, Strauss, Hauer & Feld LLP 12/12/03 03/11/05
Zaccaro, Thomas A.Regional Office Regional Trial Counsel Akin, Gump, Strauss, Hauer & Feld LLP 12/12/03 04/12/05
Zaccaro, Thomas A.Regional Office Regional Trial Counsel Akin, Gump, Strauss, Hauer & Feld LLP 12/12/03 05/06/04
Zaccaro, Thomas A.Regional Office Regional Trial Counsel Akin, Gump, Strauss, Hauer & Feld LLP 12/12/03 01/03/04
Zaccaro, Thomas A.Regional Office Regional Trial Counsel Akin, Gump, Strauss, Hauer & Feld LLP 12/12/03 02/04/04
Zaccaro, Thomas A.Regional Office Regional Trial Counsel Akin, Gump, Strauss, Hauer & Feld LLP 12/12/03 01/26/04
Zaccaro, Thomas A.Regional Office Regional Trial Counsel Akin, Gump, Strauss, Hauer & Feld LLP 12/12/03 11/10/05
Zaccaro, Thomas A.Regional Office Regional Trial Counsel Akin, Gump, Strauss, Hauer & Feld LLP 12/12/03 05/03/05
Zaccaro, Thomas A.Regional Office Regional Trial Counsel Akin, Gump, Strauss, Hauer & Feld LLP 12/12/03 09/20/04
Zaccaro, Thomas A.Regional Office Regional Trial Counsel Akin, Gump, Strauss, Hauer & Feld LLP 12/12/03 03/29/04
Zaccaro, Thomas A.Regional Office Regional Trial Counsel Akin, Gump, Strauss, Hauer & Feld LLP 12/12/03 11/19/04
Zaccaro, Thomas A.Regional Office Regional Trial Counsel Akin, Gump, Strauss, Hauer & Feld LLP 12/12/03 01/02/05
Zaccaro, Thomas A.Regional Office Regional Trial Counsel Akin, Gump, Strauss, Hauer & Feld LLP 12/12/03 01/10/05
Zaccaro, Thomas A.Regional Office Regional Trial Counsel Akin, Gump, Strauss, Hauer & Feld LLP 12/12/03 01/26/05
Zaccaro, Thomas A.Regional Office Regional Trial Counsel Akin, Gump, Strauss, Hauer & Feld LLP 12/12/03 06/21/04
Zaccaro, Thomas A.Regional Office Regional Trial Counsel Akin, Gump, Strauss, Hauer & Feld LLP 12/12/03 08/22/05
Zaccaro, Thomas A.Regional Office Regional Trial Counsel Akin, Gump, Strauss, Hauer & Feld LLP 12/12/03 07/02/04
Zaccaro, Thomas A.Regional Office Regional Trial Counsel Akin, Gump, Strauss, Hauer & Feld LLP 12/12/03 08/03/04
Zelenko, Daniel L.Enforcement Branch Chief Crowell & Moring LLP 01/04/08 06/23/09
Zelenko, Daniel L.Enforcement Branch Chief Crowell & Moring LLP 01/04/08 07/30/08
Zelenko, Daniel L.Enforcement Branch Chief Crowell & Moring LLP 01/04/08 09/16/08
Zelenko, Daniel L.Enforcement Branch Chief Crowell & Moring LLP 01/04/08 04/07/08
Zubairi, Junaid A.Enforcement Senior Attorney Vedder, Price, Kaufman & Kammholz, P.C. 02/29/08 11/13/08
[Illegible], [Illegible]Chief Accountant Professional Accounting Fellow KPMG LLP 06/30/09 08/16/10