Data
TweetEach entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.
ANALYSIS: See POGO's reports, blog posts, and other work on the SEC revolving door
METHODOLOGY: How POGO organized the information and assembled the database
| Full Name | Former Division/Office | Former Title | New Employer | Date of Resignation | Date of Statement |
|---|---|---|---|---|---|
| Adelman, James B. | Regional Office | Associate District Administrator | Allmerica Financial Corp. | 12/01/00 | 02/12/01 |
| Adelman, James B. | Regional Office | Associate District Administrator | Allmerica Financial Corp. | 12/01/00 | 10/16/01 |
| Adelman, James B. | Regional Office | Associate District Administrator | Allmerica Financial Corp. | 12/01/00 | 03/14/01 |
| Albert, Ross A. | Enforcement | Senior Special Counsel | Morris, Manning & Martin, LLP | 09/14/01 | 11/30/01 |
| Avakian, Stephanie | Commissioner Paul R. Carey | Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 11/19/99 | 03/15/01 |
| Avakian, Stephanie | Commissioner Paul R. Carey | Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 11/19/99 | 04/27/01 |
| Bartholomew, Christian R. | Regional Office | Senior Trial Counsel | Morgan, Lewis & Bockius LLP | 05/05/00 | 10/12/01 |
| Bartholomew, Christian R. | Regional Office | Senior Trial Counsel | Morgan, Lewis & Bockius LLP | 05/05/00 | 10/17/01 |
| Bartholomew, Christian R. | Regional Office | Senior Trial Counsel | Morgan, Lewis & Bockius LLP | 05/05/00 | 05/07/01 |
| Bayless, W. Scott | Chief Accountant | Associate Chief Accountant | Deloitte LLP | 09/22/00 | 01/29/01 |
| Bayless, David B. | Regional Office | District Administrator | Morrison & Foerster LLP | 06/18/99 | 03/27/01 |
| Bayless, David B. | Regional Office | District Administrator | Morrison & Foerster LLP | 06/18/99 | 02/08/01 |
| Bayless, David B. | Regional Office | District Administrator | Morrison & Foerster LLP | 06/18/99 | 02/06/01 |
| Bayless, David B. | Regional Office | District Administrator | Morrison & Foerster LLP | 06/18/99 | 03/27/01 |
| Belevetz, Timothy D. | Enforcement | Staff Attorney | Wilson Sonsini Goodrich & Rosati, P.C. | 02/25/00 | 01/23/01 |
| Berman, Kenneth J. | Investment Management | Associate Director | Debevoise & Plimpton LLP | 08/11/00 | 08/02/01 |
| Berman, Kenneth J. | Investment Management | Associate Director | Debevoise & Plimpton LLP | 08/11/00 | 05/29/01 |
| Berman, Kenneth J. | Investment Management | Associate Director | Debevoise & Plimpton LLP | 08/11/00 | 01/10/01 |
| Blackman, Sean G. | Enforcement | Senior Counsel | O'Melveny & Myers LLP | 12/22/00 | 04/23/01 |
| Blackman, Sean G. | Enforcement | Senior Counsel | O'Melveny & Myers LLP | 12/22/00 | 08/03/01 |
| Blackman, Sean G. | Enforcement | Senior Counsel | O'Melveny & Myers LLP | 12/22/00 | 03/09/01 |
| Blackman, Sean G. | Enforcement | Senior Counsel | O'Melveny & Myers LLP | 12/22/00 | 08/22/01 |
| Blackman, Sean G. | Enforcement | Senior Counsel | O'Melveny & Myers LLP | 12/22/00 | 01/23/01 |
| Blackman, Sean G. | Enforcement | Senior Counsel | O'Melveny & Myers LLP | 12/22/00 | 04/23/01 |
| Blackman, Sean G. | Enforcement | Senior Counsel | O'Melveny & Myers LLP | 12/22/00 | 01/23/01 |
| Blackman, Sean G. | Enforcement | Senior Counsel | O'Melveny & Myers LLP | 12/22/00 | 01/23/01 |
| Blackman, Sean G. | Enforcement | Senior Counsel | O'Melveny & Myers LLP | 12/22/00 | 07/16/01 |
| Bosco, Anthony J. | Enforcement | Branch Chief | Prudential Securities, Inc. | 11/03/00 | 02/07/01 |
| Bosco, Anthony J. | Enforcement | Branch Chief | Prudential Securities, Inc. | 11/03/00 | 04/26/01 |
| Bosco, Anthony J. | Enforcement | Branch Chief | Prudential Securities, Inc. | 11/03/00 | 09/05/01 |
| Bosco, Anthony J. | Enforcement | Branch Chief | Prudential Securities, Inc. | 11/03/00 | 09/05/01 |
| Bosco, Anthony J. | Enforcement | Branch Chief | Prudential Securities, Inc. | 11/03/00 | 03/23/01 |
| Bosco, Anthony J. | Enforcement | Branch Chief | Prudential Securities, Inc. | 11/03/00 | 04/09/01 |
| Bosco, Anthony J. | Enforcement | Branch Chief | Prudential Securities, Inc. | 11/03/00 | 09/05/01 |
| Bosco, Anthony J. | Enforcement | Branch Chief | Prudential Securities, Inc. | 11/03/00 | 09/05/01 |
| Bosco, Anthony J. | Enforcement | Branch Chief | Prudential Securities, Inc. | 11/03/00 | 04/26/01 |
| Brown, Daniel T. | Enforcement | Branch Chief | Clifford Chance LLP | 09/29/00 | 07/30/01 |
| Bruch, Gregory S. | Enforcement | Assistant Director | Foley & Lardner | 10/05/01 | 11/02/01 |
| Bruch, Gregory S. | Enforcement | Assistant Director | Foley & Lardner | 10/05/01 | 11/02/01 |
| Bruch, Gregory S. | Enforcement | Assistant Director | Foley & Lardner | 10/05/01 | 11/01/01 |
| Camp, Noran J. | Chairman Arthur Levitt | Legal Counsel | Gibson, Dunn & Crutcher LLP | 07/01/00 | 02/26/01 |
| Camp, Noran J. | Chairman Arthur Levitt | Legal Counsel | Gibson, Dunn & Crutcher LLP | 07/01/00 | 09/18/01 |
| Camp, Noran J. | Chairman Arthur Levitt | Legal Counsel | Gibson, Dunn & Crutcher LLP | 07/01/00 | 08/01/01 |
| Casey, Eric W. | Chief Accountant | Professional Accounting Fellow | KPMG LLP | 06/09/00 | 06/20/01 |
| Casey, Eric W. | Chief Accountant | Professional Accounting Fellow | KPMG LLP | 06/09/00 | 12/07/01 |
| Casey, Eric W. | Chief Accountant | Professional Accounting Fellow | KPMG LLP | 06/09/00 | 04/18/01 |
| Casey, Eric W. | Chief Accountant | Professional Accounting Fellow | KPMG LLP | 06/09/00 | 01/04/01 |
| Casey, Eric W. | Chief Accountant | Professional Accounting Fellow | KPMG LLP | 06/09/00 | 04/12/01 |
| Chung, Christine S. | Enforcement | Branch Chief | Testa, Hurwitz & Thibeault, LLP | 07/14/01 | 08/02/01 |
| Cohn, Michael J. | Enforcement | Staff Attorney | Fried, Frank, Harris, Shriver & Jacobson | 07/25/00 | 03/29/01 |
| Cohn, Michael J. | Enforcement | Staff Attorney | Fried, Frank, Harris, Shriver & Jacobson | 07/25/00 | 06/14/01 |
| Corey, Ethan D. | Investment Management | Senior Counsel | Dechert | 04/14/99 | 02/28/01 |
| Crimmins, Stephen J. | Enforcement | Deputy Chief Litigation Counsel | Holland & Knight LLP | 07/14/01 | 11/30/01 |
| Crimmins, Stephen J. | Enforcement | Deputy Chief Litigation Counsel | Holland & Knight LLP | 07/14/01 | 11/05/01 |
| Crimmins, Stephen J. | Enforcement | Deputy Chief Litigation Counsel | Holland & Knight LLP | 07/14/01 | 10/10/01 |
| Crimmins, Stephen J. | Enforcement | Deputy Chief Litigation Counsel | Holland & Knight LLP | 07/14/01 | 12/27/01 |
| Crimmins, Stephen J. | Enforcement | Deputy Chief Litigation Counsel | Holland & Knight LLP | 07/14/01 | 12/06/01 |
| Crimmins, Stephen J. | Enforcement | Deputy Chief Litigation Counsel | Holland & Knight LLP | 07/14/01 | 10/25/01 |
| Crimmins, Stephen J. | Enforcement | Deputy Chief Litigation Counsel | Holland & Knight LLP | 07/14/01 | 07/31/01 |
| Crimmins, Stephen J. | Enforcement | Deputy Chief Litigation Counsel | Holland & Knight LLP | 07/14/01 | 07/31/01 |
| Davine, Christine | Corporation Finance | Associate Chief Accountant | Deloitte LLP | 09/24/99 | 04/23/01 |
| Davine, Christine | Corporation Finance | Associate Chief Accountant | Deloitte LLP | 09/24/99 | 07/10/01 |
| Davine, Christine | Corporation Finance | Associate Chief Accountant | Deloitte LLP | 09/24/99 | 07/10/01 |
| Davine, Christine | Corporation Finance | Associate Chief Accountant | Deloitte LLP | 09/24/99 | 06/20/01 |
| Davine, Christine | Corporation Finance | Associate Chief Accountant | Deloitte LLP | 09/24/99 | 06/13/01 |
| Davine, Christine | Corporation Finance | Associate Chief Accountant | Deloitte LLP | 09/24/99 | 05/14/01 |
| Davine, Christine | Corporation Finance | Associate Chief Accountant | Deloitte LLP | 09/24/99 | 03/19/01 |
| Davine, Christine | Corporation Finance | Associate Chief Accountant | Deloitte LLP | 09/24/99 | 02/20/01 |
| Davine, Christine | Corporation Finance | Associate Chief Accountant | Deloitte LLP | 09/24/99 | 06/06/01 |
| Davine, Christine | Corporation Finance | Associate Chief Accountant | Deloitte LLP | 09/24/99 | 01/04/01 |
| Davine, Christine | Corporation Finance | Associate Chief Accountant | Deloitte LLP | 09/24/99 | 01/04/01 |
| Davine, Christine | Corporation Finance | Associate Chief Accountant | Deloitte LLP | 09/24/99 | 02/01/01 |
| Davine, Christine | Corporation Finance | Associate Chief Accountant | Deloitte LLP | 09/24/99 | 07/10/01 |
| Davine, Christine | Corporation Finance | Associate Chief Accountant | Deloitte LLP | 09/24/99 | 04/19/01 |
| Davine, Christine | Corporation Finance | Associate Chief Accountant | Deloitte LLP | 09/24/99 | 04/19/01 |
| Davison, Douglas J. | Chairman Arthur Levitt | Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 03/30/01 | 04/25/01 |
| Davison, Douglas J. | Chairman Arthur Levitt | Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 03/30/01 | 04/04/01 |
| Davison, Douglas J. | Chairman Arthur Levitt | Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 03/30/01 | 11/13/01 |
| De Leon, Robert S. | Enforcement | Senior Counsel | Hold Brothers On-Line Investment Services, Inc. | 04/20/01 | 07/02/01 |
| DeTore, Stephen M. | Compliance Inspections and Examinations | Assistant Director | Gabelli Asset Management Company | 01/19/01 | 02/06/01 |
| Diver, Michael J. | Enforcement | Branch Chief | Katten Muchin Zavis Rosenman | 07/28/00 | 01/17/01 |
| Dolan, Melanie F. | Corporation Finance | Associate Chief Accountant | KPMG LLP | 12/08/00 | 09/28/01 |
| Dolan, Melanie F. | Corporation Finance | Associate Chief Accountant | KPMG LLP | 12/08/00 | 07/12/01 |
| Dolan, Melanie F. | Corporation Finance | Associate Chief Accountant | KPMG LLP | 12/08/00 | 08/13/01 |
| Dolan, Melanie F. | Corporation Finance | Associate Chief Accountant | KPMG LLP | 12/08/00 | 01/22/01 |
| Dolan, Melanie F. | Corporation Finance | Associate Chief Accountant | KPMG LLP | 12/08/00 | 03/19/01 |
| Dolan, Melanie F. | Corporation Finance | Associate Chief Accountant | KPMG LLP | 12/08/00 | 04/09/01 |
| Dolan, Melanie F. | Corporation Finance | Associate Chief Accountant | KPMG LLP | 12/08/00 | 10/22/01 |
| Doyle, Rami | Corporation Finance | Special Counsel | Morgan, Lewis & Bockius LLP | 01/21/00 | 02/20/01 |
| Drogin, Jack P. | Trading and Markets | Assistant Director | Morgan, Lewis & Bockius LLP | 06/23/01 | 11/28/01 |
| Drogin, Jack P. | Trading and Markets | Assistant Director | Morgan, Lewis & Bockius LLP | 06/23/01 | 12/13/01 |
| Eastman, James L. | Commissioner Paul R. Carey | Counsel | Schiff Hardin LLP | 06/16/00 | 06/20/01 |
| Eastman, James L. | Commissioner Paul R. Carey | Counsel | Schiff Hardin LLP | 06/16/00 | 08/27/01 |
| Eastman, James L. | Commissioner Paul R. Carey | Counsel | Schiff Hardin LLP | 06/16/00 | 06/11/01 |
| Eastman, James L. | Commissioner Paul R. Carey | Counsel | Schiff Hardin LLP | 06/16/00 | 03/05/01 |
| Forst, John K. | Investment Management | Attorney-Advisor | Dechert | 10/01/99 | 01/17/01 |
| Geist, Andrew J. | Regional Office | Assistant Regional Director | O'Melveny & Myers LLP | 04/07/00 | 08/15/01 |
| Geist, Andrew J. | Regional Office | Senior Associate Regional Director | O'Melveny & Myers LLP | 04/07/00 | 06/25/01 |
| Geist, Andrew J. | Regional Office | Senior Associate Regional Director | O'Melveny & Myers LLP | 04/07/00 | 11/30/01 |
| Geist, Andrew J. | Regional Office | Senior Associate Regional Director | O'Melveny & Myers LLP | 04/07/00 | 06/04/01 |
| Geist, Andrew J. | Regional Office | Senior Associate Regional Director | O'Melveny & Myers LLP | 04/07/00 | 11/26/01 |
| Gerlach, Paul V. | Enforcement | Associate Director | Sidley Austin LLP | 04/13/00 | 10/18/01 |
| Gerlach, Paul V. | Enforcement | Associate Director | Sidley Austin LLP | 04/13/00 | 04/11/01 |
| Gerlach, Paul V. | Enforcement | Associate Director | Sidley Austin LLP | 04/13/00 | 05/16/01 |
| Gerlach, Paul V. | Enforcement | Associate Director | Sidley Austin LLP | 04/13/00 | 08/24/01 |
| Gerlach, Paul V. | Enforcement | Associate Director | Sidley Austin LLP | 04/13/00 | 11/01/01 |
| Gerlach, Paul V. | Enforcement | Associate Director | Sidley Austin LLP | 04/13/00 | 01/29/01 |
| Gerlach, Paul V. | Enforcement | Associate Director | Sidley Austin LLP | 04/13/00 | 10/01/01 |
| Gerlach, Paul V. | Enforcement | Associate Director | Sidley Austin LLP | 04/13/00 | 05/14/01 |
| Graham, Rachel H. | Investment Management | Senior Counsel | Debevoise & Plimpton LLP | 10/06/00 | 05/29/01 |
| Graham, Rachel H. | Investment Management | Senior Counsel | Debevoise & Plimpton LLP | 10/06/00 | 08/02/01 |
| Graham, Rachel H. | Investment Management | Senior Counsel | Debevoise & Plimpton LLP | 10/06/00 | 02/27/01 |
| Greenstein, Louis D. | Enforcement | Staff Attorney | Skadden, Arps, Slate, Meagher & Flom LLP | 08/18/00 | 08/13/01 |
| Greenstein, Louis D. | Enforcement | Staff Attorney | Skadden, Arps, Slate, Meagher & Flom LLP | 08/18/00 | 05/07/01 |
| Greenstein, Louis D. | Enforcement | Staff Attorney | Skadden, Arps, Slate, Meagher & Flom LLP | 08/18/00 | 06/05/01 |
| Greenstein, Louis D. | Enforcement | Staff Attorney | Paul, Hastings, Janofsky & Walker LLP | 08/18/00 | 01/04/01 |
| Greenstein, Louis D. | Enforcement | Staff Attorney | Skadden, Arps, Slate, Meagher & Flom LLP | 08/18/00 | 10/01/01 |
| Greenstein, Louis D. | Enforcement | Staff Attorney | Skadden, Arps, Slate, Meagher & Flom LLP | 08/18/00 | 06/11/01 |
| Greenstein, Louis D. | Enforcement | Staff Attorney | Skadden, Arps, Slate, Meagher & Flom LLP | 08/18/00 | 05/18/01 |
| Greenstein, Louis D. | Enforcement | Staff Attorney | Skadden, Arps, Slate, Meagher & Flom LLP | 08/18/00 | 11/09/01 |
| Greenstein, Louis D. | Enforcement | Staff Attorney | Paul, Hastings, Janofsky & Walker LLP | 08/18/00 | 03/23/01 |
| Hamm, Kathleen M. | Enforcement | Assistant Director | Wilson Sonsini Goodrich & Rosati, P.C. | 07/14/00 | 03/09/01 |
| Hamm, Kathleen M. | Enforcement | Assistant Director | Wilson Sonsini Goodrich & Rosati, P.C. | 07/14/00 | 05/10/01 |
| Hamm, Kathleen M. | Enforcement | Assistant Director | Wilson Sonsini Goodrich & Rosati, P.C. | 07/14/00 | 05/21/01 |
| Hamm, Kathleen M. | Enforcement | Assistant Director | Wilson Sonsini Goodrich & Rosati, P.C. | 07/14/00 | 07/03/01 |
| Hamm, Kathleen M. | Enforcement | Assistant Director | Nasdaq Liffe Markets, LLC | 07/14/00 | 10/15/01 |
| Hamm, Kathleen M. | Enforcement | Assistant Director | Wilson Sonsini Goodrich & Rosati, P.C. | 07/14/00 | 01/07/01 |
| Hamm, Kathleen M. | Enforcement | Assistant Director | Wilson Sonsini Goodrich & Rosati, P.C. | 07/14/00 | 04/05/01 |
| Harnisch, Kevin J. | Enforcement | Branch Chief | Fried, Frank, Harris, Shriver & Jacobson | 07/02/99 | 03/07/01 |
| Harnisch, Kevin J. | Enforcement | Branch Chief | Fried, Frank, Harris, Shriver & Jacobson | 07/02/99 | 05/15/01 |
| Harnisch, Kevin J. | Enforcement | Branch Chief | Fried, Frank, Harris, Shriver & Jacobson | 07/02/99 | 02/01/01 |
| Hashemi, Caz | Enforcement | Staff Attorney | Wilson Sonsini Goodrich & Rosati, P.C. | 05/19/00 | 01/25/01 |
| Heinrichs, Jane G. | Investment Management | Senior Counsel | Shearman & Sterling LLP | 10/27/00 | 05/02/01 |
| Heinrichs, Jane G. | Investment Management | Senior Counsel | Shearman & Sterling LLP | 10/27/00 | 05/30/01 |
| Herr, Mitchell E. | Regional Office | Regional Trial Counsel | Holland & Knight LLP | 11/29/00 | 02/07/01 |
| Herr, Mitchell E. | Regional Office | Regional Trial Counsel | Holland & Knight LLP | 11/29/00 | 04/06/01 |
| Herr, Mitchell E. | Regional Office | Regional Trial Counsel | Holland & Knight LLP | 11/29/00 | 01/02/01 |
| Herr, Mitchell E. | Regional Office | Regional Trial Counsel | Holland & Knight LLP | 11/29/00 | 01/17/01 |
| Herr, Mitchell E. | Regional Office | Regional Trial Counsel | Holland & Knight LLP | 11/29/00 | 05/02/01 |
| Herr, Mitchell E. | Regional Office | Regional Trial Counsel | Holland & Knight LLP | 11/29/00 | 05/02/01 |
| Herr, Mitchell E. | Regional Office | Regional Trial Counsel | Holland & Knight LLP | 11/29/00 | 12/12/01 |
| Intartaglio, Robert A. | Regional Office | Assistant District Administrator | UBS AG | 11/10/00 | 08/14/01 |
| Intartaglio, Robert A. | Regional Office | Assistant District Administrator | UBS AG | 11/10/00 | 06/12/01 |
| Intartaglio, Robert A. | Regional Office | Assistant District Administrator | UBS AG | 11/10/00 | 06/06/01 |
| Intartaglio, Robert A. | Regional Office | Assistant District Administrator | UBS AG | 11/10/00 | 10/23/01 |
| Intartaglio, Robert A. | Regional Office | Assistant District Administrator | UBS AG | 11/10/00 | 05/21/01 |
| Intartaglio, Robert A. | Regional Office | Assistant District Administrator | UBS AG | 11/10/00 | 02/27/01 |
| Intartaglio, Robert A. | Regional Office | Assistant District Administrator | UBS AG | 11/10/00 | 10/26/01 |
| Isenberg, Jerry A. | Enforcement | Assistant Director | McGuireWoods, LLP | 11/17/00 | 05/29/01 |
| Isenberg, Jerry A. | Enforcement | Assistant Director | McGuireWoods, LLP | 11/17/00 | 04/09/01 |
| Isenberg, Jerry A. | Enforcement | Assistant Director | McGuireWoods, LLP | 11/17/00 | 03/27/01 |
| Isenberg, Jerry A. | Enforcement | Assistant Director | McGuireWoods, LLP | 11/17/00 | 02/13/01 |
| Isenberg, Jerry A. | Enforcement | Assistant Director | LeClair Ryan | 11/17/00 | 10/24/01 |
| Isenberg, Jerry A. | Enforcement | Assistant Director | McGuireWoods, LLP | 11/17/00 | 04/16/01 |
| Isenberg, Jerry A. | Enforcement | Assistant Director | McGuireWoods, LLP | 11/17/00 | 09/18/01 |
| Jackson, Gary E. | Enforcement | Senior Trial Counsel | Morgan Stanley | 01/31/01 | 04/23/01 |
| Jackson, Gary E. | Enforcement | Senior Trial Counsel | Morgan Stanley | 01/31/01 | 03/16/01 |
| Jackson, Gary E. | Enforcement | Senior Trial Counsel | Morgan Stanley | 01/31/01 | 04/18/01 |
| Johnston, Lynne E. | Enforcement | Staff Attorney | Lehman Brothers | 12/31/99 | 05/03/01 |
| Johnston, Lynne E. | Enforcement | Staff Attorney | Lehman Brothers | 12/31/99 | 05/03/01 |
| Johnston, Lynne E. | Enforcement | Staff Attorney | Lehman Brothers | 12/31/99 | 05/08/01 |
| Johnston, Lynne E. | Enforcement | Staff Attorney | Lehman Brothers | 12/31/99 | 05/03/01 |
| Johnston, Lynne E. | Enforcement | Staff Attorney | Lehman Brothers | 12/31/99 | 05/03/01 |
| Johnston, Lynne E. | Enforcement | Staff Attorney | Lehman Brothers | 12/31/99 | 05/07/01 |
| Johnston, Lynne E. | Enforcement | Staff Attorney | Lehman Brothers | 12/31/99 | 06/20/01 |
| Johnston, Lynne E. | Enforcement | Staff Attorney | Lehman Brothers | 12/31/99 | 06/25/01 |
| Jones, Jeffrey N. | Chief Accountant | Professional Accounting Fellow | KPMG LLP | 06/04/99 | 02/22/01 |
| Jones, Jeffrey N. | Chief Accountant | Professional Accounting Fellow | KPMG LLP | 06/04/99 | 01/12/01 |
| Kepple, Paul R. | Chief Accountant | Professional Accounting Fellow | PricewaterhouseCoopers LLP | 06/09/00 | 11/15/01 |
| Kerwin, Thomas M. J. | Investment Management | Senior Counsel | Marsico Capital Management, LLC | 04/20/01 | 07/17/01 |
| Kirkpatrick, Christopher E. | Enforcement | Branch Chief | Haynes and Boone, LLP | 09/08/00 | 03/28/01 |
| Kirkpatrick, Christopher E. | Enforcement | Branch Chief | Haynes and Boone, LLP | 09/08/00 | 07/17/01 |
| Kroeper, Jon | Commissioner Laura S. Unger | Counsel | Instinet Corporation | 01/28/00 | 08/06/01 |
| Kroeper, Jon | Commissioner Laura S. Unger | Counsel | Instinet Corporation | 01/28/00 | 03/03/01 |
| Lane, Brian J. | Corporation Finance | Director | Gibson, Dunn & Crutcher LLP | 12/31/99 | 07/11/01 |
| Lane, Brian J. | Corporation Finance | Director | Gibson, Dunn & Crutcher LLP | 12/31/99 | 11/27/01 |
| Lane, Brian J. | Corporation Finance | Director | Gibson, Dunn & Crutcher LLP | 12/31/99 | 05/03/01 |
| Lane, Brian J. | Corporation Finance | Director | Gibson, Dunn & Crutcher LLP | 12/31/99 | 03/23/01 |
| Lane, Brian J. | Corporation Finance | Director | Gibson, Dunn & Crutcher LLP | 12/31/99 | 08/29/01 |
| Lane, Brian J. | Corporation Finance | Director | Gibson, Dunn & Crutcher LLP | 12/31/99 | 07/10/01 |
| Lane, Brian J. | Corporation Finance | Director | Gibson, Dunn & Crutcher LLP | 12/31/99 | 03/20/01 |
| Lane, Brian J. | Corporation Finance | Director | Gibson, Dunn & Crutcher LLP | 12/31/99 | 05/07/01 |
| Lane, Brian J. | Corporation Finance | Director | Gibson, Dunn & Crutcher LLP | 12/31/99 | 06/01/01 |
| Lane, Brian J. | Corporation Finance | Director | Gibson, Dunn & Crutcher LLP | 12/31/99 | 11/27/01 |
| Lane, Brian J. | Corporation Finance | Director | Gibson, Dunn & Crutcher LLP | 12/31/99 | 02/02/01 |
| Lane, Brian J. | Corporation Finance | Director | Gibson, Dunn & Crutcher LLP | 12/31/99 | 01/10/01 |
| Lane, Brian J. | Corporation Finance | Director | Gibson, Dunn & Crutcher LLP | 12/31/99 | 07/02/01 |
| Lane, Brian J. | Corporation Finance | Director | Gibson, Dunn & Crutcher LLP | 12/31/99 | 08/21/01 |
| Lane, Brian J. | Corporation Finance | Director | Gibson, Dunn & Crutcher LLP | 12/31/99 | 03/16/01 |
| Lane, Brian J. | Corporation Finance | Director | Gibson, Dunn & Crutcher LLP | 12/31/99 | 04/23/01 |
| Lane, Brian J. | Corporation Finance | Director | Gibson, Dunn & Crutcher LLP | 12/31/99 | 05/02/01 |
| Lane, Brian J. | Corporation Finance | Director | Gibson, Dunn & Crutcher LLP | 12/31/99 | 06/12/01 |
| Lane, Brian J. | Corporation Finance | Director | Gibson, Dunn & Crutcher LLP | 12/31/99 | 08/15/01 |
| Lane, Brian J. | Corporation Finance | Director | Gibson, Dunn & Crutcher LLP | 12/31/99 | 08/23/01 |
| Lane, Brian J. | Corporation Finance | Director | Gibson, Dunn & Crutcher LLP | 12/31/99 | 09/17/01 |
| Lane, Brian J. | Corporation Finance | Director | Gibson, Dunn & Crutcher LLP | 12/31/99 | 09/21/01 |
| Lane, Brian J. | Corporation Finance | Director | Gibson, Dunn & Crutcher LLP | 12/31/99 | 10/18/01 |
| Lane, Brian J. | Corporation Finance | Director | Gibson, Dunn & Crutcher LLP | 12/31/99 | 10/24/01 |
| Lane, Brian J. | Corporation Finance | Director | Gibson, Dunn & Crutcher LLP | 12/31/99 | 11/21/01 |
| Lane, Brian J. | Corporation Finance | Director | Gibson, Dunn & Crutcher LLP | 12/31/99 | 12/19/01 |
| Lane, Brian J. | Corporation Finance | Director | Gibson, Dunn & Crutcher LLP | 12/31/99 | 12/21/01 |
| Lane, Brian J. | Corporation Finance | Director | Gibson, Dunn & Crutcher LLP | 12/31/99 | 10/17/01 |
| Lane, Brian J. | Corporation Finance | Director | Gibson, Dunn & Crutcher LLP | 12/31/99 | 11/07/01 |
| Lane, Brian J. | Corporation Finance | Director | Gibson, Dunn & Crutcher LLP | 12/31/99 | 01/31/01 |
| Lane, Brian J. | Corporation Finance | Director | Gibson, Dunn & Crutcher LLP | 12/31/99 | 06/01/01 |
| Lavan, David J. | Corporation Finance | Attorney-Advisor | Fleischman and Walsh, L.L.P. | 06/02/00 | 08/07/01 |
| Lavan, David J. | Corporation Finance | Attorney-Advisor | Fleischman and Walsh, L.L.P. | 06/02/00 | 04/18/01 |
| Lavan, David J. | Corporation Finance | Attorney-Advisor | Fleischman and Walsh, L.L.P. | 06/02/00 | 04/12/01 |
| Lawrence, Carmen J. | Regional Office | Regional Director | Fried, Frank, Harris, Shriver & Jacobson | 06/30/00 | 12/20/01 |
| Lawrence, Carmen J. | Regional Office | Regional Director | Fried, Frank, Harris, Shriver & Jacobson | 06/30/00 | 12/20/01 |
| Lawrence, Carmen J. | Regional Office | Regional Director | Fried, Frank, Harris, Shriver & Jacobson | 06/30/00 | 11/05/01 |
| Lawrence, Carmen J. | Regional Office | Regional Director | Fried, Frank, Harris, Shriver & Jacobson | 06/30/00 | 11/09/01 |
| Leder, Paul A. | International Affairs | Deputy Director | Richards Spears Kibbe & Orbe LLP | 07/11/99 | 06/26/01 |
| Lehrer, Frederick M. | Enforcement | Senior Counsel | Hamilton, Lehrer & Dargan, P.A. | 01/10/00 | 09/17/01 |
| Lehrer, Frederick M. | Enforcement | Senior Counsel | Hamilton, Lehrer & Dargan, P.A. | 01/10/00 | 08/08/01 |
| Lehrer, Frederick M. | Enforcement | Senior Counsel | Hamilton, Lehrer & Dargan, P.A. | 01/10/00 | 12/11/01 |
| Lehrer, Frederick M. | Enforcement | Senior Counsel | Hamilton, Lehrer & Dargan, P.A. | 01/10/00 | 07/02/01 |
| Lehrer, Frederick M. | Enforcement | Senior Counsel | Hamilton, Lehrer & Dargan, P.A. | 01/10/00 | 04/19/01 |
| Lehrer, Frederick M. | Enforcement | Senior Counsel | Hamilton, Lehrer & Dargan, P.A. | 01/10/00 | 02/15/01 |
| Lehrer, Frederick M. | Enforcement | Senior Counsel | Hamilton, Lehrer & Dargan, P.A. | 01/10/00 | 02/15/01 |
| Levine, David M. | Enforcement | Senior Advisor | Deutsche Bank AG | 11/30/01 | 12/26/01 |
| Levine, David M. | Enforcement | Senior Advisor | Deutsche Bank AG | 11/30/01 | 12/03/01 |
| Lynn, David M. | Corporation Finance | Special Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 09/15/00 | 08/07/01 |
| Lynn, David M. | Corporation Finance | Special Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 09/15/00 | 11/20/01 |
| Lynn, David M. | Corporation Finance | Special Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 09/15/00 | 06/06/01 |
| Lynn, David M. | Corporation Finance | Special Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 09/15/00 | 11/06/01 |
| Lynn, David M. | Corporation Finance | Special Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 09/15/00 | 05/24/01 |
| Lynn, David M. | Corporation Finance | Special Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 09/15/00 | 10/23/01 |
| Lynn, David M. | Corporation Finance | Special Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 09/15/00 | 04/27/01 |
| Lynn, David M. | Corporation Finance | Special Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 09/15/00 | 07/17/01 |
| Lynn, David M. | Corporation Finance | Special Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 09/15/00 | 04/27/01 |
| Mango, Andrea R. | Compliance Inspections and Examinations | Staff Attorney | Dechert | 05/24/01 | |
| McCrea, Lisa | Investment Management | Attorney-Advisor | Dechert | 05/04/99 | 03/20/01 |
| McHale, James T. | Trading and Markets | Special Counsel | Morgan, Lewis & Bockius LLP | 09/01/99 | 05/16/01 |
| McPherson, Chester A. | Trading and Markets | Attorney | Deutsche Bank AG | 09/30/99 | 05/07/01 |
| McPherson, Chester A. | Trading and Markets | Attorney | Deutsche Bank AG | 09/30/99 | 06/04/01 |
| Mehra, Ajay | Investment Management | Senior Counsel | Shearman & Sterling LLP | 09/21/00 | 12/05/01 |
| Mehra, Ajay | Investment Management | Senior Counsel | Shearman & Sterling LLP | 09/21/00 | 03/05/01 |
| Mehra, Ajay | Investment Management | Senior Counsel | Shearman & Sterling LLP | 09/21/00 | 06/27/01 |
| Mehra, Ajay | Investment Management | Senior Counsel | Shearman & Sterling LLP | 09/21/00 | 08/08/01 |
| Mehra, Ajay | Investment Management | Senior Counsel | Shearman & Sterling LLP | 09/21/00 | 03/05/01 |
| Mehra, Ajay | Investment Management | Senior Counsel | Shearman & Sterling LLP | 09/21/00 | 01/24/01 |
| Mixter, Christian J. | Enforcement | Chief Litigation Counsel | Morgan, Lewis & Bockius LLP | 09/23/00 | 10/31/01 |
| Mixter, Christian J. | Enforcement | Chief Litigation Counsel | Morgan, Lewis & Bockius LLP | 09/23/00 | 10/03/01 |
| Mixter, Christian J. | Enforcement | Chief Litigation Counsel | Morgan, Lewis & Bockius LLP | 09/23/00 | 08/10/01 |
| Mixter, Christian J. | Enforcement | Chief Litigation Counsel | Morgan, Lewis & Bockius LLP | 09/23/00 | 07/03/01 |
| Mixter, Christian J. | Enforcement | Chief Litigation Counsel | Morgan, Lewis & Bockius LLP | 09/23/00 | 06/20/01 |
| Mixter, Christian J. | Enforcement | Chief Litigation Counsel | Morgan, Lewis & Bockius LLP | 09/23/00 | 11/26/01 |
| Mixter, Christian J. | Enforcement | Chief Litigation Counsel | Morgan, Lewis & Bockius LLP | 09/23/00 | 11/19/01 |
| Mixter, Christian J. | Enforcement | Chief Litigation Counsel | Morgan, Lewis & Bockius LLP | 09/23/00 | 09/19/01 |
| Mixter, Christian J. | Enforcement | Chief Litigation Counsel | Morgan, Lewis & Bockius LLP | 09/23/00 | 02/23/01 |
| Mixter, Christian J. | Enforcement | Chief Litigation Counsel | Morgan, Lewis & Bockius LLP | 09/23/00 | 07/17/01 |
| Moloney, James J. | Corporation Finance | Special Counsel | Gibson, Dunn & Crutcher LLP | 05/02/00 | 03/06/01 |
| Moloney, James J. | Corporation Finance | Special Counsel | Gibson, Dunn & Crutcher LLP | 05/02/00 | 06/27/01 |
| Moloney, James J. | Corporation Finance | Special Counsel | Gibson, Dunn & Crutcher LLP | 05/02/00 | 01/31/01 |
| Moloney, James J. | Corporation Finance | Special Counsel | Gibson, Dunn & Crutcher LLP | 05/02/00 | 01/30/01 |
| Moloney, James J. | Corporation Finance | Special Counsel | Gibson, Dunn & Crutcher LLP | 05/02/00 | 02/23/01 |
| Novack, Laura A. | Investment Management | Senior Counsel | Dechert | 06/24/99 | 02/23/01 |
| Novack, Laura A. | Investment Management | Senior Counsel | Dechert | 06/24/99 | 03/02/01 |
| Novack, Laura A. | Investment Management | Senior Counsel | Dechert | 06/24/99 | 02/26/01 |
| Novack, Laura A. | Investment Management | Senior Counsel | Dechert | 06/24/99 | 02/23/01 |
| Orenstein, Leo F. | Enforcement | Assistant Chief Litigation Counsel | Foley & Lardner | 09/03/99 | 04/10/01 |
| Petersen, Susan | Trading and Markets | Special Counsel | Clifford Chance LLP | 01/12/01 | 02/15/01 |
| Price, Lori H. | Investment Management | Senior Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 08/25/00 | 07/19/01 |
| Pruitt, Laura S. | Trading and Markets | Special Counsel | Schiff Hardin LLP | 05/04/01 | 10/15/01 |
| Pruitt, Laura S. | Trading and Markets | Special Counsel | Schiff Hardin LLP | 05/04/01 | 12/07/01 |
| Pruitt, Laura S. | Trading and Markets | Special Counsel | Schiff Hardin LLP | 05/04/01 | 06/05/01 |
| Quarles, Eloise | Corporation Finance | Special Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 02/18/00 | 08/16/01 |
| Quarles, Eloise | Corporation Finance | Special Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 02/18/00 | 02/01/01 |
| Quarles, Eloise | Corporation Finance | Special Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 02/18/00 | 03/23/01 |
| Ragozino, Anthony | Enforcement | Branch Chief | Skadden, Arps, Slate, Meagher & Flom LLP | 04/02/99 | 01/29/01 |
| Rasevic, Kimberly Dopkin | Investment Management | Assistant Director | Dechert | 05/30/01 | 10/23/01 |
| Rasevic, Kimberly Dopkin | Investment Management | Assistant Director | Dechert | 05/30/01 | 11/05/01 |
| Robnett, Cary Susan | Enforcement | Staff Attorney | Robertson Stephens, Inc. | 07/20/01 | 08/22/01 |
| Roche, Jerome J. | Trading and Markets | Attorney-Advisor | Wilmer Cutler Pickering Hale and Dorr LLP | 08/25/00 | 03/12/01 |
| Rodgers, Richard L. | Chief Accountant | Professional Accounting Fellow | Ernst & Young | 11/03/00 | 04/11/01 |
| Rodgers, Richard L. | Chief Accountant | Professional Accounting Fellow | Ernst & Young | 11/03/00 | 07/30/01 |
| Rodgers, Richard L. | Chief Accountant | Professional Accounting Fellow | Ernst & Young | 11/03/00 | 03/07/01 |
| Rodgers, Richard L. | Chief Accountant | Professional Accounting Fellow | Ernst & Young | 11/03/00 | 04/24/01 |
| Rosenburg, Howard J. | Enforcement | Staff Attorney | Bell, Boyd & Lloyd LLP | 12/15/00 | 06/06/01 |
| Rosenthal, Lisa | Enforcement | Branch Chief | Hoffman Pollok & Pickholz LLP | 02/18/00 | 06/01/01 |
| Rosenthal, Lisa | Enforcement | Branch Chief | Hoffman Pollok & Pickholz LLP | 02/18/00 | 06/01/01 |
| Schmidt, Eric M. | Regional Office | Assistant Regional Director | Salomon Smith Barney Inc. | 05/12/00 | 01/19/01 |
| Schmidt, Eric M. | Regional Office | Assistant Regional Director | Salomon Smith Barney Inc. | 05/12/00 | 02/08/01 |
| Schmidt, Eric M. | Regional Office | Assistant Regional Director | Salomon Smith Barney Inc. | 05/12/00 | 08/09/01 |
| Schmidt, Eric M. | Regional Office | Assistant Regional Director | Salomon Smith Barney Inc. | 05/12/00 | 09/07/01 |
| Schmidt, Eric M. | Regional Office | Assistant Regional Director | Salomon Smith Barney Inc. | 05/12/00 | 05/04/01 |
| Schmidt, Eric M. | Regional Office | Assistant Regional Director | Salomon Smith Barney Inc. | 05/12/00 | 09/27/01 |
| Schmidt, Eric M. | Regional Office | Assistant Regional Director | Salomon Smith Barney Inc. | 05/12/00 | 07/06/01 |
| Schmidt, Eric M. | Regional Office | Assistant Regional Director | Salomon Smith Barney Inc. | 05/12/00 | 05/30/01 |
| Schwartz, Erich T. | Enforcement | Assistant Director | Skadden, Arps, Slate, Meagher & Flom LLP | 04/13/01 | 10/01/01 |
| Schwartz, Erich T. | Enforcement | Assistant Director | Skadden, Arps, Slate, Meagher & Flom LLP | 04/13/01 | 05/07/01 |
| Schwartz, Erich T. | Enforcement | Assistant Director | Skadden, Arps, Slate, Meagher & Flom LLP | 04/13/01 | 04/17/01 |
| Schwartz, Jeffrey | Trading and Markets | Senior Attorney | Deutsche Bank AG | 12/24/99 | 04/26/01 |
| Schwartz, Erich T. | Enforcement | Assistant Director | Skadden, Arps, Slate, Meagher & Flom LLP | 04/13/01 | 04/20/01 |
| Schwartz, Erich T. | Enforcement | Assistant Director | Skadden, Arps, Slate, Meagher & Flom LLP | 04/13/01 | 04/23/01 |
| Schwartz, Erich T. | Enforcement | Assistant Director | Skadden, Arps, Slate, Meagher & Flom LLP | 04/13/01 | 10/01/01 |
| Schwartz, Jeffrey | Trading and Markets | Senior Attorney | Deutsche Bank AG | 12/24/99 | 02/14/01 |
| Silverman, Paul | Investment Management | Attorney-Advisor | Skadden, Arps, Slate, Meagher & Flom LLP | 01/14/00 | 02/06/01 |
| Silverman, Paul | Investment Management | Attorney-Advisor | Skadden, Arps, Slate, Meagher & Flom LLP | 01/14/00 | 04/10/01 |
| Sirignano, David A. | Corporation Finance | Associate Director | Morgan, Lewis & Bockius LLP | 10/30/99 | 09/17/01 |
| Sirignano, David A. | Corporation Finance | Associate Director | Morgan, Lewis & Bockius LLP | 10/30/99 | 04/17/01 |
| Sirignano, David A. | Corporation Finance | Associate Director | Morgan, Lewis & Bockius LLP | 10/30/99 | 02/14/01 |
| Sirignano, David A. | Corporation Finance | Associate Director | Morgan, Lewis & Bockius LLP | 10/30/99 | 01/11/01 |
| Sirignano, David A. | Corporation Finance | Associate Director | Morgan, Lewis & Bockius LLP | 10/30/99 | 04/17/01 |
| Sirignano, David A. | Corporation Finance | Associate Director | Morgan, Lewis & Bockius LLP | 10/30/99 | 05/11/01 |
| Sirri, Erik R. | Economic Analysis | Chief Economist | Babson College | 06/28/99 | 02/21/01 |
| Sjoblom, Thomas V. | Enforcement | Staff Attorney | Dilworth Paxson LLP | 08/27/99 | 05/10/01 |
| Somer-Greif, Penny | Corporation Finance | Attorney-Advisor | Arnold & Porter | 05/11/00 | 12/06/01 |
| Somer-Greif, Penny | Corporation Finance | Attorney-Advisor | Arnold & Porter | 05/11/00 | 11/13/01 |
| Somer-Greif, Penny | Corporation Finance | Attorney-Advisor | Arnold & Porter | 05/11/00 | 03/02/01 |
| Spirgel, Larry M. | Corporation Finance | Special Counsel | Morrison & Foerster LLP | 05/08/00 | 06/29/01 |
| Spirgel, Larry M. | Corporation Finance | Special Counsel | Morrison & Foerster LLP | 05/08/00 | 04/19/01 |
| Spirgel, Larry M. | Corporation Finance | Special Counsel | Morrison & Foerster LLP | 05/08/00 | 04/12/01 |
| Spirgel, Larry M. | Corporation Finance | Special Counsel | Morrison & Foerster LLP | 05/08/00 | 04/19/01 |
| Spirgel, Larry M. | Corporation Finance | Special Counsel | Morrison & Foerster LLP | 05/08/00 | 04/12/01 |
| Stettner, Barbara A. | Trading and Markets | Special Counsel | Orrick, Herrington & Sutcliffe LLP | 10/06/00 | 02/13/01 |
| Strasser, Richard C. | Trading and Markets | Assistant Director | Nasdaq Stock Market | 04/22/00 | 04/05/01 |
| Taub, Scott A. | Chief Accountant | Professional Accounting Fellow | Arthur Andersen LLP | 06/08/01 | 10/10/01 |
| Taub, Scott A. | Chief Accountant | Professional Accounting Fellow | Arthur Andersen LLP | 06/08/01 | 08/30/01 |
| Taub, Scott A. | Chief Accountant | Professional Accounting Fellow | Arthur Andersen LLP | 06/08/01 | 09/04/01 |
| Taub, Scott A. | Chief Accountant | Professional Accounting Fellow | Arthur Andersen LLP | 06/08/01 | 12/20/01 |
| Tsirigotis, Peter L. | Investment Management | Attorney-Advisor | Dechert | 08/19/00 | 03/23/01 |
| Tsirigotis, Peter L. | Investment Management | Attorney-Advisor | Dechert | 08/19/00 | 03/23/01 |
| Tsirigotis, Peter L. | Investment Management | Attorney-Advisor | Dechert | 08/19/00 | 04/26/01 |
| Tsirigotis, Peter L. | Investment Management | Attorney-Advisor | Dechert | 08/19/00 | 01/05/01 |
| Tsirigotis, Peter L. | Investment Management | Attorney-Advisor | Dechert | 08/19/00 | 02/26/01 |
| Tsirigotis, Peter L. | Investment Management | Attorney-Advisor | Dechert | 08/19/00 | 03/27/01 |
| Tsirigotis, Peter L. | Investment Management | Attorney-Advisor | Dechert | 08/19/00 | 04/11/01 |
| Tsirigotis, Peter L. | Investment Management | Attorney-Advisor | Dechert | 08/19/00 | 10/10/01 |
| Tsirigotis, Peter L. | Investment Management | Attorney-Advisor | Dechert | 08/19/00 | 02/26/01 |
| Uhl, Robert | Chief Accountant | Professional Accounting Fellow | Deloitte LLP | 06/04/99 | 04/12/01 |
| Uhl, Robert | Chief Accountant | Professional Accounting Fellow | Deloitte LLP | 06/04/99 | 04/12/01 |
| Venezia, Teresa M. | Enforcement | Deputy Assistant Regional Director | Fried, Frank, Harris, Shriver & Jacobson | 10/20/00 | 03/29/01 |
| Venezia, Teresa M. | Enforcement | Deputy Assistant Regional Director | Fried, Frank, Harris, Shriver & Jacobson | 10/20/00 | 07/17/01 |
| Venezia, Teresa M. | Enforcement | Deputy Assistant Regional Director | Fried, Frank, Harris, Shriver & Jacobson | 10/20/00 | 06/14/01 |
| Weigel III, Russell C. | Regional Office | Special Counsel | Montello & Kenney, P.A. | 02/23/01 | 06/05/01 |
| Weigel III, Russell C. | Regional Office | Special Counsel | Montello & Kenney, P.A. | 02/23/01 | 06/04/01 |
| Weingarten, Ilan S. | Trading and Markets | Staff Attorney | Morgan, Lewis & Bockius LLP | 04/07/00 | 05/10/01 |
| White, William E. | Regional Office | Senior Trial Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 07/31/99 | 05/31/01 |
| White, William E. | Regional Office | Senior Trial Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 07/31/99 | 06/11/01 |
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