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Project on Government Oversight

Data

Each entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.

ANALYSIS: See POGO's reports, blog posts, and other work on the SEC revolving door
METHODOLOGY:
How POGO organized the information and assembled the database

Full Name Former Division/Office Former Title New Employer Date of Resignation Date of Statement
Adelman, James B.Regional Office Associate District Administrator Allmerica Financial Corp. 12/01/00 02/12/01
Adelman, James B.Regional Office Associate District Administrator Allmerica Financial Corp. 12/01/00 10/16/01
Adelman, James B.Regional Office Associate District Administrator Allmerica Financial Corp. 12/01/00 03/14/01
Albert, Ross A.Enforcement Senior Special Counsel Morris, Manning & Martin, LLP 09/14/01 11/30/01
Avakian, StephanieCommissioner Paul R. Carey Counsel Wilmer Cutler Pickering Hale and Dorr LLP 11/19/99 03/15/01
Avakian, StephanieCommissioner Paul R. Carey Counsel Wilmer Cutler Pickering Hale and Dorr LLP 11/19/99 04/27/01
Bartholomew, Christian R.Regional Office Senior Trial Counsel Morgan, Lewis & Bockius LLP 05/05/00 10/12/01
Bartholomew, Christian R.Regional Office Senior Trial Counsel Morgan, Lewis & Bockius LLP 05/05/00 10/17/01
Bartholomew, Christian R.Regional Office Senior Trial Counsel Morgan, Lewis & Bockius LLP 05/05/00 05/07/01
Bayless, W. ScottChief Accountant Associate Chief Accountant Deloitte LLP 09/22/00 01/29/01
Bayless, David B.Regional Office District Administrator Morrison & Foerster LLP 06/18/99 03/27/01
Bayless, David B.Regional Office District Administrator Morrison & Foerster LLP 06/18/99 02/08/01
Bayless, David B.Regional Office District Administrator Morrison & Foerster LLP 06/18/99 02/06/01
Bayless, David B.Regional Office District Administrator Morrison & Foerster LLP 06/18/99 03/27/01
Belevetz, Timothy D.Enforcement Staff Attorney Wilson Sonsini Goodrich & Rosati, P.C. 02/25/00 01/23/01
Berman, Kenneth J.Investment Management Associate Director Debevoise & Plimpton LLP 08/11/00 08/02/01
Berman, Kenneth J.Investment Management Associate Director Debevoise & Plimpton LLP 08/11/00 05/29/01
Berman, Kenneth J.Investment Management Associate Director Debevoise & Plimpton LLP 08/11/00 01/10/01
Blackman, Sean G.Enforcement Senior Counsel O'Melveny & Myers LLP 12/22/00 04/23/01
Blackman, Sean G.Enforcement Senior Counsel O'Melveny & Myers LLP 12/22/00 08/03/01
Blackman, Sean G.Enforcement Senior Counsel O'Melveny & Myers LLP 12/22/00 03/09/01
Blackman, Sean G.Enforcement Senior Counsel O'Melveny & Myers LLP 12/22/00 08/22/01
Blackman, Sean G.Enforcement Senior Counsel O'Melveny & Myers LLP 12/22/00 01/23/01
Blackman, Sean G.Enforcement Senior Counsel O'Melveny & Myers LLP 12/22/00 04/23/01
Blackman, Sean G.Enforcement Senior Counsel O'Melveny & Myers LLP 12/22/00 01/23/01
Blackman, Sean G.Enforcement Senior Counsel O'Melveny & Myers LLP 12/22/00 01/23/01
Blackman, Sean G.Enforcement Senior Counsel O'Melveny & Myers LLP 12/22/00 07/16/01
Bosco, Anthony J.Enforcement Branch Chief Prudential Securities, Inc. 11/03/00 02/07/01
Bosco, Anthony J.Enforcement Branch Chief Prudential Securities, Inc. 11/03/00 04/26/01
Bosco, Anthony J.Enforcement Branch Chief Prudential Securities, Inc. 11/03/00 09/05/01
Bosco, Anthony J.Enforcement Branch Chief Prudential Securities, Inc. 11/03/00 09/05/01
Bosco, Anthony J.Enforcement Branch Chief Prudential Securities, Inc. 11/03/00 03/23/01
Bosco, Anthony J.Enforcement Branch Chief Prudential Securities, Inc. 11/03/00 04/09/01
Bosco, Anthony J.Enforcement Branch Chief Prudential Securities, Inc. 11/03/00 09/05/01
Bosco, Anthony J.Enforcement Branch Chief Prudential Securities, Inc. 11/03/00 09/05/01
Bosco, Anthony J.Enforcement Branch Chief Prudential Securities, Inc. 11/03/00 04/26/01
Brown, Daniel T.Enforcement Branch Chief Clifford Chance LLP 09/29/00 07/30/01
Bruch, Gregory S.Enforcement Assistant Director Foley & Lardner 10/05/01 11/02/01
Bruch, Gregory S.Enforcement Assistant Director Foley & Lardner 10/05/01 11/02/01
Bruch, Gregory S.Enforcement Assistant Director Foley & Lardner 10/05/01 11/01/01
Camp, Noran J.Chairman Arthur Levitt Legal Counsel Gibson, Dunn & Crutcher LLP 07/01/00 02/26/01
Camp, Noran J.Chairman Arthur Levitt Legal Counsel Gibson, Dunn & Crutcher LLP 07/01/00 09/18/01
Camp, Noran J.Chairman Arthur Levitt Legal Counsel Gibson, Dunn & Crutcher LLP 07/01/00 08/01/01
Casey, Eric W.Chief Accountant Professional Accounting Fellow KPMG LLP 06/09/00 06/20/01
Casey, Eric W.Chief Accountant Professional Accounting Fellow KPMG LLP 06/09/00 12/07/01
Casey, Eric W.Chief Accountant Professional Accounting Fellow KPMG LLP 06/09/00 04/18/01
Casey, Eric W.Chief Accountant Professional Accounting Fellow KPMG LLP 06/09/00 01/04/01
Casey, Eric W.Chief Accountant Professional Accounting Fellow KPMG LLP 06/09/00 04/12/01
Chung, Christine S.Enforcement Branch Chief Testa, Hurwitz & Thibeault, LLP 07/14/01 08/02/01
Cohn, Michael J.Enforcement Staff Attorney Fried, Frank, Harris, Shriver & Jacobson 07/25/00 03/29/01
Cohn, Michael J.Enforcement Staff Attorney Fried, Frank, Harris, Shriver & Jacobson 07/25/00 06/14/01
Corey, Ethan D.Investment Management Senior Counsel Dechert 04/14/99 02/28/01
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Holland & Knight LLP 07/14/01 11/30/01
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Holland & Knight LLP 07/14/01 11/05/01
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Holland & Knight LLP 07/14/01 10/10/01
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Holland & Knight LLP 07/14/01 12/27/01
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Holland & Knight LLP 07/14/01 12/06/01
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Holland & Knight LLP 07/14/01 10/25/01
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Holland & Knight LLP 07/14/01 07/31/01
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Holland & Knight LLP 07/14/01 07/31/01
Davine, ChristineCorporation Finance Associate Chief Accountant Deloitte LLP 09/24/99 04/23/01
Davine, ChristineCorporation Finance Associate Chief Accountant Deloitte LLP 09/24/99 07/10/01
Davine, ChristineCorporation Finance Associate Chief Accountant Deloitte LLP 09/24/99 07/10/01
Davine, ChristineCorporation Finance Associate Chief Accountant Deloitte LLP 09/24/99 06/20/01
Davine, ChristineCorporation Finance Associate Chief Accountant Deloitte LLP 09/24/99 06/13/01
Davine, ChristineCorporation Finance Associate Chief Accountant Deloitte LLP 09/24/99 05/14/01
Davine, ChristineCorporation Finance Associate Chief Accountant Deloitte LLP 09/24/99 03/19/01
Davine, ChristineCorporation Finance Associate Chief Accountant Deloitte LLP 09/24/99 02/20/01
Davine, ChristineCorporation Finance Associate Chief Accountant Deloitte LLP 09/24/99 06/06/01
Davine, ChristineCorporation Finance Associate Chief Accountant Deloitte LLP 09/24/99 01/04/01
Davine, ChristineCorporation Finance Associate Chief Accountant Deloitte LLP 09/24/99 01/04/01
Davine, ChristineCorporation Finance Associate Chief Accountant Deloitte LLP 09/24/99 02/01/01
Davine, ChristineCorporation Finance Associate Chief Accountant Deloitte LLP 09/24/99 07/10/01
Davine, ChristineCorporation Finance Associate Chief Accountant Deloitte LLP 09/24/99 04/19/01
Davine, ChristineCorporation Finance Associate Chief Accountant Deloitte LLP 09/24/99 04/19/01
Davison, Douglas J.Chairman Arthur Levitt Counsel Wilmer Cutler Pickering Hale and Dorr LLP 03/30/01 04/25/01
Davison, Douglas J.Chairman Arthur Levitt Counsel Wilmer Cutler Pickering Hale and Dorr LLP 03/30/01 04/04/01
Davison, Douglas J.Chairman Arthur Levitt Counsel Wilmer Cutler Pickering Hale and Dorr LLP 03/30/01 11/13/01
De Leon, Robert S.Enforcement Senior Counsel Hold Brothers On-Line Investment Services, Inc. 04/20/01 07/02/01
DeTore, Stephen M.Compliance Inspections and Examinations Assistant Director Gabelli Asset Management Company 01/19/01 02/06/01
Diver, Michael J.Enforcement Branch Chief Katten Muchin Zavis Rosenman 07/28/00 01/17/01
Dolan, Melanie F.Corporation Finance Associate Chief Accountant KPMG LLP 12/08/00 09/28/01
Dolan, Melanie F.Corporation Finance Associate Chief Accountant KPMG LLP 12/08/00 07/12/01
Dolan, Melanie F.Corporation Finance Associate Chief Accountant KPMG LLP 12/08/00 08/13/01
Dolan, Melanie F.Corporation Finance Associate Chief Accountant KPMG LLP 12/08/00 01/22/01
Dolan, Melanie F.Corporation Finance Associate Chief Accountant KPMG LLP 12/08/00 03/19/01
Dolan, Melanie F.Corporation Finance Associate Chief Accountant KPMG LLP 12/08/00 04/09/01
Dolan, Melanie F.Corporation Finance Associate Chief Accountant KPMG LLP 12/08/00 10/22/01
Doyle, RamiCorporation Finance Special Counsel Morgan, Lewis & Bockius LLP 01/21/00 02/20/01
Drogin, Jack P.Trading and Markets Assistant Director Morgan, Lewis & Bockius LLP 06/23/01 11/28/01
Drogin, Jack P.Trading and Markets Assistant Director Morgan, Lewis & Bockius LLP 06/23/01 12/13/01
Eastman, James L.Commissioner Paul R. Carey Counsel Schiff Hardin LLP 06/16/00 06/20/01
Eastman, James L.Commissioner Paul R. Carey Counsel Schiff Hardin LLP 06/16/00 08/27/01
Eastman, James L.Commissioner Paul R. Carey Counsel Schiff Hardin LLP 06/16/00 06/11/01
Eastman, James L.Commissioner Paul R. Carey Counsel Schiff Hardin LLP 06/16/00 03/05/01
Forst, John K.Investment Management Attorney-Advisor Dechert 10/01/99 01/17/01
Geist, Andrew J.Regional Office Assistant Regional Director O'Melveny & Myers LLP 04/07/00 08/15/01
Geist, Andrew J.Regional Office Senior Associate Regional Director O'Melveny & Myers LLP 04/07/00 06/25/01
Geist, Andrew J.Regional Office Senior Associate Regional Director O'Melveny & Myers LLP 04/07/00 11/30/01
Geist, Andrew J.Regional Office Senior Associate Regional Director O'Melveny & Myers LLP 04/07/00 06/04/01
Geist, Andrew J.Regional Office Senior Associate Regional Director O'Melveny & Myers LLP 04/07/00 11/26/01
Gerlach, Paul V.Enforcement Associate Director Sidley Austin LLP 04/13/00 10/18/01
Gerlach, Paul V.Enforcement Associate Director Sidley Austin LLP 04/13/00 04/11/01
Gerlach, Paul V.Enforcement Associate Director Sidley Austin LLP 04/13/00 05/16/01
Gerlach, Paul V.Enforcement Associate Director Sidley Austin LLP 04/13/00 08/24/01
Gerlach, Paul V.Enforcement Associate Director Sidley Austin LLP 04/13/00 11/01/01
Gerlach, Paul V.Enforcement Associate Director Sidley Austin LLP 04/13/00 01/29/01
Gerlach, Paul V.Enforcement Associate Director Sidley Austin LLP 04/13/00 10/01/01
Gerlach, Paul V.Enforcement Associate Director Sidley Austin LLP 04/13/00 05/14/01
Graham, Rachel H.Investment Management Senior Counsel Debevoise & Plimpton LLP 10/06/00 05/29/01
Graham, Rachel H.Investment Management Senior Counsel Debevoise & Plimpton LLP 10/06/00 08/02/01
Graham, Rachel H.Investment Management Senior Counsel Debevoise & Plimpton LLP 10/06/00 02/27/01
Greenstein, Louis D.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 08/18/00 08/13/01
Greenstein, Louis D.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 08/18/00 05/07/01
Greenstein, Louis D.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 08/18/00 06/05/01
Greenstein, Louis D.Enforcement Staff Attorney Paul, Hastings, Janofsky & Walker LLP 08/18/00 01/04/01
Greenstein, Louis D.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 08/18/00 10/01/01
Greenstein, Louis D.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 08/18/00 06/11/01
Greenstein, Louis D.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 08/18/00 05/18/01
Greenstein, Louis D.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 08/18/00 11/09/01
Greenstein, Louis D.Enforcement Staff Attorney Paul, Hastings, Janofsky & Walker LLP 08/18/00 03/23/01
Hamm, Kathleen M.Enforcement Assistant Director Wilson Sonsini Goodrich & Rosati, P.C. 07/14/00 03/09/01
Hamm, Kathleen M.Enforcement Assistant Director Wilson Sonsini Goodrich & Rosati, P.C. 07/14/00 05/10/01
Hamm, Kathleen M.Enforcement Assistant Director Wilson Sonsini Goodrich & Rosati, P.C. 07/14/00 05/21/01
Hamm, Kathleen M.Enforcement Assistant Director Wilson Sonsini Goodrich & Rosati, P.C. 07/14/00 07/03/01
Hamm, Kathleen M.Enforcement Assistant Director Nasdaq Liffe Markets, LLC 07/14/00 10/15/01
Hamm, Kathleen M.Enforcement Assistant Director Wilson Sonsini Goodrich & Rosati, P.C. 07/14/00 01/07/01
Hamm, Kathleen M.Enforcement Assistant Director Wilson Sonsini Goodrich & Rosati, P.C. 07/14/00 04/05/01
Harnisch, Kevin J.Enforcement Branch Chief Fried, Frank, Harris, Shriver & Jacobson 07/02/99 03/07/01
Harnisch, Kevin J.Enforcement Branch Chief Fried, Frank, Harris, Shriver & Jacobson 07/02/99 05/15/01
Harnisch, Kevin J.Enforcement Branch Chief Fried, Frank, Harris, Shriver & Jacobson 07/02/99 02/01/01
Hashemi, CazEnforcement Staff Attorney Wilson Sonsini Goodrich & Rosati, P.C. 05/19/00 01/25/01
Heinrichs, Jane G.Investment Management Senior Counsel Shearman & Sterling LLP 10/27/00 05/02/01
Heinrichs, Jane G.Investment Management Senior Counsel Shearman & Sterling LLP 10/27/00 05/30/01
Herr, Mitchell E.Regional Office Regional Trial Counsel Holland & Knight LLP 11/29/00 02/07/01
Herr, Mitchell E.Regional Office Regional Trial Counsel Holland & Knight LLP 11/29/00 04/06/01
Herr, Mitchell E.Regional Office Regional Trial Counsel Holland & Knight LLP 11/29/00 01/02/01
Herr, Mitchell E.Regional Office Regional Trial Counsel Holland & Knight LLP 11/29/00 01/17/01
Herr, Mitchell E.Regional Office Regional Trial Counsel Holland & Knight LLP 11/29/00 05/02/01
Herr, Mitchell E.Regional Office Regional Trial Counsel Holland & Knight LLP 11/29/00 05/02/01
Herr, Mitchell E.Regional Office Regional Trial Counsel Holland & Knight LLP 11/29/00 12/12/01
Intartaglio, Robert A.Regional Office Assistant District Administrator UBS AG 11/10/00 08/14/01
Intartaglio, Robert A.Regional Office Assistant District Administrator UBS AG 11/10/00 06/12/01
Intartaglio, Robert A.Regional Office Assistant District Administrator UBS AG 11/10/00 06/06/01
Intartaglio, Robert A.Regional Office Assistant District Administrator UBS AG 11/10/00 10/23/01
Intartaglio, Robert A.Regional Office Assistant District Administrator UBS AG 11/10/00 05/21/01
Intartaglio, Robert A.Regional Office Assistant District Administrator UBS AG 11/10/00 02/27/01
Intartaglio, Robert A.Regional Office Assistant District Administrator UBS AG 11/10/00 10/26/01
Isenberg, Jerry A.Enforcement Assistant Director McGuireWoods, LLP 11/17/00 05/29/01
Isenberg, Jerry A.Enforcement Assistant Director McGuireWoods, LLP 11/17/00 04/09/01
Isenberg, Jerry A.Enforcement Assistant Director McGuireWoods, LLP 11/17/00 03/27/01
Isenberg, Jerry A.Enforcement Assistant Director McGuireWoods, LLP 11/17/00 02/13/01
Isenberg, Jerry A.Enforcement Assistant Director LeClair Ryan 11/17/00 10/24/01
Isenberg, Jerry A.Enforcement Assistant Director McGuireWoods, LLP 11/17/00 04/16/01
Isenberg, Jerry A.Enforcement Assistant Director McGuireWoods, LLP 11/17/00 09/18/01
Jackson, Gary E.Enforcement Senior Trial Counsel Morgan Stanley 01/31/01 04/23/01
Jackson, Gary E.Enforcement Senior Trial Counsel Morgan Stanley 01/31/01 03/16/01
Jackson, Gary E.Enforcement Senior Trial Counsel Morgan Stanley 01/31/01 04/18/01
Johnston, Lynne E.Enforcement Staff Attorney Lehman Brothers 12/31/99 05/03/01
Johnston, Lynne E.Enforcement Staff Attorney Lehman Brothers 12/31/99 05/03/01
Johnston, Lynne E.Enforcement Staff Attorney Lehman Brothers 12/31/99 05/08/01
Johnston, Lynne E.Enforcement Staff Attorney Lehman Brothers 12/31/99 05/03/01
Johnston, Lynne E.Enforcement Staff Attorney Lehman Brothers 12/31/99 05/03/01
Johnston, Lynne E.Enforcement Staff Attorney Lehman Brothers 12/31/99 05/07/01
Johnston, Lynne E.Enforcement Staff Attorney Lehman Brothers 12/31/99 06/20/01
Johnston, Lynne E.Enforcement Staff Attorney Lehman Brothers 12/31/99 06/25/01
Jones, Jeffrey N.Chief Accountant Professional Accounting Fellow KPMG LLP 06/04/99 02/22/01
Jones, Jeffrey N.Chief Accountant Professional Accounting Fellow KPMG LLP 06/04/99 01/12/01
Kepple, Paul R.Chief Accountant Professional Accounting Fellow PricewaterhouseCoopers LLP 06/09/00 11/15/01
Kerwin, Thomas M. J.Investment Management Senior Counsel Marsico Capital Management, LLC 04/20/01 07/17/01
Kirkpatrick, Christopher E.Enforcement Branch Chief Haynes and Boone, LLP 09/08/00 03/28/01
Kirkpatrick, Christopher E.Enforcement Branch Chief Haynes and Boone, LLP 09/08/00 07/17/01
Kroeper, JonCommissioner Laura S. Unger Counsel Instinet Corporation 01/28/00 08/06/01
Kroeper, JonCommissioner Laura S. Unger Counsel Instinet Corporation 01/28/00 03/03/01
Lane, Brian J.Corporation Finance Director Gibson, Dunn & Crutcher LLP 12/31/99 07/11/01
Lane, Brian J.Corporation Finance Director Gibson, Dunn & Crutcher LLP 12/31/99 11/27/01
Lane, Brian J.Corporation Finance Director Gibson, Dunn & Crutcher LLP 12/31/99 05/03/01
Lane, Brian J.Corporation Finance Director Gibson, Dunn & Crutcher LLP 12/31/99 03/23/01
Lane, Brian J.Corporation Finance Director Gibson, Dunn & Crutcher LLP 12/31/99 08/29/01
Lane, Brian J.Corporation Finance Director Gibson, Dunn & Crutcher LLP 12/31/99 07/10/01
Lane, Brian J.Corporation Finance Director Gibson, Dunn & Crutcher LLP 12/31/99 03/20/01
Lane, Brian J.Corporation Finance Director Gibson, Dunn & Crutcher LLP 12/31/99 05/07/01
Lane, Brian J.Corporation Finance Director Gibson, Dunn & Crutcher LLP 12/31/99 06/01/01
Lane, Brian J.Corporation Finance Director Gibson, Dunn & Crutcher LLP 12/31/99 11/27/01
Lane, Brian J.Corporation Finance Director Gibson, Dunn & Crutcher LLP 12/31/99 02/02/01
Lane, Brian J.Corporation Finance Director Gibson, Dunn & Crutcher LLP 12/31/99 01/10/01
Lane, Brian J.Corporation Finance Director Gibson, Dunn & Crutcher LLP 12/31/99 07/02/01
Lane, Brian J.Corporation Finance Director Gibson, Dunn & Crutcher LLP 12/31/99 08/21/01
Lane, Brian J.Corporation Finance Director Gibson, Dunn & Crutcher LLP 12/31/99 03/16/01
Lane, Brian J.Corporation Finance Director Gibson, Dunn & Crutcher LLP 12/31/99 04/23/01
Lane, Brian J.Corporation Finance Director Gibson, Dunn & Crutcher LLP 12/31/99 05/02/01
Lane, Brian J.Corporation Finance Director Gibson, Dunn & Crutcher LLP 12/31/99 06/12/01
Lane, Brian J.Corporation Finance Director Gibson, Dunn & Crutcher LLP 12/31/99 08/15/01
Lane, Brian J.Corporation Finance Director Gibson, Dunn & Crutcher LLP 12/31/99 08/23/01
Lane, Brian J.Corporation Finance Director Gibson, Dunn & Crutcher LLP 12/31/99 09/17/01
Lane, Brian J.Corporation Finance Director Gibson, Dunn & Crutcher LLP 12/31/99 09/21/01
Lane, Brian J.Corporation Finance Director Gibson, Dunn & Crutcher LLP 12/31/99 10/18/01
Lane, Brian J.Corporation Finance Director Gibson, Dunn & Crutcher LLP 12/31/99 10/24/01
Lane, Brian J.Corporation Finance Director Gibson, Dunn & Crutcher LLP 12/31/99 11/21/01
Lane, Brian J.Corporation Finance Director Gibson, Dunn & Crutcher LLP 12/31/99 12/19/01
Lane, Brian J.Corporation Finance Director Gibson, Dunn & Crutcher LLP 12/31/99 12/21/01
Lane, Brian J.Corporation Finance Director Gibson, Dunn & Crutcher LLP 12/31/99 10/17/01
Lane, Brian J.Corporation Finance Director Gibson, Dunn & Crutcher LLP 12/31/99 11/07/01
Lane, Brian J.Corporation Finance Director Gibson, Dunn & Crutcher LLP 12/31/99 01/31/01
Lane, Brian J.Corporation Finance Director Gibson, Dunn & Crutcher LLP 12/31/99 06/01/01
Lavan, David J.Corporation Finance Attorney-Advisor Fleischman and Walsh, L.L.P. 06/02/00 08/07/01
Lavan, David J.Corporation Finance Attorney-Advisor Fleischman and Walsh, L.L.P. 06/02/00 04/18/01
Lavan, David J.Corporation Finance Attorney-Advisor Fleischman and Walsh, L.L.P. 06/02/00 04/12/01
Lawrence, Carmen J.Regional Office Regional Director Fried, Frank, Harris, Shriver & Jacobson 06/30/00 12/20/01
Lawrence, Carmen J.Regional Office Regional Director Fried, Frank, Harris, Shriver & Jacobson 06/30/00 12/20/01
Lawrence, Carmen J.Regional Office Regional Director Fried, Frank, Harris, Shriver & Jacobson 06/30/00 11/05/01
Lawrence, Carmen J.Regional Office Regional Director Fried, Frank, Harris, Shriver & Jacobson 06/30/00 11/09/01
Leder, Paul A.International Affairs Deputy Director Richards Spears Kibbe & Orbe LLP 07/11/99 06/26/01
Lehrer, Frederick M.Enforcement Senior Counsel Hamilton, Lehrer & Dargan, P.A. 01/10/00 09/17/01
Lehrer, Frederick M.Enforcement Senior Counsel Hamilton, Lehrer & Dargan, P.A. 01/10/00 08/08/01
Lehrer, Frederick M.Enforcement Senior Counsel Hamilton, Lehrer & Dargan, P.A. 01/10/00 12/11/01
Lehrer, Frederick M.Enforcement Senior Counsel Hamilton, Lehrer & Dargan, P.A. 01/10/00 07/02/01
Lehrer, Frederick M.Enforcement Senior Counsel Hamilton, Lehrer & Dargan, P.A. 01/10/00 04/19/01
Lehrer, Frederick M.Enforcement Senior Counsel Hamilton, Lehrer & Dargan, P.A. 01/10/00 02/15/01
Lehrer, Frederick M.Enforcement Senior Counsel Hamilton, Lehrer & Dargan, P.A. 01/10/00 02/15/01
Levine, David M.Enforcement Senior Advisor Deutsche Bank AG 11/30/01 12/26/01
Levine, David M.Enforcement Senior Advisor Deutsche Bank AG 11/30/01 12/03/01
Lynn, David M.Corporation Finance Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 09/15/00 08/07/01
Lynn, David M.Corporation Finance Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 09/15/00 11/20/01
Lynn, David M.Corporation Finance Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 09/15/00 06/06/01
Lynn, David M.Corporation Finance Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 09/15/00 11/06/01
Lynn, David M.Corporation Finance Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 09/15/00 05/24/01
Lynn, David M.Corporation Finance Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 09/15/00 10/23/01
Lynn, David M.Corporation Finance Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 09/15/00 04/27/01
Lynn, David M.Corporation Finance Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 09/15/00 07/17/01
Lynn, David M.Corporation Finance Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 09/15/00 04/27/01
Mango, Andrea R.Compliance Inspections and Examinations Staff Attorney Dechert 05/24/01
McCrea, LisaInvestment Management Attorney-Advisor Dechert 05/04/99 03/20/01
McHale, James T.Trading and Markets Special Counsel Morgan, Lewis & Bockius LLP 09/01/99 05/16/01
McPherson, Chester A.Trading and Markets Attorney Deutsche Bank AG 09/30/99 05/07/01
McPherson, Chester A.Trading and Markets Attorney Deutsche Bank AG 09/30/99 06/04/01
Mehra, AjayInvestment Management Senior Counsel Shearman & Sterling LLP 09/21/00 12/05/01
Mehra, AjayInvestment Management Senior Counsel Shearman & Sterling LLP 09/21/00 03/05/01
Mehra, AjayInvestment Management Senior Counsel Shearman & Sterling LLP 09/21/00 06/27/01
Mehra, AjayInvestment Management Senior Counsel Shearman & Sterling LLP 09/21/00 08/08/01
Mehra, AjayInvestment Management Senior Counsel Shearman & Sterling LLP 09/21/00 03/05/01
Mehra, AjayInvestment Management Senior Counsel Shearman & Sterling LLP 09/21/00 01/24/01
Mixter, Christian J.Enforcement Chief Litigation Counsel Morgan, Lewis & Bockius LLP 09/23/00 10/31/01
Mixter, Christian J.Enforcement Chief Litigation Counsel Morgan, Lewis & Bockius LLP 09/23/00 10/03/01
Mixter, Christian J.Enforcement Chief Litigation Counsel Morgan, Lewis & Bockius LLP 09/23/00 08/10/01
Mixter, Christian J.Enforcement Chief Litigation Counsel Morgan, Lewis & Bockius LLP 09/23/00 07/03/01
Mixter, Christian J.Enforcement Chief Litigation Counsel Morgan, Lewis & Bockius LLP 09/23/00 06/20/01
Mixter, Christian J.Enforcement Chief Litigation Counsel Morgan, Lewis & Bockius LLP 09/23/00 11/26/01
Mixter, Christian J.Enforcement Chief Litigation Counsel Morgan, Lewis & Bockius LLP 09/23/00 11/19/01
Mixter, Christian J.Enforcement Chief Litigation Counsel Morgan, Lewis & Bockius LLP 09/23/00 09/19/01
Mixter, Christian J.Enforcement Chief Litigation Counsel Morgan, Lewis & Bockius LLP 09/23/00 02/23/01
Mixter, Christian J.Enforcement Chief Litigation Counsel Morgan, Lewis & Bockius LLP 09/23/00 07/17/01
Moloney, James J.Corporation Finance Special Counsel Gibson, Dunn & Crutcher LLP 05/02/00 03/06/01
Moloney, James J.Corporation Finance Special Counsel Gibson, Dunn & Crutcher LLP 05/02/00 06/27/01
Moloney, James J.Corporation Finance Special Counsel Gibson, Dunn & Crutcher LLP 05/02/00 01/31/01
Moloney, James J.Corporation Finance Special Counsel Gibson, Dunn & Crutcher LLP 05/02/00 01/30/01
Moloney, James J.Corporation Finance Special Counsel Gibson, Dunn & Crutcher LLP 05/02/00 02/23/01
Novack, Laura A.Investment Management Senior Counsel Dechert 06/24/99 02/23/01
Novack, Laura A.Investment Management Senior Counsel Dechert 06/24/99 03/02/01
Novack, Laura A.Investment Management Senior Counsel Dechert 06/24/99 02/26/01
Novack, Laura A.Investment Management Senior Counsel Dechert 06/24/99 02/23/01
Orenstein, Leo F.Enforcement Assistant Chief Litigation Counsel Foley & Lardner 09/03/99 04/10/01
Petersen, SusanTrading and Markets Special Counsel Clifford Chance LLP 01/12/01 02/15/01
Price, Lori H.Investment Management Senior Counsel Wilmer Cutler Pickering Hale and Dorr LLP 08/25/00 07/19/01
Pruitt, Laura S.Trading and Markets Special Counsel Schiff Hardin LLP 05/04/01 10/15/01
Pruitt, Laura S.Trading and Markets Special Counsel Schiff Hardin LLP 05/04/01 12/07/01
Pruitt, Laura S.Trading and Markets Special Counsel Schiff Hardin LLP 05/04/01 06/05/01
Quarles, EloiseCorporation Finance Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 02/18/00 08/16/01
Quarles, EloiseCorporation Finance Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 02/18/00 02/01/01
Quarles, EloiseCorporation Finance Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 02/18/00 03/23/01
Ragozino, AnthonyEnforcement Branch Chief Skadden, Arps, Slate, Meagher & Flom LLP 04/02/99 01/29/01
Rasevic, Kimberly DopkinInvestment Management Assistant Director Dechert 05/30/01 10/23/01
Rasevic, Kimberly DopkinInvestment Management Assistant Director Dechert 05/30/01 11/05/01
Robnett, Cary SusanEnforcement Staff Attorney Robertson Stephens, Inc. 07/20/01 08/22/01
Roche, Jerome J.Trading and Markets Attorney-Advisor Wilmer Cutler Pickering Hale and Dorr LLP 08/25/00 03/12/01
Rodgers, Richard L.Chief Accountant Professional Accounting Fellow Ernst & Young 11/03/00 04/11/01
Rodgers, Richard L.Chief Accountant Professional Accounting Fellow Ernst & Young 11/03/00 07/30/01
Rodgers, Richard L.Chief Accountant Professional Accounting Fellow Ernst & Young 11/03/00 03/07/01
Rodgers, Richard L.Chief Accountant Professional Accounting Fellow Ernst & Young 11/03/00 04/24/01
Rosenburg, Howard J.Enforcement Staff Attorney Bell, Boyd & Lloyd LLP 12/15/00 06/06/01
Rosenthal, LisaEnforcement Branch Chief Hoffman Pollok & Pickholz LLP 02/18/00 06/01/01
Rosenthal, LisaEnforcement Branch Chief Hoffman Pollok & Pickholz LLP 02/18/00 06/01/01
Schmidt, Eric M.Regional Office Assistant Regional Director Salomon Smith Barney Inc. 05/12/00 01/19/01
Schmidt, Eric M.Regional Office Assistant Regional Director Salomon Smith Barney Inc. 05/12/00 02/08/01
Schmidt, Eric M.Regional Office Assistant Regional Director Salomon Smith Barney Inc. 05/12/00 08/09/01
Schmidt, Eric M.Regional Office Assistant Regional Director Salomon Smith Barney Inc. 05/12/00 09/07/01
Schmidt, Eric M.Regional Office Assistant Regional Director Salomon Smith Barney Inc. 05/12/00 05/04/01
Schmidt, Eric M.Regional Office Assistant Regional Director Salomon Smith Barney Inc. 05/12/00 09/27/01
Schmidt, Eric M.Regional Office Assistant Regional Director Salomon Smith Barney Inc. 05/12/00 07/06/01
Schmidt, Eric M.Regional Office Assistant Regional Director Salomon Smith Barney Inc. 05/12/00 05/30/01
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 10/01/01
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 05/07/01
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 04/17/01
Schwartz, JeffreyTrading and Markets Senior Attorney Deutsche Bank AG 12/24/99 04/26/01
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 04/20/01
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 04/23/01
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 10/01/01
Schwartz, JeffreyTrading and Markets Senior Attorney Deutsche Bank AG 12/24/99 02/14/01
Silverman, PaulInvestment Management Attorney-Advisor Skadden, Arps, Slate, Meagher & Flom LLP 01/14/00 02/06/01
Silverman, PaulInvestment Management Attorney-Advisor Skadden, Arps, Slate, Meagher & Flom LLP 01/14/00 04/10/01
Sirignano, David A.Corporation Finance Associate Director Morgan, Lewis & Bockius LLP 10/30/99 09/17/01
Sirignano, David A.Corporation Finance Associate Director Morgan, Lewis & Bockius LLP 10/30/99 04/17/01
Sirignano, David A.Corporation Finance Associate Director Morgan, Lewis & Bockius LLP 10/30/99 02/14/01
Sirignano, David A.Corporation Finance Associate Director Morgan, Lewis & Bockius LLP 10/30/99 01/11/01
Sirignano, David A.Corporation Finance Associate Director Morgan, Lewis & Bockius LLP 10/30/99 04/17/01
Sirignano, David A.Corporation Finance Associate Director Morgan, Lewis & Bockius LLP 10/30/99 05/11/01
Sirri, Erik R.Economic Analysis Chief Economist Babson College 06/28/99 02/21/01
Sjoblom, Thomas V.Enforcement Staff Attorney Dilworth Paxson LLP 08/27/99 05/10/01
Somer-Greif, PennyCorporation Finance Attorney-Advisor Arnold & Porter 05/11/00 12/06/01
Somer-Greif, PennyCorporation Finance Attorney-Advisor Arnold & Porter 05/11/00 11/13/01
Somer-Greif, PennyCorporation Finance Attorney-Advisor Arnold & Porter 05/11/00 03/02/01
Spirgel, Larry M.Corporation Finance Special Counsel Morrison & Foerster LLP 05/08/00 06/29/01
Spirgel, Larry M.Corporation Finance Special Counsel Morrison & Foerster LLP 05/08/00 04/19/01
Spirgel, Larry M.Corporation Finance Special Counsel Morrison & Foerster LLP 05/08/00 04/12/01
Spirgel, Larry M.Corporation Finance Special Counsel Morrison & Foerster LLP 05/08/00 04/19/01
Spirgel, Larry M.Corporation Finance Special Counsel Morrison & Foerster LLP 05/08/00 04/12/01
Stettner, Barbara A.Trading and Markets Special Counsel Orrick, Herrington & Sutcliffe LLP 10/06/00 02/13/01
Strasser, Richard C.Trading and Markets Assistant Director Nasdaq Stock Market 04/22/00 04/05/01
Taub, Scott A.Chief Accountant Professional Accounting Fellow Arthur Andersen LLP 06/08/01 10/10/01
Taub, Scott A.Chief Accountant Professional Accounting Fellow Arthur Andersen LLP 06/08/01 08/30/01
Taub, Scott A.Chief Accountant Professional Accounting Fellow Arthur Andersen LLP 06/08/01 09/04/01
Taub, Scott A.Chief Accountant Professional Accounting Fellow Arthur Andersen LLP 06/08/01 12/20/01
Tsirigotis, Peter L.Investment Management Attorney-Advisor Dechert 08/19/00 03/23/01
Tsirigotis, Peter L.Investment Management Attorney-Advisor Dechert 08/19/00 03/23/01
Tsirigotis, Peter L.Investment Management Attorney-Advisor Dechert 08/19/00 04/26/01
Tsirigotis, Peter L.Investment Management Attorney-Advisor Dechert 08/19/00 01/05/01
Tsirigotis, Peter L.Investment Management Attorney-Advisor Dechert 08/19/00 02/26/01
Tsirigotis, Peter L.Investment Management Attorney-Advisor Dechert 08/19/00 03/27/01
Tsirigotis, Peter L.Investment Management Attorney-Advisor Dechert 08/19/00 04/11/01
Tsirigotis, Peter L.Investment Management Attorney-Advisor Dechert 08/19/00 10/10/01
Tsirigotis, Peter L.Investment Management Attorney-Advisor Dechert 08/19/00 02/26/01
Uhl, RobertChief Accountant Professional Accounting Fellow Deloitte LLP 06/04/99 04/12/01
Uhl, RobertChief Accountant Professional Accounting Fellow Deloitte LLP 06/04/99 04/12/01
Venezia, Teresa M.Enforcement Deputy Assistant Regional Director Fried, Frank, Harris, Shriver & Jacobson 10/20/00 03/29/01
Venezia, Teresa M.Enforcement Deputy Assistant Regional Director Fried, Frank, Harris, Shriver & Jacobson 10/20/00 07/17/01
Venezia, Teresa M.Enforcement Deputy Assistant Regional Director Fried, Frank, Harris, Shriver & Jacobson 10/20/00 06/14/01
Weigel III, Russell C.Regional Office Special Counsel Montello & Kenney, P.A. 02/23/01 06/05/01
Weigel III, Russell C.Regional Office Special Counsel Montello & Kenney, P.A. 02/23/01 06/04/01
Weingarten, Ilan S.Trading and Markets Staff Attorney Morgan, Lewis & Bockius LLP 04/07/00 05/10/01
White, William E.Regional Office Senior Trial Counsel Wilmer Cutler Pickering Hale and Dorr LLP 07/31/99 05/31/01
White, William E.Regional Office Senior Trial Counsel Wilmer Cutler Pickering Hale and Dorr LLP 07/31/99 06/11/01