Skip to Main Content
Project on Government Oversight

Data

Each entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.

ANALYSIS: See POGO's reports, blog posts, and other work on the SEC revolving door
METHODOLOGY:
How POGO organized the information and assembled the database

Full Name Former Division/Office Former Title New Employer Date of Resignation Date of Statement
Alkema, D. DouglasChief Accountant Professional Accounting Fellow Deloitte LLP 06/11/04 05/01/06
Alkema, D. DouglasChief Accountant Professional Accounting Fellow Deloitte LLP 06/11/04 02/13/06
Bazley, Mathew C.Corporation Finance Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 02/24/06 10/04/06
Bazley, Mathew C.Corporation Finance Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 02/24/06 03/29/06
Bridwell, CraigRegional Office Extern Morrison & Foerster LLP 05/01/05 03/03/06
Carlin, Wayne M.Regional Office Regional Director Wachtell, Lipton, Rosen & Katz 01/23/04 01/10/06
Carreiro, Lynne M.Regional Office Securities Compliance Examiner ACA Compliance Group 01/03/05 07/19/06
Caverly, Lauren AlbrechtRegional Office Senior Counsel Fidelity Investments 08/27/04 05/11/06
Cellupica, Paul G.Investment Management Assistant Director MetLife, Inc. 12/01/04 05/31/06
Cellupica, Paul G.Investment Management Assistant Director MetLife, Inc. 12/01/04 01/27/06
Cellupica, Paul G.Investment Management Assistant Director MetLife, Inc. 12/01/04 01/30/06
Cellupica, Paul G.Investment Management Assistant Director MetLife, Inc. 12/01/04 08/29/06
Chatfield, Christopher J.Enforcement Senior Counsel Merrill Lynch 01/13/06 02/21/06
Chatfield, Christopher J.Enforcement Senior Counsel Merrill Lynch 01/13/06 02/22/06
Chatfield, Christopher J.Enforcement Senior Counsel Merrill Lynch 01/13/06 03/29/06
Chatfield, Christopher J.Enforcement Senior Counsel Merrill Lynch 01/13/06 01/26/06
Chatfield, Christopher J.Enforcement Senior Counsel Merrill Lynch 01/13/06 04/10/06
Chatfield, Christopher J.Enforcement Senior Counsel Merrill Lynch 01/13/06 02/08/06
Chatfield, Christopher J.Enforcement Senior Counsel Merrill Lynch 01/13/06 02/14/06
Craine, Patrick K.Enforcement Staff Attorney Munsch Hardt Kopf & Harr, P.C. 06/23/05 04/11/06
Currier, G. WilliamEnforcement Assistant Director White & Case LLP 03/04/05 03/03/06
Currier, G. WilliamEnforcement Assistant Director White & Case LLP 03/04/05 03/03/06
Cutler, Stephen M.Enforcement Director Wilmer Cutler Pickering Hale and Dorr LLP 05/18/05 05/22/06
Cutler, Stephen M.Enforcement Director Wilmer Cutler Pickering Hale and Dorr LLP 05/18/05 05/16/06
Cutler, Stephen M.Enforcement Director Wilmer Cutler Pickering Hale and Dorr LLP 05/18/05 05/25/06
Cutler, Stephen M.Enforcement Director Wilmer Cutler Pickering Hale and Dorr LLP 05/18/05 05/24/06
Darling, Carrie H.Corporation Finance Attorney Luce, Forward, Hamilton & Scripps LLP 03/03/06 06/15/06
Darling, Carrie H.Corporation Finance Attorney Luce, Forward, Hamilton & Scripps LLP 03/03/06 04/04/06
Degenhardt, Harold F.Regional Office District Administrator Fulbright & Jaworski L.L.P. 09/16/05 08/31/06
Dempsey, Louis J.Regional Office Branch Chief Renaissance Regulatory Services, Inc. 02/17/06 08/23/06
DiMeglio, Gregory D.Enforcement Senior Counsel Stradley Ronon 07/15/05 04/12/06
DiMeglio, Gregory D.Enforcement Senior Counsel Stradley Ronon 07/15/05 01/18/06
DiMeglio, Gregory D.Enforcement Senior Counsel Stradley Ronon 07/15/05 01/27/06
DiMeglio, Gregory D.Enforcement Senior Counsel Stradley Ronon 07/15/05 01/20/06
Draeger, Scot E.Commissioner Roel C. Campos Counsel Citigroup 01/21/06 04/26/06
Duncan, Russell D.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 02/17/06 09/06/06
Duncan, Russell D.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 02/17/06 04/24/06
Duncan, Russell D.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 02/17/06 10/25/06
Duncan, Russell D.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 02/17/06 05/12/06
Duncan, Russell D.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 02/17/06 04/24/06
Ebert, Rebecca F.Enforcement Senior Counsel Sidley Austin LLP 03/10/05 02/02/06
Ebert, Rebecca F.Enforcement Senior Counsel Sidley Austin LLP 03/10/05 03/22/06
Ebert, Rebecca F.Enforcement Senior Counsel Sidley Austin LLP 03/10/05 02/02/06
Ebert, Rebecca F.Enforcement Senior Counsel Sidley Austin LLP 03/10/05 02/22/06
Farrell, SeanRegional Office Staff Accountant ACA Compliance Group 06/16/06 09/13/06
Faucette, Gregory A.Chief Accountant Professional Accounting Fellow Ernst & Young 06/11/04 03/20/06
Faucette, Gregory A.Chief Accountant Professional Accounting Fellow Ernst & Young 06/11/04 02/27/06
Faucette, Gregory A.Chief Accountant Professional Accounting Fellow Ernst & Young 06/11/04 05/15/06
Faucette, Gregory A.Chief Accountant Professional Accounting Fellow Ernst & Young 06/11/04 05/19/06
Flynn, PatriciaRegional Office Assistant Regional Director Enhanced Investment Technologies, LLC (INTECH) 11/01/05 08/31/06
Fokas, JimmyEnforcement Staff Attorney Baker & Hostetler LLP 06/10/05 10/04/06
Fokas, JimmyEnforcement Staff Attorney Baker & Hostetler LLP 06/10/05 06/21/06
Fokas, JimmyEnforcement Staff Attorney Baker & Hostetler LLP 06/10/05 08/01/06
Fokas, JimmyEnforcement Staff Attorney Baker & Hostetler LLP 06/10/05 05/04/06
Fokas, JimmyEnforcement Staff Attorney Baker & Hostetler LLP 06/10/05 10/04/06
Gabinet, Arthur S.Regional Office District Administrator Vanguard Group, Inc. 10/29/05 10/19/06
Gardner, Mary E.Enforcement Senior Counsel McDermott Will & Emery LLP 06/18/04 03/15/06
Gardner, Mary E.Enforcement Senior Counsel McDermott Will & Emery LLP 06/18/04 05/01/06
Goel, AsheeshEnforcement Branch Chief Kirkland & Ellis LLP 12/30/05 01/27/06
Goel, AsheeshEnforcement Branch Chief Kirkland & Ellis LLP 12/30/05 01/27/06
Goel, AsheeshEnforcement Branch Chief Kirkland & Ellis LLP 12/30/05 01/27/06
Green, Randolph P.Chief Accountant Professional Accounting Fellow Deloitte LLP 05/28/04 05/09/06
Green, Randolph P.Chief Accountant Professional Accounting Fellow Deloitte LLP 05/28/04 03/16/06
Green, Randolph P.Chief Accountant Professional Accounting Fellow Deloitte LLP 05/28/04 05/09/06
Gumbs, Keir D.Commissioner Roel C. Campos Counsel Covington & Burling 07/01/05 02/21/06
Gumbs, Keir D.Commissioner Roel C. Campos Counsel Covington & Burling 07/01/05 02/21/06
Hengst, Steven E.Regional Office Securities Compliance Examiner Kovitz Investment Group, LLC 11/25/05 12/12/06
Heyl, DorothyRegional Office Senior Trial Counsel Milbank, Tweed, Hadley & McCloy LLP 09/17/04 07/25/06
Heyl, DorothyRegional Office Senior Trial Counsel Milbank, Tweed, Hadley & McCloy LLP 09/17/04 05/09/06
Heyl, DorothyRegional Office Senior Trial Counsel Milbank, Tweed, Hadley & McCloy LLP 09/17/04 05/24/06
Heyl, DorothyRegional Office Senior Trial Counsel Milbank, Tweed, Hadley & McCloy LLP 09/17/04 06/08/06
Heyl, DorothyRegional Office Senior Trial Counsel Milbank, Tweed, Hadley & McCloy LLP 09/17/04 01/24/06
Heyl, DorothyRegional Office Senior Trial Counsel Milbank, Tweed, Hadley & McCloy LLP 09/17/04 02/01/06
Hodge, Russell P.Chief Accountant Professional Accounting Fellow Ernst & Young 06/10/05 04/26/06
Hodge, Russell P.Chief Accountant Professional Accounting Fellow Ernst & Young 06/10/05 05/10/06
Hodge, Russell P.Chief Accountant Professional Accounting Fellow Ernst & Young 06/10/05 11/29/06
Hodge, Russell P.Chief Accountant Professional Accounting Fellow Ernst & Young 06/10/05 08/10/06
Hoffmann, Vanessa M.Enforcement Staff Attorney Wells Fargo 11/28/05 05/09/06
Hoffmann, Vanessa M.Enforcement Staff Attorney Wells Fargo 11/28/05 09/20/06
Horwood, DanielCorporation Finance Special Counsel Mayer, Brown, Rowe & Maw LLP 09/16/05 03/03/06
Ivascu, John C.Enforcement Staff Attorney Vinson & Elkins LLP 01/02/06 01/05/06
Izower, RachelEnforcement Senior Counsel Greenberg Traurig LLP 09/24/05 04/05/06
Jivraj, Adeel H.Investment Management Assistant Chief Accountant Ernst & Young 10/09/05 09/18/06
Johnson, Treazure R.Enforcement Senior Assistant Chief Litigation Counsel Venable LLP 08/08/05 01/24/06
Johnson, Treazure R.Enforcement Senior Assistant Chief Litigation Counsel Venable LLP 08/08/05 02/22/06
Johnson, Treazure R.Enforcement Senior Assistant Chief Litigation Counsel Venable LLP 08/08/05 02/03/06
Johnson, Treazure R.Enforcement Senior Assistant Chief Litigation Counsel Venable LLP 08/08/05 04/19/06
Johnson, Treazure R.Enforcement Senior Assistant Chief Litigation Counsel Venable LLP 08/08/05 08/31/06
Johnson, Treazure R.Enforcement Senior Assistant Chief Litigation Counsel Venable LLP 08/08/05 03/03/06
Johnson, Treazure R.Enforcement Senior Assistant Chief Litigation Counsel Venable LLP 08/08/05 03/20/06
Knapton, Donna K.Enforcement Senior Counsel Carlton Fields, P.A. 10/30/06 11/13/06
Kokenge, Chad A.Chief Accountant Professional Accounting Fellow PricewaterhouseCoopers LLP 06/10/05 05/12/06
Kokenge, Chad A.Chief Accountant Professional Accounting Fellow PricewaterhouseCoopers LLP 06/10/05 11/09/06
Kornblau, David L.Enforcement Chief Litigation Counsel Merrill Lynch 08/05/05 03/27/06
Kornblau, David L.Enforcement Chief Litigation Counsel Merrill Lynch 08/05/05 10/24/06
Kornblau, David L.Enforcement Chief Litigation Counsel Merrill Lynch 08/05/05 01/11/06
Kornblau, David L.Enforcement Chief Litigation Counsel Merrill Lynch 08/05/05 06/22/06
Kropke, Paul S.Regional Office Employee First Analysis Securities Corporation 01/10/06
Lee, Jason P.Enforcement Senior Counsel Shartsis Friese LLP 10/01/04 03/07/06
Lee, Jason P.Enforcement Senior Counsel Shartsis Friese LLP 10/01/04 01/25/06
Lee, David C.Commissioner Roel C. Campos Counsel Gibson, Dunn & Crutcher LLP 07/16/04 01/30/06
Lesser, Jacob N.General Counsel Senior Special Counsel Public Company Accounting Oversight Board 10/22/04 04/05/06
Lesser, Jacob N.General Counsel Senior Special Counsel Public Company Accounting Oversight Board 10/22/04 05/19/06
Lesser, Jacob N.General Counsel Senior Special Counsel Public Company Accounting Oversight Board 10/22/04 10/19/06
Lesser, Jacob N.General Counsel Senior Special Counsel Public Company Accounting Oversight Board 10/22/04 06/29/06
Levine, Joshua E.Enforcement Senior Attorney Citigroup 06/09/06 09/17/06
Levine, Joshua E.Enforcement Senior Attorney Citigroup 06/09/06 07/12/06
Levine, Joshua E.Enforcement Senior Attorney Citigroup 06/09/06 09/05/06
Levine, Joshua E.Enforcement Senior Attorney Citigroup 06/09/06 07/27/06
Levine, Joshua E.Enforcement Senior Attorney Citigroup 06/09/06 10/17/06
Levine, Joshua E.Enforcement Senior Attorney Citigroup 06/09/06 10/13/06
Levine, Joshua E.Enforcement Senior Attorney Citigroup 06/09/06 08/17/06
Lopez, G. AnthonyChief Accountant Associate Chief Accountant FTI Consulting, Inc. 06/10/06 11/13/06
Lopez, G. AnthonyChief Accountant Associate Chief Accountant FTI Consulting, Inc. 06/10/06 09/18/06
Lopez, G. AnthonyChief Accountant Associate Chief Accountant FTI Consulting, Inc. 06/10/06 08/03/06
Lopez, G. AnthonyChief Accountant Associate Chief Accountant FTI Consulting, Inc. 06/10/06 11/01/06
Lopez, G. AnthonyChief Accountant Associate Chief Accountant FTI Consulting, Inc. 06/10/06 06/26/06
Lowman, Michael K.Enforcement Assistant Chief Litigation Counsel Jenner & Block 08/11/06 11/16/06
Lowman, Michael K.Enforcement Assistant Chief Litigation Counsel Jenner & Block 08/11/06 08/21/06
Lowman, Michael K.Enforcement Assistant Chief Litigation Counsel Jenner & Block 08/11/06 10/09/06
Lu, Chih-PinEnforcement Senior Counsel Johnson, Pope, Bokor, Ruppel & Burns, LLP 08/01/05 02/06/06
Lu, Chih-PinEnforcement Senior Counsel Johnson, Pope, Bokor, Ruppel & Burns, LLP 08/01/05 08/07/06
Lu, Chih-PinEnforcement Senior Counsel Johnson, Pope, Bokor, Ruppel & Burns, LLP 08/01/05 02/15/06
MacLeod, LornaInvestment Management Branch Chief LeBoeuf, Lamb, Greene and MacRae, LLP 08/05/05 07/27/06
MacPhail, Michael R.Regional Office Deputy Assistant Regional Director Holland & Hart, LLP 08/27/05 10/13/06
MacPhail, Michael R.Regional Office Deputy Assistant Regional Director Holland & Hart, LLP 08/17/05 06/06/06
MacPhail, Michael R.Regional Office Deputy Assistant Regional Director Holland & Hart, LLP 08/17/05 09/13/06
MacPhail, Michael R.Regional Office Deputy Assistant Regional Director Holland & Hart, LLP 08/17/05 01/18/06
MacPhail, Michael R.Regional Office Deputy Assistant Regional Director Holland & Hart, LLP 08/17/05 09/07/06
MacPhail, Michael R.Regional Office Deputy Assistant Regional Director Holland & Hart, LLP 08/17/05 01/20/06
Mannon, Joseph M.Enforcement Staff Attorney Vedder, Price, Kaufman & Kammholz, P.C. 01/07/05 12/14/06
Mannon, Joseph M.Enforcement Staff Attorney Vedder, Price, Kaufman & Kammholz, P.C. 01/07/05 02/28/06
Mannon, Joseph M.Enforcement Staff Attorney Vedder, Price, Kaufman & Kammholz, P.C. 01/07/05 09/21/06
Marencik, Colleen J.Regional Office Securities Compliance Examiner ACA Compliance Group 10/21/05 05/16/06
Marencik, Colleen J.Regional Office Securities Compliance Examiner ACA Compliance Group 10/21/05 04/05/06
Marencik, Colleen J.Regional Office Securities Compliance Examiner ACA Compliance Group 10/21/05 11/30/06
Mathews, Walter J.Enforcement Senior Counsel Walter J. Mathews, P.A. 11/10/06 11/29/06
McAndrews, ThomasEnforcement Employee O'Melveny & Myers LLP 05/01/05 01/23/06
McAndrews, ThomasEnforcement Staff Attorney O'Melveny & Myers LLP 05/01/05 08/02/06
Meisner, Derek M.Enforcement Branch Chief K&L Gates LLP 07/23/04 05/16/06
Meyers, James A.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 09/30/04 08/08/06
Miller, Robert NeilCorporation Finance Attorney-Advisor DLA Piper 10/21/05 09/18/06
Miller, Robert NeilCorporation Finance Attorney-Advisor DLA Piper 10/21/05 07/26/06
Miller, Robert NeilCorporation Finance Attorney-Advisor DLA Piper 10/21/05 06/29/06
Miller, Robert NeilCorporation Finance Attorney-Advisor DLA Piper 10/21/05 03/16/06
Miller, Robert NeilCorporation Finance Attorney-Advisor DLA Piper 10/21/05 12/27/06
Miller, Robert NeilCorporation Finance Attorney-Advisor DLA Piper 10/21/05 02/13/06
Miller, Robert NeilCorporation Finance Attorney-Advisor DLA Piper 10/21/05 03/07/06
Min, Susan L.Corporation Finance Attorney-Advisor DLA Piper 06/09/06 09/29/06
Min, Susan L.Corporation Finance Attorney-Advisor DLA Piper 06/09/06 09/29/06
Mitchells, Rebecca A.Enforcement Senior Staff Counsel Wilson Sonsini Goodrich & Rosati, P.C. 06/17/05 05/08/06
Mitchells, Rebecca A.Enforcement Senior Staff Counsel Wilson Sonsini Goodrich & Rosati, P.C. 06/17/05 11/03/06
Mitchells, Rebecca A.Enforcement Senior Staff Counsel Wilson Sonsini Goodrich & Rosati, P.C. 06/17/05 01/20/06
Mitchells, Rebecca A.Enforcement Senior Staff Counsel Wilson Sonsini Goodrich & Rosati, P.C. 06/17/05 08/16/06
Mitchells, Rebecca A.Enforcement Senior Staff Counsel Wilson Sonsini Goodrich & Rosati, P.C. 06/17/05 10/09/06
Mittelman, David T.Corporation Finance Legal Branch Chief Reed Smith LLP 10/27/06 11/27/06
Mittelman, David T.Corporation Finance Legal Branch Chief Reed Smith LLP 10/27/06 11/22/06
Mojiri-Azad, Nazanin NinaCorporation Finance Special Counsel Sutherland Asbill & Brennan LLP 09/02/05 03/09/06
Moore, Margaret E.Compliance Inspections and Examinations Senior Counsel Financial Services Roundtable 01/13/06 03/13/06
Moore-Wester, Susan H.Compliance Inspections and Examinations Examiner Hansberger Global Investors, Inc. and Hansberger Institutional Series 05/01/05 08/09/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 04/24/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 07/31/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 11/01/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 11/15/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 10/20/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 05/26/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 03/09/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 03/27/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 10/19/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 10/18/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 02/08/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 02/08/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 03/09/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 02/09/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 05/08/06
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 01/24/06
Newkirk, Thomas C.Enforcement Associate Director Jenner & Block 11/03/04 10/11/06
Newkirk, Thomas C.Enforcement Associate Director Jenner & Block 11/03/04 10/11/06
Newkirk, Thomas C.Enforcement Associate Director Jenner & Block 11/03/04 01/17/06
Newkirk, Thomas C.Enforcement Associate Director Jenner & Block 11/03/04 03/16/06
Newkirk, Thomas C.Enforcement Associate Director Jenner & Block 11/03/04 08/01/06
Newkirk, Thomas C.Enforcement Associate Director Jenner & Block 11/03/04 09/01/06
Nordlinger, Edwin H.Regional Office Deputy Regional Director Saiber Schlesinger Satz & Goldstein, LLC 02/03/05 06/13/06
Oldfield, George S.Economic Analysis Economic Fellow The Brattle Group 04/30/06 08/31/06
Patalkis, Debra M.Enforcement Assistant Chief Litigation Counsel Drinker Biddle & Reath 12/02/05 09/19/06
Patalkis, Debra M.Enforcement Assistant Chief Litigation Counsel Drinker Biddle & Reath 12/02/05 04/26/06
Perrell, Jacqueline WoodCompliance Inspections and Examinations Staff Attorney Proskauer Rose LLP 01/16/06 11/30/06
Perrell, Jacqueline WoodCompliance Inspections and Examinations Staff Attorney Proskauer Rose LLP 01/16/06 12/05/06
Perrell, Jacqueline WoodCompliance Inspections and Examinations Staff Attorney Proskauer Rose LLP 01/16/06 12/06/06
Peterson, Timothy P.Enforcement Senior Counsel Debevoise & Plimpton LLP 02/28/06 06/14/06
Piazza, Michael A.Enforcement Supervisory Trial Counsel Dorsey & Whitney LLP 05/31/06 09/15/06
Piazza, Michael A.Enforcement Supervisory Trial Counsel Dorsey & Whitney LLP 05/31/06 06/27/06
Pilkerton, Christopher M.Enforcement Staff Attorney Ruddy Law Office 02/03/06 03/08/06
Plesnarski, RobertCorporation Finance Deputy Chief Counsel O'Melveny & Myers LLP 03/01/06 12/01/06
Plesnarski, RobertCorporation Finance Deputy Chief Counsel O'Melveny & Myers LLP 03/01/06 12/01/06
Plesnarski, RobertCorporation Finance Deputy Chief Counsel O'Melveny & Myers LLP 03/01/06 06/20/06
Plesnarski, RobertCorporation Finance Deputy Chief Counsel O'Melveny & Myers LLP 03/01/06 06/21/06
Ponchione, Marc R.Investment Management Staff Attorney Willkie Farr & Gallagher LLP 02/17/06 03/07/06
Ponchione, Marc R.Investment Management Staff Attorney Willkie Farr & Gallagher LLP 02/17/06 10/12/06
Ponchione, Marc R.Investment Management Staff Attorney Willkie Farr & Gallagher LLP 02/17/06 03/06/06
Ponchione, Marc R.Investment Management Staff Attorney Willkie Farr & Gallagher LLP 02/17/06 06/14/06
Ponchione, Marc R.Investment Management Staff Attorney Willkie Farr & Gallagher LLP 02/17/06 05/24/06
Ponchione, Marc R.Investment Management Staff Attorney Willkie Farr & Gallagher LLP 02/17/06 07/11/06
Rashkover, Barry W.Enforcement Associate Regional Director Sidley Austin LLP 06/11/04 02/07/06
Rashkover, Barry W.Enforcement Associate Regional Director Sidley Austin LLP 06/11/04 03/01/06
Rashkover, Barry W.Enforcement Associate Regional Director Sidley Austin LLP 06/11/04 03/01/06
Rashkover, Barry W.Enforcement Associate Regional Director Sidley Austin LLP 06/11/04 05/04/06
Rashkover, Barry W.Enforcement Associate Regional Director Sidley Austin LLP 06/11/04 03/09/06
Rashkover, Barry W.Enforcement Associate Regional Director Sidley Austin LLP 06/11/04 02/02/06
Rashkover, Barry W.Enforcement Associate Regional Director Sidley Austin LLP 06/11/04 02/02/06
Reifenberg, AlanEnforcement Branch Chief Credit Suisse 06/09/06 11/28/06
Reifenberg, AlanEnforcement Branch Chief Credit Suisse 06/09/06 08/29/06
Reifenberg, AlanEnforcement Branch Chief Credit Suisse 06/09/06 08/07/06
Reifenberg, AlanEnforcement Branch Chief Credit Suisse 06/09/06 06/15/06
Reifenberg, AlanEnforcement Branch Chief Credit Suisse 06/09/06 06/15/06
Reifenberg, AlanEnforcement Branch Chief Credit Suisse 06/09/06 07/12/06
Reifenberg, AlanEnforcement Branch Chief Credit Suisse 06/09/06 09/14/06
Reifenberg, AlanEnforcement Branch Chief Credit Suisse 06/09/06 09/15/06
Reifenberg, AlanEnforcement Branch Chief Credit Suisse 06/09/06 07/05/06
Ritenour, DavidCorporation Finance Special Counsel Hewlett-Packard Company 07/15/05 06/12/06
Ritenour, DavidCorporation Finance Special Counsel Hewlett-Packard Company 07/15/05 09/14/06
Russello, Gerald J.Enforcement Branch Chief Bear, Stearns & Co., Inc. 04/07/06 07/07/06
Russello, Gerald J.Enforcement Branch Chief Bear, Stearns & Co., Inc. 04/07/06 04/28/06
Russello, Gerald J.Enforcement Branch Chief Bear, Stearns & Co., Inc. 04/07/06 07/17/06
Russello, Gerald J.Enforcement Branch Chief Bear, Stearns & Co., Inc. 04/07/06 04/28/06
Russello, Gerald J.Enforcement Branch Chief Bear, Stearns & Co., Inc. 04/07/06 12/13/06
Sanchez, Adelbert R.Regional Office Securities Compliance Examiner ACA Compliance Group 02/25/05 03/28/06
Shady, Jeffrey A.Corporation Finance Attorney-Advisor K&L Gates LLP 08/04/06 09/28/06
Shukhman, AlexCorporation Finance Attorney-Advisor Heller Ehrman LLP 03/31/05 04/19/06
Shukhman, AlexCorporation Finance Attorney-Advisor Heller Ehrman LLP 03/31/05 03/31/06
Simonyi, PeterEconomic Analysis Economist Goldman Sachs & Co. 04/01/05 02/16/06
Smith, Jacob D.Enforcement Staff Attorney Luther King Capital Management Corporation 06/29/06 07/14/06
Stegman, Laurie M.Enforcement Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 08/06/04 07/05/06
Stegman, Laurie M.Enforcement Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 08/06/04 05/30/06
Stegman, Laurie M.Enforcement Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 08/06/04 05/24/06
Stegman, Laurie M.Enforcement Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 08/06/04 06/19/06
Stegman, Laurie M.Enforcement Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 08/06/04 03/23/06
Stidvent, Christopher T.Enforcement Staff Attorney Dell Inc. 09/01/06 09/05/06
Stuart, David M.Enforcement Branch Chief General Electric Company 01/12/06 06/30/06
Stuart, David M.Enforcement Branch Chief General Electric Company 01/12/06 02/16/06
Swanson, Eric J.Compliance Inspections and Examinations Employee Ameriprise Financial 09/15/06 10/27/06
Swanson, Eric J.Compliance Inspections and Examinations Employee Ameriprise Financial 09/15/06 10/31/06
Tate, Carol L.Enforcement Senior Attorney Motorola, Inc. 10/02/06 11/14/06
Thaemert, Marilyn M.Chief Accountant Assistant Chief Accountant Marriott International, Inc. 05/26/06 06/26/06
Thorpe, Andrew D.Corporation Finance Senior Counsel Morrison & Foerster LLP 04/01/05 04/10/06
Thorpe, Andrew D.Corporation Finance Special Counsel Morrison & Foerster LLP 04/01/05 09/29/06
Tomas, Jerome P.Enforcement Senior Attorney Baker & McKenzie LLP 11/25/05 03/22/06
Troe, Lisa L.Enforcement Branch Chief FTI Consulting, Inc. 10/08/05 08/04/06
Troe, Lisa L.Enforcement Branch Chief FTI Consulting, Inc. 10/08/05 08/03/06
Troe, Lisa L.Enforcement Branch Chief FTI Consulting, Inc. 10/08/05 05/22/06
Turbis, LisaEnforcement Staff Attorney Autodesk, Inc. 03/16/06 10/11/06
Warkol, Craig S.Enforcement Senior Counsel Bracewell & Giuliani LLP 06/23/06 08/22/06
Warkol, Craig S.Enforcement Senior Counsel Bracewell & Giuliani LLP 06/23/06 07/19/06
Wiggins, C. HunterEnforcement Deputy Assistant Director Sonnenschein Nath & Rosenthal LLP 05/10/04 04/20/06
Wiggins, William F.Executive Director Chief Management Analyst Public Company Accounting Oversight Board 05/12/06 05/22/06