Data
TweetEach entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.
ANALYSIS: See POGO's reports, blog posts, and other work on the SEC revolving door
METHODOLOGY: How POGO organized the information and assembled the database
| Full Name | Former Division/Office | Former Title | New Employer | Date of Resignation | Date of Statement |
|---|---|---|---|---|---|
| Alkema, D. Douglas | Chief Accountant | Professional Accounting Fellow | Deloitte LLP | 06/11/04 | 05/01/06 |
| Alkema, D. Douglas | Chief Accountant | Professional Accounting Fellow | Deloitte LLP | 06/11/04 | 02/13/06 |
| Bazley, Mathew C. | Corporation Finance | Staff Attorney | Skadden, Arps, Slate, Meagher & Flom LLP | 02/24/06 | 10/04/06 |
| Bazley, Mathew C. | Corporation Finance | Staff Attorney | Skadden, Arps, Slate, Meagher & Flom LLP | 02/24/06 | 03/29/06 |
| Bridwell, Craig | Regional Office | Extern | Morrison & Foerster LLP | 05/01/05 | 03/03/06 |
| Carlin, Wayne M. | Regional Office | Regional Director | Wachtell, Lipton, Rosen & Katz | 01/23/04 | 01/10/06 |
| Carreiro, Lynne M. | Regional Office | Securities Compliance Examiner | ACA Compliance Group | 01/03/05 | 07/19/06 |
| Caverly, Lauren Albrecht | Regional Office | Senior Counsel | Fidelity Investments | 08/27/04 | 05/11/06 |
| Cellupica, Paul G. | Investment Management | Assistant Director | MetLife, Inc. | 12/01/04 | 05/31/06 |
| Cellupica, Paul G. | Investment Management | Assistant Director | MetLife, Inc. | 12/01/04 | 01/27/06 |
| Cellupica, Paul G. | Investment Management | Assistant Director | MetLife, Inc. | 12/01/04 | 01/30/06 |
| Cellupica, Paul G. | Investment Management | Assistant Director | MetLife, Inc. | 12/01/04 | 08/29/06 |
| Chatfield, Christopher J. | Enforcement | Senior Counsel | Merrill Lynch | 01/13/06 | 02/21/06 |
| Chatfield, Christopher J. | Enforcement | Senior Counsel | Merrill Lynch | 01/13/06 | 02/22/06 |
| Chatfield, Christopher J. | Enforcement | Senior Counsel | Merrill Lynch | 01/13/06 | 03/29/06 |
| Chatfield, Christopher J. | Enforcement | Senior Counsel | Merrill Lynch | 01/13/06 | 01/26/06 |
| Chatfield, Christopher J. | Enforcement | Senior Counsel | Merrill Lynch | 01/13/06 | 04/10/06 |
| Chatfield, Christopher J. | Enforcement | Senior Counsel | Merrill Lynch | 01/13/06 | 02/08/06 |
| Chatfield, Christopher J. | Enforcement | Senior Counsel | Merrill Lynch | 01/13/06 | 02/14/06 |
| Craine, Patrick K. | Enforcement | Staff Attorney | Munsch Hardt Kopf & Harr, P.C. | 06/23/05 | 04/11/06 |
| Currier, G. William | Enforcement | Assistant Director | White & Case LLP | 03/04/05 | 03/03/06 |
| Currier, G. William | Enforcement | Assistant Director | White & Case LLP | 03/04/05 | 03/03/06 |
| Cutler, Stephen M. | Enforcement | Director | Wilmer Cutler Pickering Hale and Dorr LLP | 05/18/05 | 05/22/06 |
| Cutler, Stephen M. | Enforcement | Director | Wilmer Cutler Pickering Hale and Dorr LLP | 05/18/05 | 05/16/06 |
| Cutler, Stephen M. | Enforcement | Director | Wilmer Cutler Pickering Hale and Dorr LLP | 05/18/05 | 05/25/06 |
| Cutler, Stephen M. | Enforcement | Director | Wilmer Cutler Pickering Hale and Dorr LLP | 05/18/05 | 05/24/06 |
| Darling, Carrie H. | Corporation Finance | Attorney | Luce, Forward, Hamilton & Scripps LLP | 03/03/06 | 06/15/06 |
| Darling, Carrie H. | Corporation Finance | Attorney | Luce, Forward, Hamilton & Scripps LLP | 03/03/06 | 04/04/06 |
| Degenhardt, Harold F. | Regional Office | District Administrator | Fulbright & Jaworski L.L.P. | 09/16/05 | 08/31/06 |
| Dempsey, Louis J. | Regional Office | Branch Chief | Renaissance Regulatory Services, Inc. | 02/17/06 | 08/23/06 |
| DiMeglio, Gregory D. | Enforcement | Senior Counsel | Stradley Ronon | 07/15/05 | 04/12/06 |
| DiMeglio, Gregory D. | Enforcement | Senior Counsel | Stradley Ronon | 07/15/05 | 01/18/06 |
| DiMeglio, Gregory D. | Enforcement | Senior Counsel | Stradley Ronon | 07/15/05 | 01/27/06 |
| DiMeglio, Gregory D. | Enforcement | Senior Counsel | Stradley Ronon | 07/15/05 | 01/20/06 |
| Draeger, Scot E. | Commissioner Roel C. Campos | Counsel | Citigroup | 01/21/06 | 04/26/06 |
| Duncan, Russell D. | Enforcement | Assistant Chief Litigation Counsel | Orrick, Herrington & Sutcliffe LLP | 02/17/06 | 09/06/06 |
| Duncan, Russell D. | Enforcement | Assistant Chief Litigation Counsel | Orrick, Herrington & Sutcliffe LLP | 02/17/06 | 04/24/06 |
| Duncan, Russell D. | Enforcement | Assistant Chief Litigation Counsel | Orrick, Herrington & Sutcliffe LLP | 02/17/06 | 10/25/06 |
| Duncan, Russell D. | Enforcement | Assistant Chief Litigation Counsel | Orrick, Herrington & Sutcliffe LLP | 02/17/06 | 05/12/06 |
| Duncan, Russell D. | Enforcement | Assistant Chief Litigation Counsel | Orrick, Herrington & Sutcliffe LLP | 02/17/06 | 04/24/06 |
| Ebert, Rebecca F. | Enforcement | Senior Counsel | Sidley Austin LLP | 03/10/05 | 02/02/06 |
| Ebert, Rebecca F. | Enforcement | Senior Counsel | Sidley Austin LLP | 03/10/05 | 03/22/06 |
| Ebert, Rebecca F. | Enforcement | Senior Counsel | Sidley Austin LLP | 03/10/05 | 02/02/06 |
| Ebert, Rebecca F. | Enforcement | Senior Counsel | Sidley Austin LLP | 03/10/05 | 02/22/06 |
| Farrell, Sean | Regional Office | Staff Accountant | ACA Compliance Group | 06/16/06 | 09/13/06 |
| Faucette, Gregory A. | Chief Accountant | Professional Accounting Fellow | Ernst & Young | 06/11/04 | 03/20/06 |
| Faucette, Gregory A. | Chief Accountant | Professional Accounting Fellow | Ernst & Young | 06/11/04 | 02/27/06 |
| Faucette, Gregory A. | Chief Accountant | Professional Accounting Fellow | Ernst & Young | 06/11/04 | 05/15/06 |
| Faucette, Gregory A. | Chief Accountant | Professional Accounting Fellow | Ernst & Young | 06/11/04 | 05/19/06 |
| Flynn, Patricia | Regional Office | Assistant Regional Director | Enhanced Investment Technologies, LLC (INTECH) | 11/01/05 | 08/31/06 |
| Fokas, Jimmy | Enforcement | Staff Attorney | Baker & Hostetler LLP | 06/10/05 | 10/04/06 |
| Fokas, Jimmy | Enforcement | Staff Attorney | Baker & Hostetler LLP | 06/10/05 | 06/21/06 |
| Fokas, Jimmy | Enforcement | Staff Attorney | Baker & Hostetler LLP | 06/10/05 | 08/01/06 |
| Fokas, Jimmy | Enforcement | Staff Attorney | Baker & Hostetler LLP | 06/10/05 | 05/04/06 |
| Fokas, Jimmy | Enforcement | Staff Attorney | Baker & Hostetler LLP | 06/10/05 | 10/04/06 |
| Gabinet, Arthur S. | Regional Office | District Administrator | Vanguard Group, Inc. | 10/29/05 | 10/19/06 |
| Gardner, Mary E. | Enforcement | Senior Counsel | McDermott Will & Emery LLP | 06/18/04 | 03/15/06 |
| Gardner, Mary E. | Enforcement | Senior Counsel | McDermott Will & Emery LLP | 06/18/04 | 05/01/06 |
| Goel, Asheesh | Enforcement | Branch Chief | Kirkland & Ellis LLP | 12/30/05 | 01/27/06 |
| Goel, Asheesh | Enforcement | Branch Chief | Kirkland & Ellis LLP | 12/30/05 | 01/27/06 |
| Goel, Asheesh | Enforcement | Branch Chief | Kirkland & Ellis LLP | 12/30/05 | 01/27/06 |
| Green, Randolph P. | Chief Accountant | Professional Accounting Fellow | Deloitte LLP | 05/28/04 | 05/09/06 |
| Green, Randolph P. | Chief Accountant | Professional Accounting Fellow | Deloitte LLP | 05/28/04 | 03/16/06 |
| Green, Randolph P. | Chief Accountant | Professional Accounting Fellow | Deloitte LLP | 05/28/04 | 05/09/06 |
| Gumbs, Keir D. | Commissioner Roel C. Campos | Counsel | Covington & Burling | 07/01/05 | 02/21/06 |
| Gumbs, Keir D. | Commissioner Roel C. Campos | Counsel | Covington & Burling | 07/01/05 | 02/21/06 |
| Hengst, Steven E. | Regional Office | Securities Compliance Examiner | Kovitz Investment Group, LLC | 11/25/05 | 12/12/06 |
| Heyl, Dorothy | Regional Office | Senior Trial Counsel | Milbank, Tweed, Hadley & McCloy LLP | 09/17/04 | 07/25/06 |
| Heyl, Dorothy | Regional Office | Senior Trial Counsel | Milbank, Tweed, Hadley & McCloy LLP | 09/17/04 | 05/09/06 |
| Heyl, Dorothy | Regional Office | Senior Trial Counsel | Milbank, Tweed, Hadley & McCloy LLP | 09/17/04 | 05/24/06 |
| Heyl, Dorothy | Regional Office | Senior Trial Counsel | Milbank, Tweed, Hadley & McCloy LLP | 09/17/04 | 06/08/06 |
| Heyl, Dorothy | Regional Office | Senior Trial Counsel | Milbank, Tweed, Hadley & McCloy LLP | 09/17/04 | 01/24/06 |
| Heyl, Dorothy | Regional Office | Senior Trial Counsel | Milbank, Tweed, Hadley & McCloy LLP | 09/17/04 | 02/01/06 |
| Hodge, Russell P. | Chief Accountant | Professional Accounting Fellow | Ernst & Young | 06/10/05 | 04/26/06 |
| Hodge, Russell P. | Chief Accountant | Professional Accounting Fellow | Ernst & Young | 06/10/05 | 05/10/06 |
| Hodge, Russell P. | Chief Accountant | Professional Accounting Fellow | Ernst & Young | 06/10/05 | 11/29/06 |
| Hodge, Russell P. | Chief Accountant | Professional Accounting Fellow | Ernst & Young | 06/10/05 | 08/10/06 |
| Hoffmann, Vanessa M. | Enforcement | Staff Attorney | Wells Fargo | 11/28/05 | 05/09/06 |
| Hoffmann, Vanessa M. | Enforcement | Staff Attorney | Wells Fargo | 11/28/05 | 09/20/06 |
| Horwood, Daniel | Corporation Finance | Special Counsel | Mayer, Brown, Rowe & Maw LLP | 09/16/05 | 03/03/06 |
| Ivascu, John C. | Enforcement | Staff Attorney | Vinson & Elkins LLP | 01/02/06 | 01/05/06 |
| Izower, Rachel | Enforcement | Senior Counsel | Greenberg Traurig LLP | 09/24/05 | 04/05/06 |
| Jivraj, Adeel H. | Investment Management | Assistant Chief Accountant | Ernst & Young | 10/09/05 | 09/18/06 |
| Johnson, Treazure R. | Enforcement | Senior Assistant Chief Litigation Counsel | Venable LLP | 08/08/05 | 01/24/06 |
| Johnson, Treazure R. | Enforcement | Senior Assistant Chief Litigation Counsel | Venable LLP | 08/08/05 | 02/22/06 |
| Johnson, Treazure R. | Enforcement | Senior Assistant Chief Litigation Counsel | Venable LLP | 08/08/05 | 02/03/06 |
| Johnson, Treazure R. | Enforcement | Senior Assistant Chief Litigation Counsel | Venable LLP | 08/08/05 | 04/19/06 |
| Johnson, Treazure R. | Enforcement | Senior Assistant Chief Litigation Counsel | Venable LLP | 08/08/05 | 08/31/06 |
| Johnson, Treazure R. | Enforcement | Senior Assistant Chief Litigation Counsel | Venable LLP | 08/08/05 | 03/03/06 |
| Johnson, Treazure R. | Enforcement | Senior Assistant Chief Litigation Counsel | Venable LLP | 08/08/05 | 03/20/06 |
| Knapton, Donna K. | Enforcement | Senior Counsel | Carlton Fields, P.A. | 10/30/06 | 11/13/06 |
| Kokenge, Chad A. | Chief Accountant | Professional Accounting Fellow | PricewaterhouseCoopers LLP | 06/10/05 | 05/12/06 |
| Kokenge, Chad A. | Chief Accountant | Professional Accounting Fellow | PricewaterhouseCoopers LLP | 06/10/05 | 11/09/06 |
| Kornblau, David L. | Enforcement | Chief Litigation Counsel | Merrill Lynch | 08/05/05 | 03/27/06 |
| Kornblau, David L. | Enforcement | Chief Litigation Counsel | Merrill Lynch | 08/05/05 | 10/24/06 |
| Kornblau, David L. | Enforcement | Chief Litigation Counsel | Merrill Lynch | 08/05/05 | 01/11/06 |
| Kornblau, David L. | Enforcement | Chief Litigation Counsel | Merrill Lynch | 08/05/05 | 06/22/06 |
| Kropke, Paul S. | Regional Office | Employee | First Analysis Securities Corporation | 01/10/06 | |
| Lee, Jason P. | Enforcement | Senior Counsel | Shartsis Friese LLP | 10/01/04 | 03/07/06 |
| Lee, Jason P. | Enforcement | Senior Counsel | Shartsis Friese LLP | 10/01/04 | 01/25/06 |
| Lee, David C. | Commissioner Roel C. Campos | Counsel | Gibson, Dunn & Crutcher LLP | 07/16/04 | 01/30/06 |
| Lesser, Jacob N. | General Counsel | Senior Special Counsel | Public Company Accounting Oversight Board | 10/22/04 | 04/05/06 |
| Lesser, Jacob N. | General Counsel | Senior Special Counsel | Public Company Accounting Oversight Board | 10/22/04 | 05/19/06 |
| Lesser, Jacob N. | General Counsel | Senior Special Counsel | Public Company Accounting Oversight Board | 10/22/04 | 10/19/06 |
| Lesser, Jacob N. | General Counsel | Senior Special Counsel | Public Company Accounting Oversight Board | 10/22/04 | 06/29/06 |
| Levine, Joshua E. | Enforcement | Senior Attorney | Citigroup | 06/09/06 | 09/17/06 |
| Levine, Joshua E. | Enforcement | Senior Attorney | Citigroup | 06/09/06 | 07/12/06 |
| Levine, Joshua E. | Enforcement | Senior Attorney | Citigroup | 06/09/06 | 09/05/06 |
| Levine, Joshua E. | Enforcement | Senior Attorney | Citigroup | 06/09/06 | 07/27/06 |
| Levine, Joshua E. | Enforcement | Senior Attorney | Citigroup | 06/09/06 | 10/17/06 |
| Levine, Joshua E. | Enforcement | Senior Attorney | Citigroup | 06/09/06 | 10/13/06 |
| Levine, Joshua E. | Enforcement | Senior Attorney | Citigroup | 06/09/06 | 08/17/06 |
| Lopez, G. Anthony | Chief Accountant | Associate Chief Accountant | FTI Consulting, Inc. | 06/10/06 | 11/13/06 |
| Lopez, G. Anthony | Chief Accountant | Associate Chief Accountant | FTI Consulting, Inc. | 06/10/06 | 09/18/06 |
| Lopez, G. Anthony | Chief Accountant | Associate Chief Accountant | FTI Consulting, Inc. | 06/10/06 | 08/03/06 |
| Lopez, G. Anthony | Chief Accountant | Associate Chief Accountant | FTI Consulting, Inc. | 06/10/06 | 11/01/06 |
| Lopez, G. Anthony | Chief Accountant | Associate Chief Accountant | FTI Consulting, Inc. | 06/10/06 | 06/26/06 |
| Lowman, Michael K. | Enforcement | Assistant Chief Litigation Counsel | Jenner & Block | 08/11/06 | 11/16/06 |
| Lowman, Michael K. | Enforcement | Assistant Chief Litigation Counsel | Jenner & Block | 08/11/06 | 08/21/06 |
| Lowman, Michael K. | Enforcement | Assistant Chief Litigation Counsel | Jenner & Block | 08/11/06 | 10/09/06 |
| Lu, Chih-Pin | Enforcement | Senior Counsel | Johnson, Pope, Bokor, Ruppel & Burns, LLP | 08/01/05 | 02/06/06 |
| Lu, Chih-Pin | Enforcement | Senior Counsel | Johnson, Pope, Bokor, Ruppel & Burns, LLP | 08/01/05 | 08/07/06 |
| Lu, Chih-Pin | Enforcement | Senior Counsel | Johnson, Pope, Bokor, Ruppel & Burns, LLP | 08/01/05 | 02/15/06 |
| MacLeod, Lorna | Investment Management | Branch Chief | LeBoeuf, Lamb, Greene and MacRae, LLP | 08/05/05 | 07/27/06 |
| MacPhail, Michael R. | Regional Office | Deputy Assistant Regional Director | Holland & Hart, LLP | 08/27/05 | 10/13/06 |
| MacPhail, Michael R. | Regional Office | Deputy Assistant Regional Director | Holland & Hart, LLP | 08/17/05 | 06/06/06 |
| MacPhail, Michael R. | Regional Office | Deputy Assistant Regional Director | Holland & Hart, LLP | 08/17/05 | 09/13/06 |
| MacPhail, Michael R. | Regional Office | Deputy Assistant Regional Director | Holland & Hart, LLP | 08/17/05 | 01/18/06 |
| MacPhail, Michael R. | Regional Office | Deputy Assistant Regional Director | Holland & Hart, LLP | 08/17/05 | 09/07/06 |
| MacPhail, Michael R. | Regional Office | Deputy Assistant Regional Director | Holland & Hart, LLP | 08/17/05 | 01/20/06 |
| Mannon, Joseph M. | Enforcement | Staff Attorney | Vedder, Price, Kaufman & Kammholz, P.C. | 01/07/05 | 12/14/06 |
| Mannon, Joseph M. | Enforcement | Staff Attorney | Vedder, Price, Kaufman & Kammholz, P.C. | 01/07/05 | 02/28/06 |
| Mannon, Joseph M. | Enforcement | Staff Attorney | Vedder, Price, Kaufman & Kammholz, P.C. | 01/07/05 | 09/21/06 |
| Marencik, Colleen J. | Regional Office | Securities Compliance Examiner | ACA Compliance Group | 10/21/05 | 05/16/06 |
| Marencik, Colleen J. | Regional Office | Securities Compliance Examiner | ACA Compliance Group | 10/21/05 | 04/05/06 |
| Marencik, Colleen J. | Regional Office | Securities Compliance Examiner | ACA Compliance Group | 10/21/05 | 11/30/06 |
| Mathews, Walter J. | Enforcement | Senior Counsel | Walter J. Mathews, P.A. | 11/10/06 | 11/29/06 |
| McAndrews, Thomas | Enforcement | Employee | O'Melveny & Myers LLP | 05/01/05 | 01/23/06 |
| McAndrews, Thomas | Enforcement | Staff Attorney | O'Melveny & Myers LLP | 05/01/05 | 08/02/06 |
| Meisner, Derek M. | Enforcement | Branch Chief | K&L Gates LLP | 07/23/04 | 05/16/06 |
| Meyers, James A. | Enforcement | Assistant Chief Litigation Counsel | Orrick, Herrington & Sutcliffe LLP | 09/30/04 | 08/08/06 |
| Miller, Robert Neil | Corporation Finance | Attorney-Advisor | DLA Piper | 10/21/05 | 09/18/06 |
| Miller, Robert Neil | Corporation Finance | Attorney-Advisor | DLA Piper | 10/21/05 | 07/26/06 |
| Miller, Robert Neil | Corporation Finance | Attorney-Advisor | DLA Piper | 10/21/05 | 06/29/06 |
| Miller, Robert Neil | Corporation Finance | Attorney-Advisor | DLA Piper | 10/21/05 | 03/16/06 |
| Miller, Robert Neil | Corporation Finance | Attorney-Advisor | DLA Piper | 10/21/05 | 12/27/06 |
| Miller, Robert Neil | Corporation Finance | Attorney-Advisor | DLA Piper | 10/21/05 | 02/13/06 |
| Miller, Robert Neil | Corporation Finance | Attorney-Advisor | DLA Piper | 10/21/05 | 03/07/06 |
| Min, Susan L. | Corporation Finance | Attorney-Advisor | DLA Piper | 06/09/06 | 09/29/06 |
| Min, Susan L. | Corporation Finance | Attorney-Advisor | DLA Piper | 06/09/06 | 09/29/06 |
| Mitchells, Rebecca A. | Enforcement | Senior Staff Counsel | Wilson Sonsini Goodrich & Rosati, P.C. | 06/17/05 | 05/08/06 |
| Mitchells, Rebecca A. | Enforcement | Senior Staff Counsel | Wilson Sonsini Goodrich & Rosati, P.C. | 06/17/05 | 11/03/06 |
| Mitchells, Rebecca A. | Enforcement | Senior Staff Counsel | Wilson Sonsini Goodrich & Rosati, P.C. | 06/17/05 | 01/20/06 |
| Mitchells, Rebecca A. | Enforcement | Senior Staff Counsel | Wilson Sonsini Goodrich & Rosati, P.C. | 06/17/05 | 08/16/06 |
| Mitchells, Rebecca A. | Enforcement | Senior Staff Counsel | Wilson Sonsini Goodrich & Rosati, P.C. | 06/17/05 | 10/09/06 |
| Mittelman, David T. | Corporation Finance | Legal Branch Chief | Reed Smith LLP | 10/27/06 | 11/27/06 |
| Mittelman, David T. | Corporation Finance | Legal Branch Chief | Reed Smith LLP | 10/27/06 | 11/22/06 |
| Mojiri-Azad, Nazanin Nina | Corporation Finance | Special Counsel | Sutherland Asbill & Brennan LLP | 09/02/05 | 03/09/06 |
| Moore, Margaret E. | Compliance Inspections and Examinations | Senior Counsel | Financial Services Roundtable | 01/13/06 | 03/13/06 |
| Moore-Wester, Susan H. | Compliance Inspections and Examinations | Examiner | Hansberger Global Investors, Inc. and Hansberger Institutional Series | 05/01/05 | 08/09/06 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 04/24/06 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 07/31/06 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 11/01/06 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 11/15/06 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 10/20/06 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 05/26/06 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 03/09/06 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 03/27/06 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 10/19/06 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 10/18/06 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 02/08/06 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 02/08/06 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 03/09/06 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 02/09/06 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 05/08/06 |
| Neal, Charles S. | Enforcement | Senior Counsel | Wachovia | 01/30/04 | 01/24/06 |
| Newkirk, Thomas C. | Enforcement | Associate Director | Jenner & Block | 11/03/04 | 10/11/06 |
| Newkirk, Thomas C. | Enforcement | Associate Director | Jenner & Block | 11/03/04 | 10/11/06 |
| Newkirk, Thomas C. | Enforcement | Associate Director | Jenner & Block | 11/03/04 | 01/17/06 |
| Newkirk, Thomas C. | Enforcement | Associate Director | Jenner & Block | 11/03/04 | 03/16/06 |
| Newkirk, Thomas C. | Enforcement | Associate Director | Jenner & Block | 11/03/04 | 08/01/06 |
| Newkirk, Thomas C. | Enforcement | Associate Director | Jenner & Block | 11/03/04 | 09/01/06 |
| Nordlinger, Edwin H. | Regional Office | Deputy Regional Director | Saiber Schlesinger Satz & Goldstein, LLC | 02/03/05 | 06/13/06 |
| Oldfield, George S. | Economic Analysis | Economic Fellow | The Brattle Group | 04/30/06 | 08/31/06 |
| Patalkis, Debra M. | Enforcement | Assistant Chief Litigation Counsel | Drinker Biddle & Reath | 12/02/05 | 09/19/06 |
| Patalkis, Debra M. | Enforcement | Assistant Chief Litigation Counsel | Drinker Biddle & Reath | 12/02/05 | 04/26/06 |
| Perrell, Jacqueline Wood | Compliance Inspections and Examinations | Staff Attorney | Proskauer Rose LLP | 01/16/06 | 11/30/06 |
| Perrell, Jacqueline Wood | Compliance Inspections and Examinations | Staff Attorney | Proskauer Rose LLP | 01/16/06 | 12/05/06 |
| Perrell, Jacqueline Wood | Compliance Inspections and Examinations | Staff Attorney | Proskauer Rose LLP | 01/16/06 | 12/06/06 |
| Peterson, Timothy P. | Enforcement | Senior Counsel | Debevoise & Plimpton LLP | 02/28/06 | 06/14/06 |
| Piazza, Michael A. | Enforcement | Supervisory Trial Counsel | Dorsey & Whitney LLP | 05/31/06 | 09/15/06 |
| Piazza, Michael A. | Enforcement | Supervisory Trial Counsel | Dorsey & Whitney LLP | 05/31/06 | 06/27/06 |
| Pilkerton, Christopher M. | Enforcement | Staff Attorney | Ruddy Law Office | 02/03/06 | 03/08/06 |
| Plesnarski, Robert | Corporation Finance | Deputy Chief Counsel | O'Melveny & Myers LLP | 03/01/06 | 12/01/06 |
| Plesnarski, Robert | Corporation Finance | Deputy Chief Counsel | O'Melveny & Myers LLP | 03/01/06 | 12/01/06 |
| Plesnarski, Robert | Corporation Finance | Deputy Chief Counsel | O'Melveny & Myers LLP | 03/01/06 | 06/20/06 |
| Plesnarski, Robert | Corporation Finance | Deputy Chief Counsel | O'Melveny & Myers LLP | 03/01/06 | 06/21/06 |
| Ponchione, Marc R. | Investment Management | Staff Attorney | Willkie Farr & Gallagher LLP | 02/17/06 | 03/07/06 |
| Ponchione, Marc R. | Investment Management | Staff Attorney | Willkie Farr & Gallagher LLP | 02/17/06 | 10/12/06 |
| Ponchione, Marc R. | Investment Management | Staff Attorney | Willkie Farr & Gallagher LLP | 02/17/06 | 03/06/06 |
| Ponchione, Marc R. | Investment Management | Staff Attorney | Willkie Farr & Gallagher LLP | 02/17/06 | 06/14/06 |
| Ponchione, Marc R. | Investment Management | Staff Attorney | Willkie Farr & Gallagher LLP | 02/17/06 | 05/24/06 |
| Ponchione, Marc R. | Investment Management | Staff Attorney | Willkie Farr & Gallagher LLP | 02/17/06 | 07/11/06 |
| Rashkover, Barry W. | Enforcement | Associate Regional Director | Sidley Austin LLP | 06/11/04 | 02/07/06 |
| Rashkover, Barry W. | Enforcement | Associate Regional Director | Sidley Austin LLP | 06/11/04 | 03/01/06 |
| Rashkover, Barry W. | Enforcement | Associate Regional Director | Sidley Austin LLP | 06/11/04 | 03/01/06 |
| Rashkover, Barry W. | Enforcement | Associate Regional Director | Sidley Austin LLP | 06/11/04 | 05/04/06 |
| Rashkover, Barry W. | Enforcement | Associate Regional Director | Sidley Austin LLP | 06/11/04 | 03/09/06 |
| Rashkover, Barry W. | Enforcement | Associate Regional Director | Sidley Austin LLP | 06/11/04 | 02/02/06 |
| Rashkover, Barry W. | Enforcement | Associate Regional Director | Sidley Austin LLP | 06/11/04 | 02/02/06 |
| Reifenberg, Alan | Enforcement | Branch Chief | Credit Suisse | 06/09/06 | 11/28/06 |
| Reifenberg, Alan | Enforcement | Branch Chief | Credit Suisse | 06/09/06 | 08/29/06 |
| Reifenberg, Alan | Enforcement | Branch Chief | Credit Suisse | 06/09/06 | 08/07/06 |
| Reifenberg, Alan | Enforcement | Branch Chief | Credit Suisse | 06/09/06 | 06/15/06 |
| Reifenberg, Alan | Enforcement | Branch Chief | Credit Suisse | 06/09/06 | 06/15/06 |
| Reifenberg, Alan | Enforcement | Branch Chief | Credit Suisse | 06/09/06 | 07/12/06 |
| Reifenberg, Alan | Enforcement | Branch Chief | Credit Suisse | 06/09/06 | 09/14/06 |
| Reifenberg, Alan | Enforcement | Branch Chief | Credit Suisse | 06/09/06 | 09/15/06 |
| Reifenberg, Alan | Enforcement | Branch Chief | Credit Suisse | 06/09/06 | 07/05/06 |
| Ritenour, David | Corporation Finance | Special Counsel | Hewlett-Packard Company | 07/15/05 | 06/12/06 |
| Ritenour, David | Corporation Finance | Special Counsel | Hewlett-Packard Company | 07/15/05 | 09/14/06 |
| Russello, Gerald J. | Enforcement | Branch Chief | Bear, Stearns & Co., Inc. | 04/07/06 | 07/07/06 |
| Russello, Gerald J. | Enforcement | Branch Chief | Bear, Stearns & Co., Inc. | 04/07/06 | 04/28/06 |
| Russello, Gerald J. | Enforcement | Branch Chief | Bear, Stearns & Co., Inc. | 04/07/06 | 07/17/06 |
| Russello, Gerald J. | Enforcement | Branch Chief | Bear, Stearns & Co., Inc. | 04/07/06 | 04/28/06 |
| Russello, Gerald J. | Enforcement | Branch Chief | Bear, Stearns & Co., Inc. | 04/07/06 | 12/13/06 |
| Sanchez, Adelbert R. | Regional Office | Securities Compliance Examiner | ACA Compliance Group | 02/25/05 | 03/28/06 |
| Shady, Jeffrey A. | Corporation Finance | Attorney-Advisor | K&L Gates LLP | 08/04/06 | 09/28/06 |
| Shukhman, Alex | Corporation Finance | Attorney-Advisor | Heller Ehrman LLP | 03/31/05 | 04/19/06 |
| Shukhman, Alex | Corporation Finance | Attorney-Advisor | Heller Ehrman LLP | 03/31/05 | 03/31/06 |
| Simonyi, Peter | Economic Analysis | Economist | Goldman Sachs & Co. | 04/01/05 | 02/16/06 |
| Smith, Jacob D. | Enforcement | Staff Attorney | Luther King Capital Management Corporation | 06/29/06 | 07/14/06 |
| Stegman, Laurie M. | Enforcement | Special Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 08/06/04 | 07/05/06 |
| Stegman, Laurie M. | Enforcement | Special Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 08/06/04 | 05/30/06 |
| Stegman, Laurie M. | Enforcement | Special Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 08/06/04 | 05/24/06 |
| Stegman, Laurie M. | Enforcement | Special Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 08/06/04 | 06/19/06 |
| Stegman, Laurie M. | Enforcement | Special Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 08/06/04 | 03/23/06 |
| Stidvent, Christopher T. | Enforcement | Staff Attorney | Dell Inc. | 09/01/06 | 09/05/06 |
| Stuart, David M. | Enforcement | Branch Chief | General Electric Company | 01/12/06 | 06/30/06 |
| Stuart, David M. | Enforcement | Branch Chief | General Electric Company | 01/12/06 | 02/16/06 |
| Swanson, Eric J. | Compliance Inspections and Examinations | Employee | Ameriprise Financial | 09/15/06 | 10/27/06 |
| Swanson, Eric J. | Compliance Inspections and Examinations | Employee | Ameriprise Financial | 09/15/06 | 10/31/06 |
| Tate, Carol L. | Enforcement | Senior Attorney | Motorola, Inc. | 10/02/06 | 11/14/06 |
| Thaemert, Marilyn M. | Chief Accountant | Assistant Chief Accountant | Marriott International, Inc. | 05/26/06 | 06/26/06 |
| Thorpe, Andrew D. | Corporation Finance | Senior Counsel | Morrison & Foerster LLP | 04/01/05 | 04/10/06 |
| Thorpe, Andrew D. | Corporation Finance | Special Counsel | Morrison & Foerster LLP | 04/01/05 | 09/29/06 |
| Tomas, Jerome P. | Enforcement | Senior Attorney | Baker & McKenzie LLP | 11/25/05 | 03/22/06 |
| Troe, Lisa L. | Enforcement | Branch Chief | FTI Consulting, Inc. | 10/08/05 | 08/04/06 |
| Troe, Lisa L. | Enforcement | Branch Chief | FTI Consulting, Inc. | 10/08/05 | 08/03/06 |
| Troe, Lisa L. | Enforcement | Branch Chief | FTI Consulting, Inc. | 10/08/05 | 05/22/06 |
| Turbis, Lisa | Enforcement | Staff Attorney | Autodesk, Inc. | 03/16/06 | 10/11/06 |
| Warkol, Craig S. | Enforcement | Senior Counsel | Bracewell & Giuliani LLP | 06/23/06 | 08/22/06 |
| Warkol, Craig S. | Enforcement | Senior Counsel | Bracewell & Giuliani LLP | 06/23/06 | 07/19/06 |
| Wiggins, C. Hunter | Enforcement | Deputy Assistant Director | Sonnenschein Nath & Rosenthal LLP | 05/10/04 | 04/20/06 |
| Wiggins, William F. | Executive Director | Chief Management Analyst | Public Company Accounting Oversight Board | 05/12/06 | 05/22/06 |
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