Data
TweetEach entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.
ANALYSIS: See POGO's reports, blog posts, and other work on the SEC revolving door
METHODOLOGY: How POGO organized the information and assembled the database
| Full Name | Former Division/Office | Former Title | New Employer | Date of Resignation | Date of Statement |
|---|---|---|---|---|---|
| DeTore, Stephen M. | Compliance Inspections and Examinations | Assistant Director | Gabelli Asset Management Company | 01/19/01 | 02/06/01 |
| Eichenlaub, Theodore E. | Compliance Inspections and Examinations | Staff Accountant | ACA Compliance Group | 02/22/02 | 10/09/02 |
| Eichenlaub, Theodore E. | Compliance Inspections and Examinations | Staff Accountant | ACA Compliance Group | 02/22/02 | 02/09/04 |
| Eidt, Thomas | Compliance Inspections and Examinations | Assistant Director | GETCO, LLC | 07/10/09 | 08/19/10 |
| Eidt, Thomas | Compliance Inspections and Examinations | Assistant Director | GETCO, LLC | 07/10/09 | 08/26/10 |
| Eidt, Thomas | Compliance Inspections and Examinations | Assistant Director | GETCO, LLC | 07/10/09 | 10/26/10 |
| Galang, Gina P. | Compliance Inspections and Examinations | Staff Accountant | ACA Compliance Group | 10/31/02 | 04/28/04 |
| Galang, Gina P. | Compliance Inspections and Examinations | Staff Accountant | ACA Compliance Group | 10/31/02 | 10/03/03 |
| Galang, Gina P. | Compliance Inspections and Examinations | Staff Accountant | ACA Compliance Group | 10/31/02 | 03/15/04 |
| Galang, Gina P. | Compliance Inspections and Examinations | Staff Accountant | ACA Compliance Group | 10/31/02 | 12/02/03 |
| Galang, Gina P. | Compliance Inspections and Examinations | Staff Accountant | ACA Compliance Group | 10/31/02 | 07/26/04 |
| Hill, Kimberly S. | Compliance Inspections and Examinations | Staff Accountant | ACA Compliance Group | 04/08/05 | 01/22/07 |
| Hill, Kimberly S. | Compliance Inspections and Examinations | Staff Accountant | ACA Compliance Group | 04/08/05 | 11/14/05 |
| Hill, Kimberly S. | Compliance Inspections and Examinations | Staff Accountant | ACA Compliance Group | 04/08/05 | 11/04/05 |
| Jack, Jami L. | Compliance Inspections and Examinations | Branch Chief | ACA Compliance Group | 10/24/08 | 02/23/09 |
| Lennon, Wayne A. | Compliance Inspections and Examinations | Staff Accountant | ACA Compliance Group | 06/18/04 | 11/29/04 |
| Mango, Andrea R. | Compliance Inspections and Examinations | Staff Attorney | Dechert | 05/24/01 | |
| Moore, Margaret E. | Compliance Inspections and Examinations | Senior Counsel | Financial Services Roundtable | 01/13/06 | 03/13/06 |
| Moore-Wester, Susan H. | Compliance Inspections and Examinations | Examiner | Hansberger Global Investors, Inc. and Hansberger Institutional Series | 05/01/05 | 08/09/06 |
| Morton, Jeffrey C. | Compliance Inspections and Examinations | Staff Accountant | ACA Compliance Group | 02/22/02 | 10/09/02 |
| Morton, Jeffrey C. | Compliance Inspections and Examinations | Staff Accountant | ACA Compliance Group | 02/22/02 | 09/05/03 |
| Morton, Jeffrey C. | Compliance Inspections and Examinations | Staff Accountant | ACA Compliance Group | 02/22/02 | 06/17/03 |
| Morton, Jeffrey C. | Compliance Inspections and Examinations | Staff Accountant | ACA Compliance Group | 02/22/02 | 06/17/03 |
| Olsen, Erik K. | Compliance Inspections and Examinations | Securities Compliance Examiner | Legg Mason | 08/01/06 | 04/01/08 |
| Perrell, Jacqueline Wood | Compliance Inspections and Examinations | Staff Attorney | Proskauer Rose LLP | 01/16/06 | 11/30/06 |
| Perrell, Jacqueline Wood | Compliance Inspections and Examinations | Staff Attorney | Proskauer Rose LLP | 01/16/06 | 12/06/06 |
| Perrell, Jacqueline Wood | Compliance Inspections and Examinations | Staff Attorney | Proskauer Rose LLP | 01/16/06 | 12/05/06 |
| Piracha, Amena | Compliance Inspections and Examinations | Attorney-Advisor | Clifford Chance LLP | 07/30/04 | 03/15/05 |
| Piracha, Amena | Compliance Inspections and Examinations | Attorney-Advisor | Clifford Chance LLP | 07/30/04 | 05/27/05 |
| Sauer, Joel H. | Compliance Inspections and Examinations | Branch Chief | ACA Compliance Group | 11/03/08 | 02/06/09 |
| Schwartz, Barry P. | Compliance Inspections and Examinations | Staff Accountant | ACA Compliance Group | 02/22/02 | 06/17/03 |
| Schwartz, Barry P. | Compliance Inspections and Examinations | Staff Accountant | ACA Compliance Group | 02/22/02 | 06/17/03 |
| Schwartz, Barry P. | Compliance Inspections and Examinations | Staff Accountant | ACA Compliance Group | 02/22/02 | 11/18/03 |
| Swanson, Eric J. | Compliance Inspections and Examinations | Employee | Ameriprise Financial | 09/15/06 | 10/27/06 |
| Swanson, Eric J. | Compliance Inspections and Examinations | Employee | Ameriprise Financial | 09/15/06 | 10/31/06 |
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