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Project on Government Oversight

Data

Each entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.

ANALYSIS: See POGO's reports, blog posts, and other work on the SEC revolving door
METHODOLOGY:
How POGO organized the information and assembled the database

Full Name Former Division/Office Former Title New Employer Date of Resignation Date of Statement
Albert, Ross A.Enforcement Senior Special Counsel Morris, Manning & Martin, LLP 09/14/01 12/16/02
Albert, Ross A.Enforcement Senior Special Counsel Morris, Manning & Martin, LLP 09/14/01 11/30/01
Albert, Ross A.Enforcement Senior Special Counsel Morris, Manning & Martin, LLP 09/14/01 01/23/02
Bachenheimer, Doria G.Enforcement Assistant Regional Director TIAA-CREF 08/14/08 04/16/09
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 09/18/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 02/10/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 07/03/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 11/03/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 09/30/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 06/13/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 05/19/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 10/25/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 11/15/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 01/20/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 10/25/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 01/20/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 04/13/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 01/20/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 07/12/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 03/03/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 10/01/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 03/19/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 05/06/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 06/28/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 06/13/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 01/20/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 02/24/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 02/10/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 03/05/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 10/30/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 02/10/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 10/28/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 06/26/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 02/10/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 09/22/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 07/12/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 03/17/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 05/27/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 09/22/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 08/13/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 03/05/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 05/12/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 05/12/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 06/28/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 08/10/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 10/15/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 09/18/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 06/17/03
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 04/12/04
Baker III, William R.Enforcement Associate Director Latham & Watkins LLP 11/28/02 02/10/04
Beaudreault, Lindi L.Enforcement Senior Counsel LeClair Ryan 04/25/03 05/06/03
Beaudreault, Lindi L.Enforcement Senior Counsel LeClair Ryan 04/25/03 10/08/03
Beaudreault, Lindi L.Enforcement Senior Counsel LeClair Ryan 04/25/03 03/24/05
Beaudreault, Lindi L.Enforcement Senior Counsel LeClair Ryan 04/25/03 07/31/03
Beaudreault, Lindi L.Enforcement Senior Counsel LeClair Ryan 04/25/03 04/16/04
Beaudreault, Lindi L.Enforcement Senior Counsel LeClair Ryan 04/25/03 11/10/03
Beaudreault, Lindi L.Enforcement Senior Counsel LeClair Ryan 04/25/03 05/01/03
Beaudreault, Lindi L.Enforcement Senior Counsel LeClair Ryan 04/25/03 11/20/03
Beaudreault, Lindi L.Enforcement Senior Counsel LeClair Ryan 04/25/03 10/29/03
Beaudreault, Lindi L.Enforcement Senior Counsel LeClair Ryan 04/25/03 05/28/04
Beaudreault, Lindi L.Enforcement Senior Counsel LeClair Ryan 04/25/03 08/12/04
Beaudreault, Lindi L.Enforcement Senior Counsel LeClair Ryan 04/25/03 06/22/04
Belevetz, Timothy D.Enforcement Staff Attorney Wilson Sonsini Goodrich & Rosati, P.C. 02/25/00 01/23/01
Berger, Paul R.Enforcement Associate Director Debevoise & Plimpton LLP 05/31/06 11/20/07
Berger, Paul R.Enforcement Associate Director Debevoise & Plimpton LLP 05/31/06 06/07/07
Berger, Paul R.Enforcement Associate Director Debevoise & Plimpton LLP 05/31/06 06/12/07
Berger, Paul R.Enforcement Associate Director Debevoise & Plimpton LLP 05/31/06 06/04/07
Berger, Paul R.Enforcement Associate Director Debevoise & Plimpton LLP 05/31/06 06/12/07
Berry, William G.Enforcement Staff Attorney Quinn Emanuel Urquhart Oliver & Hedges, LLP 10/10/08 06/09/09
Berry, William G.Enforcement Staff Attorney Quinn Emanuel Urquhart Oliver & Hedges, LLP 10/10/08 01/14/09
Black, Scott L.Enforcement Assistant Regional Director Hudson Bay Capital Management, LP 09/30/10 10/20/10
Black, Scott L.Enforcement Assistant Regional Director Hudson Bay Capital Management, LP 09/30/10 10/20/10
Blackman, Sean G.Enforcement Senior Counsel O'Melveny & Myers LLP 12/22/00 01/23/01
Blackman, Sean G.Enforcement Senior Counsel O'Melveny & Myers LLP 12/22/00 04/23/01
Blackman, Sean G.Enforcement Senior Counsel O'Melveny & Myers LLP 12/22/00 01/23/01
Blackman, Sean G.Enforcement Senior Counsel O'Melveny & Myers LLP 12/22/00 07/16/01
Blackman, Sean G.Enforcement Senior Counsel O'Melveny & Myers LLP 12/22/00 01/23/01
Blackman, Sean G.Enforcement Senior Counsel O'Melveny & Myers LLP 12/22/00 08/03/01
Blackman, Sean G.Enforcement Senior Counsel O'Melveny & Myers LLP 12/22/00 08/22/01
Blackman, Sean G.Enforcement Senior Counsel O'Melveny & Myers LLP 12/22/00 09/24/02
Blackman, Sean G.Enforcement Senior Counsel O'Melveny & Myers LLP 12/22/00 03/09/01
Blackman, Sean G.Enforcement Senior Counsel O'Melveny & Myers LLP 12/22/00 03/14/02
Blackman, Sean G.Enforcement Senior Counsel O'Melveny & Myers LLP 12/22/00 04/23/01
Bloch, David P.Enforcement Assistant Chief Litigation Counsel LECG, LLC 07/23/04 06/24/05
Bosco, Anthony J.Enforcement Branch Chief Prudential Securities, Inc. 11/03/00 09/05/01
Bosco, Anthony J.Enforcement Branch Chief Prudential Securities, Inc. 11/03/00 04/26/01
Bosco, Anthony J.Enforcement Branch Chief Prudential Securities, Inc. 11/03/00 09/05/01
Bosco, Anthony J.Enforcement Branch Chief Prudential Securities, Inc. 11/03/00 04/09/01
Bosco, Anthony J.Enforcement Branch Chief Prudential Securities, Inc. 11/03/00 03/23/01
Bosco, Anthony J.Enforcement Branch Chief Prudential Securities, Inc. 11/03/00 02/07/01
Bosco, Anthony J.Enforcement Branch Chief Prudential Securities, Inc. 11/03/00 09/05/01
Bosco, Anthony J.Enforcement Branch Chief Prudential Securities, Inc. 11/03/00 09/05/01
Bosco, Anthony J.Enforcement Branch Chief Prudential Securities, Inc. 11/03/00 04/26/01
Braganca, Celiza P.Enforcement Branch Chief Ungaretti & Harris 05/31/02 08/30/02
Braganca, Celiza P.Enforcement Branch Chief Sperling & Slater 05/31/02 02/26/04
Braganca, Celiza P.Enforcement Branch Chief Sperling & Slater 05/31/02 03/30/04
Braswell, Mark K.Enforcement Branch Chief Venable LLP 09/11/03 12/18/03
Bresnan, Peter H.Enforcement Deputy Director Simpson Thacher & Bartlett LLP 12/05/07 05/07/09
Bresnan, Peter H.Enforcement Deputy Director Simpson Thacher & Bartlett LLP 12/05/07 03/26/10
Bresnan, Peter H.Enforcement Deputy Director Simpson Thacher & Bartlett LLP 12/05/07 11/16/09
Bresnan, Peter H.Enforcement Deputy Director Simpson Thacher & Bartlett LLP 12/05/07 05/07/09
Bresnan, Peter H.Enforcement Deputy Director Simpson Thacher & Bartlett LLP 12/05/07 09/04/09
Bresnan, Peter H.Enforcement Deputy Director Simpson Thacher & Bartlett LLP 12/05/07 08/05/09
Bresnan, Peter H.Enforcement Deputy Director Simpson Thacher & Bartlett LLP 12/05/07 09/04/09
Bresnan, Peter H.Enforcement Deputy Director Simpson Thacher & Bartlett LLP 12/05/07 02/03/09
Bresnan, Peter H.Enforcement Deputy Director Simpson Thacher & Bartlett LLP 12/05/07 02/03/09
Bresnan, Peter H.Enforcement Deputy Director Simpson Thacher & Bartlett LLP 12/05/07 02/03/09
Bresnan, Peter H.Enforcement Deputy Director Simpson Thacher & Bartlett LLP 12/05/07 09/23/09
Bresnan, Peter H.Enforcement Deputy Director Simpson Thacher & Bartlett LLP 12/05/07 08/05/09
Brown, Daniel T.Enforcement Branch Chief Clifford Chance LLP 09/29/00 07/30/01
Bruch, Gregory S.Enforcement Assistant Director Foley & Lardner 10/05/01 09/08/03
Bruch, Gregory S.Enforcement Assistant Director Foley & Lardner 10/05/01 01/08/03
Bruch, Gregory S.Enforcement Assistant Director Foley & Lardner 10/05/01 01/16/02
Bruch, Gregory S.Enforcement Assistant Director Foley & Lardner 10/05/01 11/02/01
Bruch, Gregory S.Enforcement Assistant Director Foley & Lardner 10/05/01 02/26/02
Bruch, Gregory S.Enforcement Assistant Director Foley & Lardner 10/05/01 01/17/02
Bruch, Gregory S.Enforcement Assistant Director Foley & Lardner 10/05/01 02/26/02
Bruch, Gregory S.Enforcement Assistant Director Foley & Lardner 10/05/01 09/08/03
Bruch, Gregory S.Enforcement Assistant Director Foley & Lardner 10/05/01 03/22/02
Bruch, Gregory S.Enforcement Assistant Director Foley & Lardner 10/05/01 10/16/02
Bruch, Gregory S.Enforcement Assistant Director Foley & Lardner 10/05/01 11/01/01
Bruch, Gregory S.Enforcement Assistant Director Foley & Lardner 10/05/01 11/02/01
Bruch, Gregory S.Enforcement Assistant Director Foley & Lardner 10/05/01 07/11/02
Bruch, Gregory S.Enforcement Assistant Director Foley & Lardner 10/05/01 04/26/02
Bruno, ChristopherEnforcement Senior Counsel Bruno & Degenhardt, P.C. 08/09/02 09/27/02
Cadigan, Luke T.Enforcement Assistant Regional Director K&L Gates LLP 07/22/11 09/01/11
Cadigan, Luke T.Enforcement Assistant Regional Director K&L Gates LLP 07/22/11 08/23/11
Cadigan, Luke T.Enforcement Assistant Regional Director K&L Gates LLP 07/22/11 09/01/11
Casey, Sean PatrickEnforcement Senior Counsel Skadden, Arps, Slate, Meagher & Flom LLP 10/04/02 12/20/02
Casey, Sean PatrickEnforcement Senior Counsel Skadden, Arps, Slate, Meagher & Flom LLP 10/04/02 10/22/02
Casey, Sean PatrickEnforcement Senior Counsel Skadden, Arps, Slate, Meagher & Flom LLP 10/04/02 01/08/03
Casey, Sean PatrickEnforcement Senior Counsel Skadden, Arps, Slate, Meagher & Flom LLP 10/04/02 12/16/02
Casey, Sean PatrickEnforcement Senior Counsel Skadden, Arps, Slate, Meagher & Flom LLP 10/04/02 04/16/03
Chatfield, Christopher J.Enforcement Senior Counsel Merrill Lynch 01/13/06 02/22/06
Chatfield, Christopher J.Enforcement Senior Counsel Merrill Lynch 01/13/06 02/08/06
Chatfield, Christopher J.Enforcement Senior Counsel Merrill Lynch 01/13/06 02/14/06
Chatfield, Christopher J.Enforcement Senior Counsel Merrill Lynch 01/13/06 02/21/06
Chatfield, Christopher J.Enforcement Senior Counsel Merrill Lynch 01/13/06 03/29/06
Chatfield, Christopher J.Enforcement Senior Counsel Merrill Lynch 01/13/06 01/26/06
Chatfield, Christopher J.Enforcement Senior Counsel Merrill Lynch 01/13/06 04/10/06
Chung, Christine S.Enforcement Branch Chief Testa, Hurwitz & Thibeault, LLP 07/14/01 02/27/02
Chung, Christine S.Enforcement Branch Chief Testa, Hurwitz & Thibeault, LLP 07/14/01 08/02/01
Chung, Christine S.Enforcement Branch Chief Testa, Hurwitz & Thibeault, LLP 07/14/01 02/28/02
Cohn, Michael J.Enforcement Staff Attorney Fried, Frank, Harris, Shriver & Jacobson 07/25/00 03/29/01
Cohn, Michael J.Enforcement Staff Attorney Fried, Frank, Harris, Shriver & Jacobson 07/25/00 06/14/01
Cooke, ChristopherEnforcement Branch Chief Cooke Kobrick & Wu LLP 03/05/04 01/10/05
Cooke, ChristopherEnforcement Branch Chief Cooke Kobrick & Wu LLP 03/05/04 08/03/04
Councill, Stephen D.Enforcement Branch Chief Rogers & Hardin LLP 07/12/03 03/09/04
Councill, Stephen D.Enforcement Branch Chief Rogers & Hardin LLP 07/12/03 11/21/03
Councill, Stephen D.Enforcement Branch Chief Rogers & Hardin LLP 07/12/03 01/12/04
Councill, Stephen D.Enforcement Branch Chief Rogers & Hardin LLP 07/12/03 11/02/04
Craine, Patrick K.Enforcement Staff Attorney Munsch Hardt Kopf & Harr, P.C. 06/23/05 04/11/06
Craine, Patrick K.Enforcement Staff Attorney Munsch Hardt Kopf & Harr, P.C. 06/23/05 07/26/05
Craine, Patrick K.Enforcement Staff Attorney Munsch Hardt Kopf & Harr, P.C. 06/23/05 06/30/05
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Holland & Knight LLP 07/14/01 12/27/01
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Holland & Knight LLP 07/14/01 11/30/01
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Pepper Hamilton LLP 07/14/01 06/25/03
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Holland & Knight LLP 07/14/01 07/31/01
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Holland & Knight LLP 07/14/01 12/06/01
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Holland & Knight LLP 07/14/01 07/31/01
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Pepper Hamilton LLP 07/14/01 02/02/02
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Pepper Hamilton LLP 07/14/01 10/10/02
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Holland & Knight LLP 07/14/01 10/10/01
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Pepper Hamilton LLP 07/14/01 08/26/02
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Pepper Hamilton LLP 07/14/01 05/07/02
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Pepper Hamilton LLP 07/14/01 06/17/02
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Pepper Hamilton LLP 07/14/01 06/18/02
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Holland & Knight LLP 07/14/01 10/25/01
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Pepper Hamilton LLP 07/14/01 10/18/02
Crimmins, Stephen J.Enforcement Deputy Chief Litigation Counsel Holland & Knight LLP 07/14/01 11/05/01
Currier, G. WilliamEnforcement Assistant Director White & Case LLP 03/04/05 03/03/06
Currier, G. WilliamEnforcement Assistant Director White & Case LLP 03/04/05 09/20/05
Currier, G. WilliamEnforcement Assistant Director White & Case LLP 03/04/05 09/22/05
Currier, G. WilliamEnforcement Assistant Director White & Case LLP 03/04/05 03/03/06
Currier, G. WilliamEnforcement Assistant Director White & Case LLP 03/04/05 04/08/05
Curtis, George B.Enforcement Deputy Director Gibson, Dunn & Crutcher LLP 12/04/09 04/13/11
Curtis, George B.Enforcement Deputy Director Gibson, Dunn & Crutcher LLP 12/04/09 11/19/10
Curtis, George B.Enforcement Deputy Director Gibson, Dunn & Crutcher LLP 12/04/09 04/04/11
Cutler, Stephen M.Enforcement Director Wilmer Cutler Pickering Hale and Dorr LLP 05/18/05 05/22/06
Cutler, Christopher M.Enforcement Senior Counsel Sutherland Asbill & Brennan LLP 06/19/03 07/29/03
Cutler, Stephen M.Enforcement Director Wilmer Cutler Pickering Hale and Dorr LLP 05/18/05 05/25/06
Cutler, Stephen M.Enforcement Director Wilmer Cutler Pickering Hale and Dorr LLP 05/18/05 05/16/06
Cutler, Christopher M.Enforcement Senior Counsel Sutherland Asbill & Brennan LLP 06/19/03 09/02/03
Cutler, Stephen M.Enforcement Director Wilmer Cutler Pickering Hale and Dorr LLP 05/18/05 05/24/06
Cutler, Christopher M.Enforcement Senior Counsel Sutherland Asbill & Brennan LLP 06/19/03 06/26/03
Cutler, Christopher M.Enforcement Senior Counsel Sutherland Asbill & Brennan LLP 06/19/03 06/26/03
De Leon, Robert S.Enforcement Senior Counsel Hold Brothers On-Line Investment Services, Inc. 04/20/01 07/02/01
De Leon, Robert S.Enforcement Senior Counsel Sanford C. Bernstein & Co., LLC 04/20/01 08/06/02
deNeve, J. JorgeEnforcement Staff Attorney O'Melveny & Myers LLP 02/09/07 05/07/08
deNeve, J. JorgeEnforcement Staff Attorney O'Melveny & Myers LLP 02/09/07 04/11/07
deNeve, J. JorgeEnforcement Staff Attorney O'Melveny & Myers LLP 02/09/07 02/22/07
deNeve, J. JorgeEnforcement Staff Attorney O'Melveny & Myers LLP 02/09/07 03/06/07
deNeve, J. JorgeEnforcement Staff Attorney O'Melveny & Myers LLP 02/09/07 03/08/07
deNeve, J. JorgeEnforcement Staff Attorney O'Melveny & Myers LLP 02/09/07 02/21/07
DiMeglio, Gregory D.Enforcement Senior Counsel Stradley Ronon 07/15/05 08/18/05
DiMeglio, Gregory D.Enforcement Senior Counsel Stradley Ronon 07/15/05 11/02/05
DiMeglio, Gregory D.Enforcement Senior Counsel Stradley Ronon 07/15/05 01/27/06
DiMeglio, Gregory D.Enforcement Senior Counsel Stradley Ronon 07/15/05 01/20/06
DiMeglio, Gregory D.Enforcement Senior Counsel Stradley Ronon 07/15/05 11/18/05
DiMeglio, Gregory D.Enforcement Senior Counsel Stradley Ronon 07/15/05 11/23/05
DiMeglio, Gregory D.Enforcement Senior Counsel Stradley Ronon 07/15/05 04/12/06
DiMeglio, Gregory D.Enforcement Senior Counsel Stradley Ronon 07/15/05 01/18/06
Diver, Michael J.Enforcement Branch Chief Katten Muchin Zavis Rosenman 07/28/00 01/17/01
Dunbar, Andrew J.Enforcement Staff Attorney Sidley Austin LLP 08/15/08 09/10/08
Dunbar, Andrew J.Enforcement Staff Attorney Sidley Austin LLP 08/15/08 08/26/08
Dunbar, Andrew J.Enforcement Staff Attorney Sidley Austin LLP 08/15/08 04/22/09
Duncan, Russell D.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 02/17/06 10/25/06
Duncan, Russell D.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 02/17/06 04/24/06
Duncan, Russell D.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 02/17/06 04/24/06
Duncan, Russell D.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 02/17/06 09/06/06
Duncan, Russell D.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 02/17/06 05/12/06
Ebert, Rebecca F.Enforcement Senior Counsel Sidley Austin LLP 03/10/05 06/17/05
Ebert, Rebecca F.Enforcement Senior Counsel Sidley Austin LLP 03/10/05 02/02/06
Ebert, Rebecca F.Enforcement Senior Counsel Sidley Austin LLP 03/10/05 11/16/05
Ebert, Rebecca F.Enforcement Senior Counsel Sidley Austin LLP 03/10/05 02/02/06
Ebert, Rebecca F.Enforcement Senior Counsel Sidley Austin LLP 03/10/05 02/22/06
Ebert, Rebecca F.Enforcement Senior Counsel Sidley Austin LLP 03/10/05 06/22/05
Ebert, Rebecca F.Enforcement Senior Counsel Sidley Austin LLP 03/10/05 04/20/05
Ebert, Rebecca F.Enforcement Senior Counsel Sidley Austin LLP 03/10/05 12/27/05
Ebert, Rebecca F.Enforcement Senior Counsel Sidley Austin LLP 03/10/05 03/22/06
Edmundson, J. KevinEnforcement District Trial Counsel Haynes and Boone, LLP 09/21/01 02/06/02
Ellsworth, Larry P.Enforcement Assistant Chief Litigation Counsel Jenner & Block 07/31/05 08/05/05
Ellsworth, Larry P.Enforcement Assistant Chief Litigation Counsel Jenner & Block 07/31/05 08/03/05
Ellsworth, Larry P.Enforcement Assistant Chief Litigation Counsel Jenner & Block 07/31/05 09/20/05
Ellsworth, Larry P.Enforcement Assistant Chief Litigation Counsel Jenner & Block 07/31/05 09/07/05
Ellsworth, Larry P.Enforcement Assistant Chief Litigation Counsel Jenner & Block 07/31/05 01/29/07
Ellsworth, Larry P.Enforcement Assistant Chief Litigation Counsel Jenner & Block 07/31/05 09/20/05
Ellsworth, Larry P.Enforcement Assistant Chief Litigation Counsel Jenner & Block 07/31/05 10/07/05
Ellsworth, Larry P.Enforcement Assistant Chief Litigation Counsel Jenner & Block 07/31/05 08/02/05
Ellsworth, Larry P.Enforcement Assistant Chief Litigation Counsel Jenner & Block 07/31/05 08/12/05
Fahy, John R.Enforcement Attorney Fiserv Investor Services, Inc. and Tradestar Investments, Inc. 09/10/04 09/13/04
Feldman, Stuart P.Enforcement Branch Chief Greenberg Traurig LLP 12/18/06 05/10/07
Feldman, Stuart P.Enforcement Branch Chief Greenberg Traurig LLP 12/13/06 01/25/08
Feldman, Stuart P.Enforcement Branch Chief Greenberg Traurig LLP 12/13/06 08/15/08
Feldman, Stuart P.Enforcement Branch Chief Greenberg Traurig LLP 12/13/06 06/03/08
Feldman, Stuart P.Enforcement Branch Chief Greenberg Traurig LLP 12/13/06 12/11/08
Feldman, Stuart P.Enforcement Branch Chief Greenberg Traurig LLP 12/13/06 06/27/08
Feldman, Stuart P.Enforcement Branch Chief Greenberg Traurig LLP 12/13/06 06/06/08
Feldman, Stuart P.Enforcement Branch Chief Greenberg Traurig LLP 12/13/06 01/28/08
Feldman, Stuart P.Enforcement Branch Chief Greenberg Traurig LLP 12/13/06 06/27/08
Field, John J.Enforcement Senior Counsel Nixon Peabody LLP 08/22/03 10/08/03
Field, John J.Enforcement Senior Counsel Nixon Peabody LLP 08/22/03 09/26/03
Firestone, Frederic D.Enforcement Associate Director McDermott Will & Emery LLP 02/27/10 02/10/11
Firestone, Frederic D.Enforcement Associate Director McDermott Will & Emery LLP 02/27/10 04/29/11
Firestone, Frederic D.Enforcement Associate Director McDermott Will & Emery LLP 02/27/10 04/05/11
Firestone, Frederic D.Enforcement Associate Director McDermott Will & Emery LLP 02/27/10 04/18/11
Firestone, Frederic D.Enforcement Associate Director McDermott Will & Emery LLP 02/27/10 04/29/11
Fokas, JimmyEnforcement Staff Attorney Baker & Hostetler LLP 06/10/05 06/20/05
Fokas, JimmyEnforcement Staff Attorney Baker & Hostetler LLP 06/10/05 10/04/06
Fokas, JimmyEnforcement Staff Attorney Baker & Hostetler LLP 06/10/05 08/01/06
Fokas, JimmyEnforcement Staff Attorney Baker & Hostetler LLP 06/10/05 10/04/06
Fokas, JimmyEnforcement Staff Attorney Baker & Hostetler LLP 06/10/05 06/21/06
Fokas, JimmyEnforcement Staff Attorney Baker & Hostetler LLP 06/10/05 05/04/06
Freeman, Jeremy D.Enforcement Staff Attorney McGuireWoods, LLP 04/23/04 10/21/04
Freeman, Jeremy D.Enforcement Staff Attorney McGuireWoods, LLP 04/23/04 05/03/05
Freeman, Jeremy D.Enforcement Staff Attorney McGuireWoods, LLP 04/23/04 12/22/04
Freeman, Jeremy D.Enforcement Staff Attorney McGuireWoods, LLP 04/23/04 05/16/05
Freeman, Jeremy D.Enforcement Staff Attorney McGuireWoods, LLP 04/23/04 01/21/05
Friedman, IsraelEnforcement Branch Chief Kensico Capital Management Corp. 04/09/10 04/01/11
Gardner, Mary E.Enforcement Senior Counsel McDermott Will & Emery LLP 06/18/04 06/25/04
Gardner, Mary E.Enforcement Senior Counsel McDermott Will & Emery LLP 06/18/04 06/25/04
Gardner, Mary E.Enforcement Senior Counsel McDermott Will & Emery LLP 06/18/04 07/22/04
Gardner, Mary E.Enforcement Senior Counsel McDermott Will & Emery LLP 06/18/04 11/01/05
Gardner, Mary E.Enforcement Senior Counsel McDermott Will & Emery LLP 06/18/04 03/15/06
Gardner, Mary E.Enforcement Senior Counsel McDermott Will & Emery LLP 06/18/04 05/01/06
Gardner, Mary E.Enforcement Senior Counsel McDermott Will & Emery LLP 06/18/04 06/25/04
Gardner, Mary E.Enforcement Senior Counsel McDermott Will & Emery LLP 06/18/04 11/01/05
Gerlach, Paul V.Enforcement Associate Director Sidley Austin LLP 04/13/00 04/08/02
Gerlach, Paul V.Enforcement Associate Director Sidley Austin LLP 04/13/00 05/14/01
Gerlach, Paul V.Enforcement Associate Director Sidley Austin LLP 04/13/00 08/24/01
Gerlach, Paul V.Enforcement Associate Director Sidley Austin LLP 04/13/00 01/02/02
Gerlach, Paul V.Enforcement Associate Director Sidley Austin LLP 04/13/00 01/31/02
Gerlach, Paul V.Enforcement Associate Director Sidley Austin LLP 04/13/00 03/28/02
Gerlach, Paul V.Enforcement Associate Director Sidley Austin LLP 04/13/00 10/18/01
Gerlach, Paul V.Enforcement Associate Director Sidley Austin LLP 04/13/00 04/11/01
Gerlach, Paul V.Enforcement Associate Director Sidley Austin LLP 04/13/00 11/01/01
Gerlach, Paul V.Enforcement Associate Director Sidley Austin LLP 04/13/00 01/29/01
Gerlach, Paul V.Enforcement Associate Director Sidley Austin LLP 04/13/00 10/01/01
Gerlach, Paul V.Enforcement Associate Director Sidley Austin LLP 04/13/00 03/04/02
Gerlach, Paul V.Enforcement Associate Director Sidley Austin LLP 04/13/00 03/28/02
Gerlach, Paul V.Enforcement Associate Director Sidley Austin LLP 04/13/00 02/26/02
Gerlach, Paul V.Enforcement Associate Director Sidley Austin LLP 04/13/00 05/16/01
Goel, AsheeshEnforcement Branch Chief Kirkland & Ellis LLP 12/30/05 01/27/06
Goel, AsheeshEnforcement Branch Chief Kirkland & Ellis LLP 12/30/05 01/27/06
Goel, AsheeshEnforcement Branch Chief Kirkland & Ellis LLP 12/30/05 01/27/06
Gok, Lisa A.Enforcement Assistant Regional Director Transamerica Financial Advisors, Inc. 10/04/05 11/03/05
Goldfried, Daniel A.Enforcement Senior Counsel Merrill Lynch 03/02/07 09/02/08
Goldfried, Daniel A.Enforcement Senior Counsel Merrill Lynch 03/02/07 03/27/07
Goldfried, Daniel A.Enforcement Senior Counsel Merrill Lynch 03/02/07 05/07/07
Goldfried, Daniel A.Enforcement Senior Counsel Merrill Lynch 03/02/07 09/03/08
Goldfried, Daniel A.Enforcement Senior Counsel Merrill Lynch 03/02/07 03/07/07
Goldfried, Daniel A.Enforcement Senior Counsel Merrill Lynch 03/02/07 07/05/07
Goldfried, Daniel A.Enforcement Senior Counsel Merrill Lynch 03/02/07 09/06/07
Goldfried, Daniel A.Enforcement Senior Counsel Merrill Lynch 03/02/07 10/31/07
Goldfried, Daniel A.Enforcement Senior Counsel Merrill Lynch 03/02/07 04/24/07
Goldfried, Daniel A.Enforcement Senior Counsel Merrill Lynch 03/02/07 05/09/07
Goldfried, Daniel A.Enforcement Senior Counsel Merrill Lynch 03/02/07 05/31/07
Goldfried, Daniel A.Enforcement Senior Counsel Merrill Lynch 03/02/07 03/29/07
Goldfried, Daniel A.Enforcement Senior Counsel Merrill Lynch 03/02/07 02/12/08
Goldfried, Daniel A.Enforcement Senior Counsel Merrill Lynch 03/02/07 03/26/08
Goldfried, Daniel A.Enforcement Senior Counsel Merrill Lynch 03/02/07 06/05/07
Goldfried, Daniel A.Enforcement Senior Counsel Merrill Lynch 03/02/07 06/14/07
Goldfried, Daniel A.Enforcement Senior Counsel Merrill Lynch 03/02/07 08/16/07
Grassey, Gary T.Enforcement Staff Attorney Fidelity Investments 07/16/04 09/14/04
Greenstein, Louis D.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 08/18/00 05/18/01
Greenstein, Louis D.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 08/18/00 06/05/01
Greenstein, Louis D.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 08/18/00 08/13/01
Greenstein, Louis D.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 08/18/00 06/11/01
Greenstein, Louis D.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 08/18/00 10/01/01
Greenstein, Louis D.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 08/18/00 05/07/01
Greenstein, Louis D.Enforcement Staff Attorney Paul, Hastings, Janofsky & Walker LLP 08/18/00 01/04/01
Greenstein, Louis D.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 08/18/00 01/15/02
Greenstein, Louis D.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 08/18/00 05/01/02
Greenstein, Louis D.Enforcement Staff Attorney Paul, Hastings, Janofsky & Walker LLP 08/18/00 03/23/01
Greenstein, Louis D.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 08/18/00 11/09/01
Grime, Richard W.Enforcement Assistant Director O'Melveny & Myers LLP 06/15/07 09/09/08
Grime, Richard W.Enforcement Assistant Director O'Melveny & Myers LLP 06/15/07 01/08/09
Grime, Richard W.Enforcement Assistant Director O'Melveny & Myers LLP 06/15/07 12/17/07
Grime, Richard W.Enforcement Assistant Director O'Melveny & Myers LLP 01/15/07 09/20/07
Grime, Richard W.Enforcement Assistant Director O'Melveny & Myers LLP 06/15/07 03/13/09
Grime, Richard W.Enforcement Assistant Director O'Melveny & Myers LLP 06/15/07 10/16/07
Grunberg, Nancy R.Enforcement Assistant Director Venable LLP 09/26/02 01/03/03
Grunberg, Nancy R.Enforcement Assistant Director Venable LLP 09/26/02 07/25/03
Grunberg, Nancy R.Enforcement Assistant Director Venable LLP 09/26/02 11/05/02
Grunberg, Nancy R.Enforcement Assistant Director Venable LLP 09/26/02 05/16/03
Grunberg, Nancy R.Enforcement Assistant Director Venable LLP 09/26/02 12/18/03
Grunberg, Nancy R.Enforcement Assistant Director Venable LLP 09/26/02 07/25/03
Grunberg, Nancy R.Enforcement Assistant Director Venable LLP 09/26/02 11/14/02
Grunberg, Nancy R.Enforcement Assistant Director Venable LLP 09/26/02 05/16/03
Gumagay, Paul A.Enforcement Senior Counsel Wilmer Cutler Pickering Hale and Dorr LLP 05/05/04 06/14/04
Hamm, Kathleen M.Enforcement Assistant Director Wilson Sonsini Goodrich & Rosati, P.C. 07/14/00 04/05/01
Hamm, Kathleen M.Enforcement Assistant Director Wilson Sonsini Goodrich & Rosati, P.C. 07/14/00 05/21/01
Hamm, Kathleen M.Enforcement Assistant Director Wilson Sonsini Goodrich & Rosati, P.C. 07/14/00 05/10/01
Hamm, Kathleen M.Enforcement Assistant Director Nasdaq Liffe Markets, LLC 07/14/00 10/15/01
Hamm, Kathleen M.Enforcement Assistant Director Wilson Sonsini Goodrich & Rosati, P.C. 07/14/00 07/03/01
Hamm, Raymond J.Enforcement Associate Chief Accountant Ten Eyck Associates, Inc. 03/19/03 08/14/03
Hamm, Kathleen M.Enforcement Assistant Director Wilson Sonsini Goodrich & Rosati, P.C. 07/14/00 03/09/01
Hamm, Kathleen M.Enforcement Assistant Director Wilson Sonsini Goodrich & Rosati, P.C. 07/14/00 01/07/01
Harnisch, Kevin J.Enforcement Branch Chief Fried, Frank, Harris, Shriver & Jacobson 07/02/99 03/07/01
Harnisch, Kevin J.Enforcement Branch Chief Fried, Frank, Harris, Shriver & Jacobson 07/02/99 05/15/01
Harnisch, Kevin J.Enforcement Branch Chief Fried, Frank, Harris, Shriver & Jacobson 07/02/99 02/01/01
Hashemi, CazEnforcement Staff Attorney Wilson Sonsini Goodrich & Rosati, P.C. 05/19/00 01/25/01
Heilizer, Deborah G.Enforcement Deputy Assistant Director Deutsche Bank AG 07/12/02 07/09/04
Heilizer, Deborah G.Enforcement Deputy Assistant Director Deutsche Bank AG 07/12/02 12/03/03
Heilizer, Deborah G.Enforcement Deputy Assistant Director Deutsche Bank AG 07/12/02 08/20/02
Heilizer, Deborah G.Enforcement Deputy Assistant Director Deutsche Bank AG 07/12/02 12/09/02
Heilizer, Deborah G.Enforcement Deputy Assistant Director Deutsche Bank AG 07/12/02 09/05/02
Hiller, Carolyn L.Enforcement Attorney American International Group, Inc. 10/31/05 08/17/07
Hiller, Carolyn L.Enforcement Attorney American International Group, Inc. 10/31/05 07/26/07
Hiller, Carolyn L.Enforcement Attorney Dechert 10/31/05 11/08/05
Hiller, Carolyn L.Enforcement Attorney Dechert 10/31/05 11/30/05
Hoffmann, Vanessa M.Enforcement Staff Attorney Wells Fargo 11/28/05 05/09/06
Hoffmann, Vanessa M.Enforcement Staff Attorney Wells Fargo 11/28/05 12/22/05
Hoffmann, Vanessa M.Enforcement Staff Attorney Wells Fargo 11/28/05 09/20/06
Isenberg, Jerry A.Enforcement Assistant Director McGuireWoods, LLP 11/17/00 03/27/01
Isenberg, Jerry A.Enforcement Assistant Director McGuireWoods, LLP 11/17/00 04/16/01
Isenberg, Jerry A.Enforcement Assistant Director McGuireWoods, LLP 11/17/00 04/09/01
Isenberg, Jerry A.Enforcement Assistant Director LeClair Ryan 11/17/00 05/31/02
Isenberg, Jerry A.Enforcement Assistant Director LeClair Ryan 11/17/00 10/24/01
Isenberg, Jerry A.Enforcement Assistant Director McGuireWoods, LLP 11/17/00 02/13/01
Isenberg, Jerry A.Enforcement Assistant Director McGuireWoods, LLP 11/17/00 09/18/01
Isenberg, Jerry A.Enforcement Assistant Director LeClair Ryan 11/17/00 04/12/02
Isenberg, Jerry A.Enforcement Assistant Director LeClair Ryan 11/17/00 07/08/02
Isenberg, Jerry A.Enforcement Assistant Director LeClair Ryan 11/17/00 04/12/02
Isenberg, Jerry A.Enforcement Assistant Director LeClair Ryan 11/17/00 07/17/02
Isenberg, Jerry A.Enforcement Assistant Director LeClair Ryan 11/17/00 07/08/02
Isenberg, Jerry A.Enforcement Assistant Director McGuireWoods, LLP 11/17/00 05/29/01
Ivascu, John C.Enforcement Staff Attorney Vinson & Elkins LLP 01/02/06 01/05/06
Izower, RachelEnforcement Senior Counsel Greenberg Traurig LLP 09/24/05 04/05/06
Izower, RachelEnforcement Senior Counsel Greenberg Traurig LLP 08/24/05 03/08/07
Jackson, Gary E.Enforcement Senior Trial Counsel Morgan Stanley 01/31/01 03/18/02
Jackson, Gary E.Enforcement Senior Trial Counsel Morgan Stanley 01/31/01 04/18/01
Jackson, Gary E.Enforcement Senior Trial Counsel Morgan Stanley 01/31/01 03/16/01
Jackson, Gary E.Enforcement Senior Trial Counsel Morgan Stanley 01/31/01 04/23/01
Jaconski, Michelle WilsonEnforcement Professional Accounting Fellow PricewaterhouseCoopers LLP 05/15/04 09/07/04
Johnson, Treazure R.Enforcement Senior Assistant Chief Litigation Counsel Venable LLP 08/08/05 03/20/06
Johnson, Treazure R.Enforcement Senior Assistant Chief Litigation Counsel Venable LLP 08/08/05 04/19/06
Johnson, Treazure R.Enforcement Senior Assistant Chief Litigation Counsel Venable LLP 08/08/05 10/12/05
Johnson, Treazure R.Enforcement Senior Assistant Chief Litigation Counsel Venable LLP 08/08/05 08/31/06
Johnson, Treazure R.Enforcement Senior Assistant Chief Litigation Counsel Venable LLP 08/08/05 04/03/07
Johnson, Treazure R.Enforcement Senior Assistant Chief Litigation Counsel Venable LLP 08/08/05 03/03/06
Johnson, Treazure R.Enforcement Senior Assistant Chief Litigation Counsel Venable LLP 08/08/05 11/22/05
Johnson, Treazure R.Enforcement Senior Assistant Chief Litigation Counsel Venable LLP 08/08/05 11/30/05
Johnson, Treazure R.Enforcement Senior Assistant Chief Litigation Counsel Venable LLP 08/08/05 02/22/06
Johnson, Treazure R.Enforcement Senior Assistant Chief Litigation Counsel Venable LLP 08/08/05 01/24/06
Johnson, Treazure R.Enforcement Senior Assistant Chief Litigation Counsel Venable LLP 08/08/05 02/03/06
Johnston, Lynne E.Enforcement Staff Attorney Lehman Brothers 12/31/99 06/25/01
Johnston, Lynne E.Enforcement Staff Attorney Lehman Brothers 12/31/99 06/20/01
Johnston, Lynne E.Enforcement Staff Attorney Lehman Brothers 12/31/99 05/03/01
Johnston, Lynne E.Enforcement Staff Attorney Lehman Brothers 12/31/99 05/03/01
Johnston, Lynne E.Enforcement Staff Attorney Lehman Brothers 12/31/99 05/08/01
Johnston, Lynne E.Enforcement Staff Attorney Lehman Brothers 12/31/99 12/18/00
Johnston, Lynne E.Enforcement Staff Attorney Lehman Brothers 12/31/99 05/03/01
Johnston, Lynne E.Enforcement Staff Attorney Lehman Brothers 12/31/99 05/07/01
Johnston, Lynne E.Enforcement Staff Attorney Lehman Brothers 12/31/99 05/03/01
Jordan, Anthony C.Enforcement Branch Chief StoneTurn Group LLP 09/01/06 02/20/08
Jordan, Anthony C.Enforcement Branch Chief StoneTurn Group LLP 09/01/06 01/16/08
Kell, LaShon K.Enforcement Staff Attorney Venable LLP 06/18/03 07/14/03
Kell, LaShon K.Enforcement Staff Attorney Venable LLP 06/18/03 09/23/03
Kell, LaShon K.Enforcement Staff Attorney Venable LLP 06/18/03 12/18/03
Kell, LaShon K.Enforcement Staff Attorney Venable LLP 06/18/03 10/08/03
Kell, LaShon K.Enforcement Staff Attorney Venable LLP 06/18/03 08/27/03
Kinsey, Jr., Walton S.Enforcement Branch Chief Walter S. Kinsey, Jr., Attorney at Law 01/01/06 11/06/07
Kirkpatrick, Christopher E.Enforcement Branch Chief Haynes and Boone, LLP 09/08/00 06/03/02
Kirkpatrick, Christopher E.Enforcement Branch Chief Haynes and Boone, LLP 09/08/00 03/28/01
Kirkpatrick, Christopher E.Enforcement Branch Chief Haynes and Boone, LLP 09/08/00 06/12/02
Kirkpatrick, Christopher E.Enforcement Branch Chief Haynes and Boone, LLP 09/08/00 07/17/01
Klein, Gary T.Enforcement Branch Chief Klein & Sallah LLC 06/04/04 08/18/04
Klein, Gary T.Enforcement Branch Chief Klein & Sallah LLC 06/04/04 08/10/04
Knapton, Donna K.Enforcement Senior Counsel Carlton Fields, P.A. 10/30/06 11/13/06
Knapton, Donna K.Enforcement Senior Counsel Carlton Fields, P.A. 10/30/06 05/18/07
Knuts, RobertEnforcement Senior Trial Counsel Day, Berry & Howard LLP 08/08/03 12/05/03
Knuts, RobertEnforcement Senior Trial Counsel Day, Berry & Howard LLP 08/08/03 10/30/03
Knuts, RobertEnforcement Senior Trial Counsel Day, Berry & Howard LLP 08/08/03 02/03/04
Knuts, RobertEnforcement Senior Trial Counsel Day, Berry & Howard LLP 08/08/03 04/02/04
Knuts, RobertEnforcement Senior Trial Counsel Day, Berry & Howard LLP 08/08/03 12/05/03
Knuts, RobertEnforcement Senior Trial Counsel Day, Berry & Howard LLP 08/08/03 11/17/03
Knuts, RobertEnforcement Senior Trial Counsel Day, Berry & Howard LLP 08/08/03 11/17/03
Knuts, RobertEnforcement Senior Trial Counsel Day, Berry & Howard LLP 08/08/03 02/03/04
Kopecky, James L.Enforcement Branch Chief James L. Kopecky, P.C. 07/12/02 06/07/04
Kopecky, James L.Enforcement Branch Chief James L. Kopecky, P.C. 07/12/02 11/12/03
Kornblau, David L.Enforcement Chief Litigation Counsel Merrill Lynch 08/05/05 09/30/05
Kornblau, David L.Enforcement Chief Litigation Counsel Merrill Lynch 08/05/05 01/11/06
Kornblau, David L.Enforcement Chief Litigation Counsel Merrill Lynch 08/05/05 03/27/06
Kornblau, David L.Enforcement Chief Litigation Counsel Merrill Lynch 08/05/05 10/24/06
Kornblau, David L.Enforcement Chief Litigation Counsel Merrill Lynch 08/05/05 06/22/06
Kostolampros, GeorgeEnforcement Senior Counsel Venable LLP 01/19/07 07/25/07
Kostolampros, GeorgeEnforcement Senior Counsel Venable LLP 01/19/07 02/15/08
Kreiger, Sean E.Enforcement Staff Attorney K&L Gates LLP 05/14/04 05/19/04
Kreiger, Sean E.Enforcement Staff Attorney K&L Gates LLP 05/10/04 06/10/04
Lackey, Kay L.Enforcement Assistant Regional Director RBS Securities Inc. 07/31/09 03/18/11
Lackey, Kay L.Enforcement Assistant Regional Director RBS Securities Inc. 07/31/09 11/05/10
Lackey, Kay L.Enforcement Assistant Regional Director RBS Securities Inc. 08/01/09 03/21/11
Lawrence, Andrew M.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 02/27/04 09/14/04
Lawrence, Andrew M.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 02/27/04 03/02/04
Lawrence, Andrew M.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 02/27/04 07/07/04
Lawrence, Andrew M.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 02/27/04 04/06/04
Lawrence, Andrew M.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 02/27/04 09/30/04
Lawrence, Andrew M.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 02/27/04 07/13/05
Lawrence, Andrew M.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 02/27/04 10/14/04
Lawrence, Andrew M.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 02/27/04 04/26/04
Lawrence, Andrew M.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 02/27/04 04/06/04
Lawrence, Gregory T.Enforcement Senior Counsel Conti Fenn & Lawrence LLC 07/31/05 09/26/05
Lawrence, Andrew M.Enforcement Staff Attorney Skadden, Arps, Slate, Meagher & Flom LLP 02/27/04 12/17/04
Lee, Jason P.Enforcement Senior Counsel Shartsis Friese LLP 10/01/04 11/03/04
Lee, Jason P.Enforcement Senior Counsel Shartsis Friese LLP 10/01/04 09/23/05
Lee, Jason P.Enforcement Senior Counsel Shartsis Friese LLP 10/01/04 01/25/06
Lee, Jason P.Enforcement Senior Counsel Shartsis Friese LLP 10/01/04 09/23/05
Lee, Jason P.Enforcement Senior Counsel Shartsis Friese LLP 10/01/04 10/19/05
Lee, Jason P.Enforcement Senior Counsel Shartsis Friese LLP 10/01/04 09/15/05
Lee, Jason P.Enforcement Senior Counsel Shartsis Friese LLP 10/01/04 05/16/05
Lee, Jason P.Enforcement Senior Counsel Shartsis Friese LLP 10/01/04 01/24/05
Lee, Jason P.Enforcement Senior Counsel Shartsis Friese LLP 10/01/04 03/15/05
Lee, Jason P.Enforcement Senior Counsel Shartsis Friese LLP 10/01/04 02/22/05
Lee, Jason P.Enforcement Senior Counsel Shartsis Friese LLP 10/01/04 03/07/06
Lee, Jason P.Enforcement Senior Counsel Shartsis Friese LLP 10/01/04 07/20/05
Lee, Jason P.Enforcement Senior Counsel Shartsis Friese LLP 10/01/04 09/22/05
Lee, Jason P.Enforcement Senior Counsel Shartsis Friese LLP 10/01/04 04/26/05
Lehrer, Frederick M.Enforcement Senior Counsel Hamilton, Lehrer & Dargan, P.A. 01/10/00 09/17/01
Lehrer, Frederick M.Enforcement Senior Counsel Hamilton, Lehrer & Dargan, P.A. 01/10/00 02/15/01
Lehrer, Frederick M.Enforcement Senior Counsel Hamilton, Lehrer & Dargan, P.A. 01/10/00 02/15/01
Lehrer, Frederick M.Enforcement Senior Counsel Hamilton, Lehrer & Dargan, P.A. 01/10/00 12/11/01
Lehrer, Frederick M.Enforcement Senior Counsel Hamilton, Lehrer & Dargan, P.A. 01/10/00 10/30/00
Lehrer, Frederick M.Enforcement Senior Counsel Hamilton, Lehrer & Dargan, P.A. 01/10/00 04/19/01
Lehrer, Frederick M.Enforcement Senior Counsel Hamilton, Lehrer & Dargan, P.A. 01/10/00 11/15/00
Lehrer, Frederick M.Enforcement Senior Counsel Hamilton, Lehrer & Dargan, P.A. 01/10/00 07/02/01
Lehrer, Frederick M.Enforcement Senior Counsel Hamilton, Lehrer & Dargan, P.A. 01/10/00 08/08/01
Lehrer, Frederick M.Enforcement Senior Counsel Hamilton, Lehrer & Dargan, P.A. 01/10/00 12/20/00
Levine, Joshua E.Enforcement Senior Attorney Citigroup 06/09/06 05/16/07
Levine, David M.Enforcement Senior Advisor Deutsche Bank AG 11/30/01 02/08/02
Levine, Joshua E.Enforcement Senior Attorney Citigroup 06/09/06 07/12/06
Levine, Joshua E.Enforcement Senior Attorney Citigroup 06/09/06 06/22/07
Levine, David M.Enforcement Senior Advisor Deutsche Bank AG 11/30/01 04/01/02
Levine, Joshua E.Enforcement Senior Attorney Citigroup 06/09/06 10/13/06
Levine, Joshua E.Enforcement Senior Attorney Citigroup 06/09/06 09/06/07
Levine, David M.Enforcement Senior Advisor Deutsche Bank AG 11/30/01 12/03/01
Levine, Joshua E.Enforcement Senior Attorney Citigroup 06/09/06 09/17/06
Levine, Joshua E.Enforcement Senior Attorney Citigroup 06/09/06 11/01/07
Levine, Joshua E.Enforcement Senior Attorney Citigroup 06/09/06 10/17/06
Levine, Joshua E.Enforcement Senior Attorney Citigroup 06/09/06 02/11/08
Levine, Joshua E.Enforcement Senior Attorney Citigroup 06/09/06 09/05/06
Levine, David M.Enforcement Senior Advisor Deutsche Bank AG 11/30/01 12/26/01
Levine, Joshua E.Enforcement Senior Attorney Citigroup 06/09/06 07/31/07
Levine, David M.Enforcement Senior Advisor Deutsche Bank AG 11/30/01 02/07/02
Levine, David M.Enforcement Senior Advisor Deutsche Bank AG 11/30/01 04/29/03
Levine, Joshua E.Enforcement Senior Attorney Citigroup 06/09/06 07/27/06
Levine, Joshua E.Enforcement Senior Attorney Citigroup 06/09/06 08/17/06
Levine, Joshua E.Enforcement Senior Attorney Citigroup 06/09/06 04/27/07
Lewis, Jason S.Enforcement Staff Attorney Locke Lord Bissell & Liddell LLP 11/30/07 08/11/08
Lewis, Jason S.Enforcement Staff Attorney Locke Lord Bissell & Liddell LLP 11/30/07 01/07/08
Lewis, Jason S.Enforcement Staff Attorney Locke Lord Bissell & Liddell LLP 11/30/07 01/22/08
Lewis, Jason S.Enforcement Staff Attorney Locke Lord Bissell & Liddell LLP 11/30/07 10/13/08
Loach, Jennifer C.Enforcement Branch Chief RBS Securities Inc. 11/20/09 09/16/11
Loach, Jennifer C.Enforcement Branch Chief RBS Securities Inc. 11/20/09 07/27/11
Loach, Jennifer C.Enforcement Branch Chief RBS Securities Inc. 11/20/09 07/22/10
Loach, Jennifer C.Enforcement Branch Chief RBS Securities Inc. 11/20/09 05/11/10
Loach, Jennifer C.Enforcement Branch Chief RBS Securities Inc. 11/20/09 03/15/10
Loach, Jennifer C.Enforcement Branch Chief RBS Securities Inc. 11/20/09 09/16/11
Loach, Jennifer C.Enforcement Branch Chief RBS Securities Inc. 11/20/09 02/03/10
Loach, Jennifer C.Enforcement Branch Chief RBS Securities Inc. 11/20/09 08/05/10
Loach, Jennifer C.Enforcement Branch Chief RBS Securities Inc. 11/20/09 08/27/10
Loach, Jennifer C.Enforcement Branch Chief RBS Securities Inc. 11/20/09 08/26/10
Loftus, Kevin M.Enforcement Branch Chief Paul, Weiss, Rifkind, Wharton & Garrison LLP 05/09/08 09/23/09
Loftus, Kevin M.Enforcement Branch Chief Paul, Weiss, Rifkind, Wharton & Garrison LLP 05/09/08 09/15/09
Loftus, Kevin M.Enforcement Branch Chief Paul, Weiss, Rifkind, Wharton & Garrison LLP 05/09/08 01/19/09
Loftus, Kevin M.Enforcement Branch Chief Paul, Weiss, Rifkind, Wharton & Garrison LLP 05/09/08 01/07/09
Loftus, Kevin M.Enforcement Branch Chief Paul, Weiss, Rifkind, Wharton & Garrison LLP 05/09/08 08/14/08
Loftus, Kevin M.Enforcement Branch Chief Paul, Weiss, Rifkind, Wharton & Garrison LLP 05/09/08 05/03/10
Loftus, Kevin M.Enforcement Branch Chief Paul, Weiss, Rifkind, Wharton & Garrison LLP 05/09/08 07/07/08
Loftus, Kevin M.Enforcement Branch Chief Paul, Weiss, Rifkind, Wharton & Garrison LLP 05/09/08 03/31/09
Loftus, Kevin M.Enforcement Branch Chief Paul, Weiss, Rifkind, Wharton & Garrison LLP 05/09/08 11/11/08
Loftus, Kevin M.Enforcement Branch Chief Paul, Weiss, Rifkind, Wharton & Garrison LLP 05/09/08 04/23/09
Loftus, Kevin M.Enforcement Branch Chief Paul, Weiss, Rifkind, Wharton & Garrison LLP 05/09/08 02/17/10
Lowman, Michael K.Enforcement Assistant Chief Litigation Counsel Jenner & Block 08/11/06 01/17/07
Lowman, Michael K.Enforcement Assistant Chief Litigation Counsel Jenner & Block 08/11/06 08/21/06
Lowman, Michael K.Enforcement Assistant Chief Litigation Counsel Jenner & Block 08/11/06 10/09/06
Lowman, Michael K.Enforcement Assistant Chief Litigation Counsel Jenner & Block 08/11/06 11/16/06
Lowman, Michael K.Enforcement Assistant Chief Litigation Counsel Jenner & Block 08/11/06 12/19/07
Lu, Chih-PinEnforcement Senior Counsel Johnson, Pope, Bokor, Ruppel & Burns, LLP 08/01/05 02/06/06
Lu, Chih-PinEnforcement Senior Counsel Johnson, Pope, Bokor, Ruppel & Burns, LLP 08/01/05 08/07/06
Lu, Chih-PinEnforcement Senior Counsel Johnson, Pope, Bokor, Ruppel & Burns, LLP 08/01/05 02/15/06
Lum, Amy E. GibsonEnforcement Senior Attorney Katten Muchin Zavis Rosenman 10/22/04 07/01/05
Lum, Amy E. GibsonEnforcement Senior Attorney Katten Muchin Zavis Rosenman 10/22/04 11/01/04
Lum, Amy E. GibsonEnforcement Senior Attorney Katten Muchin Zavis Rosenman 10/22/04 11/12/04
Lum, Amy E. GibsonEnforcement Senior Attorney Katten Muchin Zavis Rosenman 10/22/04 04/28/05
Mannon, Joseph M.Enforcement Staff Attorney Vedder, Price, Kaufman & Kammholz, P.C. 01/07/05 12/14/06
Mannon, Joseph M.Enforcement Staff Attorney Vedder, Price, Kaufman & Kammholz, P.C. 01/07/05 09/21/06
Mannon, Joseph M.Enforcement Staff Attorney Vedder, Price, Kaufman & Kammholz, P.C. 01/07/05 12/21/05
Mannon, Joseph M.Enforcement Staff Attorney Vedder, Price, Kaufman & Kammholz, P.C. 01/07/05 02/28/06
Mannon, Joseph M.Enforcement Staff Attorney Vedder, Price, Kaufman & Kammholz, P.C. 01/07/05 01/26/05
Mannon, Joseph M.Enforcement Staff Attorney Vedder, Price, Kaufman & Kammholz, P.C. 01/07/05 11/11/05
Mannon, Joseph M.Enforcement Staff Attorney Vedder, Price, Kaufman & Kammholz, P.C. 01/07/05 03/24/05
Markel, Susan G.Enforcement Chief Accountant AlixPartners LLP 01/02/09 06/05/10
Mathews, Walter J.Enforcement Senior Counsel Walter J. Mathews, P.A. 11/10/06 09/08/09
Mathews, Walter J.Enforcement Senior Counsel Walter J. Mathews, P.A. 11/10/06 11/29/06
Mathews, Walter J.Enforcement Senior Counsel Walter J. Mathews, P.A. 11/10/06 04/25/07
Mathews, Walter J.Enforcement Senior Counsel Walter J. Mathews, P.A. 11/10/06 06/07/07
Mathews, Walter J.Enforcement Senior Counsel Walter J. Mathews, P.A. 11/10/06 05/02/08
Mathews, Walter J.Enforcement Senior Counsel Walter J. Mathews, P.A. 11/10/06 06/25/07
McAndrews, ThomasEnforcement Staff Attorney O'Melveny & Myers LLP 05/01/05 08/02/06
McAndrews, ThomasEnforcement Employee O'Melveny & Myers LLP 05/01/05 01/23/06
McAndrews, ThomasEnforcement Attorney O'Melveny & Myers LLP 05/01/05 01/11/07
McCormick, Kelly A.Enforcement Senior Counsel Crowell & Moring LLP 08/08/03 09/21/04
McCormick, Kelly A.Enforcement Senior Counsel Crowell & Moring LLP 08/08/03 08/18/03
McCormick, Kelly A.Enforcement Senior Counsel Crowell & Moring LLP 08/08/03 08/15/03
McCormick, Kelly A.Enforcement Senior Counsel Crowell & Moring LLP 08/08/03 11/09/04
McGovern, William F.Enforcement Assistant Regional Director Morgan Stanley 06/25/04 07/16/04
McKown, Joan E.Enforcement Chief Counsel Jones Day 07/30/10 09/23/11
McKown, Joan E.Enforcement Chief Counsel Jones Day 07/30/10 09/27/11
Meisner, Derek M.Enforcement Branch Chief K&L Gates LLP 07/23/04 09/20/04
Meisner, Derek M.Enforcement Branch Chief K&L Gates LLP 07/23/04 01/10/05
Meisner, Derek M.Enforcement Branch Chief K&L Gates LLP 07/23/04 05/05/05
Meisner, Derek M.Enforcement Branch Chief K&L Gates LLP 07/23/04 04/08/05
Meisner, Derek M.Enforcement Branch Chief K&L Gates LLP 07/23/04 07/27/04
Meisner, Derek M.Enforcement Branch Chief K&L Gates LLP 07/23/04 02/28/05
Meisner, Derek M.Enforcement Branch Chief K&L Gates LLP 07/23/04 05/16/06
Meisner, Derek M.Enforcement Branch Chief K&L Gates LLP 07/23/04 04/08/05
Meisner, Derek M.Enforcement Branch Chief K&L Gates LLP 07/23/04 07/27/04
Meisner, Derek M.Enforcement Branch Chief K&L Gates LLP 07/23/04 08/04/04
Meisner, Derek M.Enforcement Branch Chief K&L Gates LLP 07/23/04 05/27/05
Mejia, Luis R.Enforcement Chief Litigation Counsel DLA Piper 12/04/09 04/27/10
Mejia, Luis R.Enforcement Chief Litigation Counsel DLA Piper 12/04/09 05/04/10
Mejia, Luis R.Enforcement Chief Litigation Counsel DLA Piper 12/04/09 03/19/10
Mejia, Luis R.Enforcement Chief Litigation Counsel DLA Piper 12/04/09 01/05/10
Mejia, Luis R.Enforcement Chief Litigation Counsel DLA Piper 12/04/09 06/23/11
Mejia, Luis R.Enforcement Chief Litigation Counsel DLA Piper 12/04/09 03/12/10
Mejia, Luis R.Enforcement Chief Litigation Counsel DLA Piper 12/04/09 03/10/10
Mejia, Luis R.Enforcement Chief Litigation Counsel DLA Piper 12/04/09 04/13/11
Mejia, Luis R.Enforcement Chief Litigation Counsel DLA Piper 12/04/09 03/16/10
Mejia, Luis R.Enforcement Chief Litigation Counsel DLA Piper 12/04/09 04/27/10
Mejia, Luis R.Enforcement Chief Litigation Counsel DLA Piper 12/04/09 12/22/09
Mejia, Luis R.Enforcement Chief Litigation Counsel DLA Piper 12/04/09 03/25/10
Meyers, James A.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 09/30/04 09/28/05
Meyers, James A.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 09/30/04 11/01/04
Meyers, James A.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 09/30/04 12/23/04
Meyers, James A.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 09/30/04 08/08/06
Meyers, James A.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 09/30/04 06/30/05
Meyers, James A.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 09/30/04 08/16/05
Meyers, James A.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 09/30/04 07/07/05
Meyers, James A.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 09/30/04 12/02/05
Meyers, James A.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 09/30/04 04/08/05
Meyers, James A.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 09/30/04 05/03/05
Meyers, James A.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 09/30/04 11/01/05
Meyers, James A.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 09/30/04 08/17/05
Meyers, James A.Enforcement Assistant Chief Litigation Counsel Orrick, Herrington & Sutcliffe LLP 09/30/04 04/29/05
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 03/30/05
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 03/07/05
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 08/24/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 11/08/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 08/31/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 10/18/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 11/30/05
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 08/24/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 04/08/05
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 08/24/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 04/01/05
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 10/28/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 08/31/04
Miller, Morgan J.Enforcement Staff Attorney Paul, Hastings, Janofsky & Walker LLP 12/02/02 07/27/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 09/09/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 10/18/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 10/19/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 09/16/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 08/24/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 12/21/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 01/28/05
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 01/04/05
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 09/23/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 01/11/05
Miller, Morgan J.Enforcement Staff Attorney Paul, Hastings, Janofsky & Walker LLP 12/02/02 04/19/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 01/28/05
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 05/03/05
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 10/01/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 12/16/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 11/30/05
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 08/24/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 09/30/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 08/31/04
Miller, Kenneth L.Enforcement Assistant Chief Litigation Counsel Bank of America 07/28/04 11/30/04
Min, David K.Enforcement Staff Attorney Wilmer Cutler Pickering Hale and Dorr LLP 08/06/04 01/10/05
Min, David K.Enforcement Staff Attorney Wilmer Cutler Pickering Hale and Dorr LLP 08/06/04 05/10/05
Mital, Manish K.Enforcement Senior Counsel Halcyon Asset Management LLC 01/08/07 02/01/07
Mital, Manish K.Enforcement Senior Counsel Halcyon Asset Management LLC 01/08/07 03/14/08
Mital, Manish K.Enforcement Senior Counsel Halcyon Asset Management LLC 01/08/07 11/26/07
Mitchells, Rebecca A.Enforcement Senior Staff Counsel Wilson Sonsini Goodrich & Rosati, P.C. 06/17/05 11/03/06
Mitchells, Rebecca A.Enforcement Senior Staff Counsel Wilson Sonsini Goodrich & Rosati, P.C. 06/17/05 06/06/07
Mitchells, Rebecca A.Enforcement Senior Staff Counsel Wilson Sonsini Goodrich & Rosati, P.C. 06/17/05 10/09/06
Mitchells, Rebecca A.Enforcement Senior Staff Counsel Wilson Sonsini Goodrich & Rosati, P.C. 06/17/05 01/20/06
Mitchells, Rebecca A.Enforcement Senior Staff Counsel Wilson Sonsini Goodrich & Rosati, P.C. 06/17/05 11/02/05
Mitchells, Rebecca A.Enforcement Senior Staff Counsel Wilson Sonsini Goodrich & Rosati, P.C. 06/17/05 10/06/05
Mitchells, Rebecca A.Enforcement Senior Staff Counsel Wilson Sonsini Goodrich & Rosati, P.C. 06/17/05 10/06/05
Mitchells, Rebecca A.Enforcement Senior Staff Counsel Wilson Sonsini Goodrich & Rosati, P.C. 06/17/05 10/20/05
Mitchells, Rebecca A.Enforcement Senior Staff Counsel Wilson Sonsini Goodrich & Rosati, P.C. 06/17/05 08/16/06
Mitchells, Rebecca A.Enforcement Senior Staff Counsel Wilson Sonsini Goodrich & Rosati, P.C. 06/17/05 08/03/05
Mitchells, Rebecca A.Enforcement Senior Staff Counsel Wilson Sonsini Goodrich & Rosati, P.C. 06/17/05 08/01/05
Mitchells, Rebecca A.Enforcement Senior Staff Counsel Wilson Sonsini Goodrich & Rosati, P.C. 06/17/05 05/08/06
Mitchells, Rebecca A.Enforcement Senior Staff Counsel Wilson Sonsini Goodrich & Rosati, P.C. 06/17/05 08/03/05
Mixter, Christian J.Enforcement Chief Litigation Counsel Morgan, Lewis & Bockius LLP 09/23/00 06/20/01
Mixter, Christian J.Enforcement Chief Litigation Counsel Morgan, Lewis & Bockius LLP 09/23/00 08/10/01
Mixter, Christian J.Enforcement Chief Litigation Counsel Morgan, Lewis & Bockius LLP 09/23/00 03/08/02
Mixter, Christian J.Enforcement Chief Litigation Counsel Morgan, Lewis & Bockius LLP 09/23/00 10/03/01
Mixter, Christian J.Enforcement Chief Litigation Counsel Morgan, Lewis & Bockius LLP 09/23/00 05/10/02
Mixter, Christian J.Enforcement Chief Litigation Counsel Morgan, Lewis & Bockius LLP 09/23/00 03/08/02
Mixter, Christian J.Enforcement Chief Litigation Counsel Morgan, Lewis & Bockius LLP 09/23/00 11/19/01
Mixter, Christian J.Enforcement Chief Litigation Counsel Morgan, Lewis & Bockius LLP 09/23/00 02/04/02
Mixter, Christian J.Enforcement Chief Litigation Counsel Morgan, Lewis & Bockius LLP 09/23/00 10/31/01
Mixter, Christian J.Enforcement Chief Litigation Counsel Morgan, Lewis & Bockius LLP 09/23/00 07/03/01
Mixter, Christian J.Enforcement Chief Litigation Counsel Morgan, Lewis & Bockius LLP 09/23/00 09/19/01
Mixter, Christian J.Enforcement Chief Litigation Counsel Morgan, Lewis & Bockius LLP 09/23/00 03/12/02
Mixter, Christian J.Enforcement Chief Litigation Counsel Morgan, Lewis & Bockius LLP 09/23/00 11/26/01
Mixter, Christian J.Enforcement Chief Litigation Counsel Morgan, Lewis & Bockius LLP 09/23/00 07/17/01
Mixter, Christian J.Enforcement Chief Litigation Counsel Morgan, Lewis & Bockius LLP 09/23/00 09/06/02
Mixter, Christian J.Enforcement Chief Litigation Counsel Morgan, Lewis & Bockius LLP 09/23/00 07/01/02
Mixter, Christian J.Enforcement Chief Litigation Counsel Morgan, Lewis & Bockius LLP 09/23/00 02/23/01
Mixter, Christian J.Enforcement Chief Litigation Counsel Morgan, Lewis & Bockius LLP 09/23/00 07/15/02
Moore, Bridget M.Enforcement Staff Attorney Baker Botts LLP 05/02/03 07/07/03
Moore, Bridget M.Enforcement Staff Attorney Baker Botts LLP 05/02/03 02/08/05
Moore, Bridget M.Enforcement Staff Attorney Baker Botts LLP 05/02/03 02/09/04
Moore, Alexander T.Enforcement Employee Ameriprise Financial 09/07/07 11/14/07
Moore, Bridget M.Enforcement Staff Attorney Baker Botts LLP 05/02/03 05/15/03
Moore, Bridget M.Enforcement Staff Attorney Baker Botts LLP 05/02/03 07/23/03
Moore, Bridget M.Enforcement Staff Attorney Baker Botts LLP 05/02/03 06/27/03
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 02/07/07
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 10/18/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 10/19/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 02/08/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 11/15/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 02/09/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 04/24/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 03/09/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 03/09/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 05/26/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 07/07/05
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 12/08/05
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 02/08/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 10/20/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 11/01/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 07/13/05
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 05/08/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 11/18/05
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 03/06/07
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 07/31/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 09/30/05
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 10/30/05
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 03/27/06
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 09/28/05
Morgan, NicolasEnforcement Senior Trial Counsel DLA Piper 06/10/05 11/15/05
Morse Jr., Adriaen M.Enforcement Attorney Crowell & Moring LLP 03/07/03 03/19/03
Morse Jr., Adriaen M.Enforcement Attorney Crowell & Moring LLP 03/07/03 06/11/03
Morse Jr., Adriaen M.Enforcement Attorney Crowell & Moring LLP 03/07/03 04/19/04
Morse Jr., Adriaen M.Enforcement Attorney Crowell & Moring LLP 03/07/03 04/13/04
Morse Jr., Adriaen M.Enforcement Attorney Crowell & Moring LLP 03/07/03 04/13/04
Morse Jr., Adriaen M.Enforcement Attorney Crowell & Moring LLP 03/07/03 08/01/03
Morse Jr., Adriaen M.Enforcement Attorney Crowell & Moring LLP 03/07/03 02/10/04
Munro, Meredith A.Enforcement Staff Attorney Steese & Evans, P.C. 05/01/03 03/20/04
Murphy, Patrick T.Enforcement Branch Chief Wilmer Cutler Pickering Hale and Dorr LLP 08/01/08 07/27/09
Murphy, Patrick T.Enforcement Branch Chief Wilmer Cutler Pickering Hale and Dorr LLP 08/01/08 03/29/10
Murphy, Patrick T.Enforcement Branch Chief Wilmer Cutler Pickering Hale and Dorr LLP 08/01/08 11/20/08
Murphy, Patrick T.Enforcement Branch Chief Wilmer Cutler Pickering Hale and Dorr LLP 08/01/08 07/09/09
Murphy, Patrick T.Enforcement Branch Chief Wilmer Cutler Pickering Hale and Dorr LLP 08/01/08 07/31/09
Murphy, Patrick T.Enforcement Branch Chief Wilmer Cutler Pickering Hale and Dorr LLP 08/01/08 06/26/09
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 01/24/06
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 06/21/05
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 12/14/05
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 02/04/04
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 07/12/04
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 06/10/04
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 03/14/04
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 03/16/04
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 12/09/04
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 04/21/04
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 05/07/04
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 05/27/05
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 05/27/05
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 11/07/05
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 02/04/04
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 10/20/04
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 05/24/04
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 03/14/04
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 02/17/04
Neal, Charles S.Enforcement Senior Counsel Wachovia 01/30/04 04/28/05
Newkirk, Thomas C.Enforcement Associate Director Jenner & Block 11/03/04 03/16/06
Newkirk, Thomas C.Enforcement Associate Director Jenner & Block 11/03/04 01/17/06
Newkirk, Thomas C.Enforcement Associate Director Jenner & Block 11/03/04 10/11/06
Newkirk, Thomas C.Enforcement Associate Director Jenner & Block 11/03/04 11/07/05
Newkirk, Thomas C.Enforcement Associate Director Jenner & Block 11/03/04 08/01/06
Newkirk, Thomas C.Enforcement Associate Director Jenner & Block 11/03/04 10/11/06
Newkirk, Thomas C.Enforcement Associate Director Jenner & Block 11/03/04 09/01/06
O'Connor, R. DanielEnforcement Senior Trial Counsel Ropes & Gray LLP 01/04/08 04/30/08
O'Connor, R. DanielEnforcement Senior Trial Counsel Ropes & Gray LLP 01/04/08 03/17/08
O'Connor, R. DanielEnforcement Senior Trial Counsel Ropes & Gray LLP 01/04/08 06/16/09
O'Connor, R. DanielEnforcement Senior Trial Counsel Ropes & Gray LLP 01/04/08 03/17/08
O'Connor, R. DanielEnforcement Senior Trial Counsel Ropes & Gray LLP 01/04/08 02/13/08
O'Connor, R. DanielEnforcement Senior Trial Counsel Ropes & Gray LLP 01/04/08 07/06/09
O'Connor, R. DanielEnforcement Senior Trial Counsel Ropes & Gray LLP 01/04/08 06/09/09
O'Connor, R. DanielEnforcement Senior Trial Counsel Ropes & Gray LLP 01/04/08 05/21/08
Ochs, Brian A.Enforcement Assistant Director K&L Gates LLP 12/26/03 06/06/05
Ochs, Brian A.Enforcement Assistant Director K&L Gates LLP 12/26/03 02/15/05
Ochs, Brian A.Enforcement Assistant Director K&L Gates LLP 12/26/03 07/08/04
Ochs, Brian A.Enforcement Assistant Director K&L Gates LLP 12/26/03 02/20/04
Ochs, Brian A.Enforcement Assistant Director K&L Gates LLP 12/26/03 08/11/04
Ochs, Brian A.Enforcement Assistant Director K&L Gates LLP 12/26/03 02/05/04
Ochs, Brian A.Enforcement Assistant Director K&L Gates LLP 12/26/03 03/17/04
Ochs, Brian A.Enforcement Assistant Director K&L Gates LLP 12/26/03 11/17/04
Ochs, Brian A.Enforcement Assistant Director K&L Gates LLP 12/26/03 03/31/04
Ochs, Brian A.Enforcement Assistant Director K&L Gates LLP 12/26/03 01/09/04
Ochs, Brian A.Enforcement Assistant Director K&L Gates LLP 12/26/03 11/08/05
Ochs, Brian A.Enforcement Assistant Director K&L Gates LLP 12/26/03 05/27/04
Ochs, Brian A.Enforcement Assistant Director K&L Gates LLP 12/26/03 09/27/04
Ochs, Brian A.Enforcement Assistant Director K&L Gates LLP 12/26/03 07/09/04
Ochs, Brian A.Enforcement Assistant Director K&L Gates LLP 12/26/03 04/27/04
Offill, Jr., Phillip W.Enforcement Senior Trial Counsel Krage & Janvey, L.L.P. 11/05/99 10/06/00
Orenstein, Leo F.Enforcement Assistant Chief Litigation Counsel Foley & Lardner 09/03/99 04/10/01
Patalkis, Debra M.Enforcement Assistant Chief Litigation Counsel Drinker Biddle & Reath 12/02/05 09/19/06
Patalkis, Debra M.Enforcement Assistant Chief Litigation Counsel Drinker Biddle & Reath 12/02/05 02/22/07
Patalkis, Debra M.Enforcement Assistant Chief Litigation Counsel Drinker Biddle & Reath 12/02/05 04/26/06
Patalkis, Debra M.Enforcement Assistant Chief Litigation Counsel Drinker Biddle & Reath 12/02/05 09/05/07
Patalkis, Debra M.Enforcement Assistant Chief Litigation Counsel Drinker Biddle & Reath 12/02/05 08/21/07
Paul, Douglas B.Enforcement Branch Chief Hogan & Hartson LLP 01/05/07 08/31/07
Paul, Douglas B.Enforcement Branch Chief Hogan & Hartson LLP 01/05/07 06/12/07
Pennington, Caren NelsonEnforcement Assistant Regional Director Morgan Stanley 05/28/04 06/23/04
Peterson, Timothy P.Enforcement Senior Counsel Debevoise & Plimpton LLP 02/28/06 06/14/06
Piazza, Michael A.Enforcement Supervisory Trial Counsel Dorsey & Whitney LLP 05/31/06 01/16/07
Piazza, Michael A.Enforcement Supervisory Trial Counsel Dorsey & Whitney LLP 05/31/06 12/20/07
Piazza, Michael A.Enforcement Supervisory Trial Counsel Dorsey & Whitney LLP 05/31/06 08/21/07
Piazza, Michael A.Enforcement Supervisory Trial Counsel Dorsey & Whitney LLP 05/31/06 09/15/06
Piazza, Michael A.Enforcement Supervisory Trial Counsel Dorsey & Whitney LLP 05/31/06 01/16/07
Piazza, Michael A.Enforcement Supervisory Trial Counsel Dorsey & Whitney LLP 05/31/06 09/06/07
Piazza, Michael A.Enforcement Supervisory Trial Counsel Dorsey & Whitney LLP 05/31/06 06/13/07
Piazza, Michael A.Enforcement Supervisory Trial Counsel Dorsey & Whitney LLP 05/31/06 04/13/07
Piazza, Michael A.Enforcement Supervisory Trial Counsel Dorsey & Whitney LLP 05/31/06 06/27/06
Pilkerton, Christopher M.Enforcement Staff Attorney Ruddy Law Office 02/03/06 03/08/06
Pommer III, Robert W.Enforcement Assistant Chief Litigation Counsel Kirkland & Ellis LLP 01/02/09 04/07/10
Pommer III, Robert W.Enforcement Assistant Chief Litigation Counsel Kirkland & Ellis LLP 01/02/09 05/18/09
Pommer III, Robert W.Enforcement Assistant Chief Litigation Counsel Kirkland & Ellis LLP 01/02/09 04/07/10
Pommer III, Robert W.Enforcement Assistant Chief Litigation Counsel Kirkland & Ellis LLP 01/02/09 11/09/10
Pommer III, Robert W.Enforcement Assistant Chief Litigation Counsel Kirkland & Ellis LLP 01/02/09 04/07/10
Pommer III, Robert W.Enforcement Assistant Chief Litigation Counsel Kirkland & Ellis LLP 01/02/09 09/03/10
Pommer III, Robert W.Enforcement Assistant Chief Litigation Counsel Kirkland & Ellis LLP 01/02/09 04/07/10
Pommer III, Robert W.Enforcement Assistant Chief Litigation Counsel Kirkland & Ellis LLP 01/02/09 05/11/09
Pommer III, Robert W.Enforcement Assistant Chief Litigation Counsel Kirkland & Ellis LLP 01/02/09 02/04/09
Ragozino, AnthonyEnforcement Branch Chief Skadden, Arps, Slate, Meagher & Flom LLP 04/02/99 01/29/01
Rashkover, Barry W.Enforcement Associate Regional Director Sidley Austin LLP 06/11/04 08/11/05
Rashkover, Barry W.Enforcement Associate Regional Director Sidley Austin LLP 06/11/04 02/02/06
Rashkover, Barry W.Enforcement Associate Regional Director Sidley Austin LLP 06/11/04 02/02/06
Rashkover, Barry W.Enforcement Associate Regional Director Sidley Austin LLP 06/11/04 03/01/06
Rashkover, Barry W.Enforcement Associate Regional Director Sidley Austin LLP 06/11/04 02/07/06
Rashkover, Barry W.Enforcement Associate Regional Director Sidley Austin LLP 06/11/04 03/09/06
Rashkover, Barry W.Enforcement Associate Regional Director Sidley Austin LLP 06/11/04 09/23/05
Rashkover, Barry W.Enforcement Associate Regional Director Sidley Austin LLP 06/11/04 03/01/06
Rashkover, Barry W.Enforcement Associate Regional Director Sidley Austin LLP 06/11/04 09/27/05
Rashkover, Barry W.Enforcement Associate Regional Director Sidley Austin LLP 06/11/04 06/13/05
Rashkover, Barry W.Enforcement Associate Regional Director Sidley Austin LLP 06/11/04 06/17/05
Rashkover, Barry W.Enforcement Associate Regional Director Sidley Austin LLP 06/11/04 07/28/05
Rashkover, Barry W.Enforcement Associate Regional Director Sidley Austin LLP 06/11/04 05/04/06
Rashkover, Barry W.Enforcement Associate Regional Director Sidley Austin LLP 06/11/04 06/13/05
Redacted (b)(6), Redacted (b)(6)Enforcement Redacted (b)(6) Wilmer Cutler Pickering Hale and Dorr LLP 08/13/10 11/09/10
Redacted (b)(6), Redacted (b)(6)Enforcement Redacted (b)(6) Wilmer Cutler Pickering Hale and Dorr LLP 08/13/10 03/02/11
Redacted (b)(6), Redacted (b)(6)Enforcement Redacted (b)(6) Wilmer Cutler Pickering Hale and Dorr LLP 12/31/10 09/19/11
Redacted (b)(6), Redacted (b)(6)Enforcement Redacted (b)(6) Wilmer Cutler Pickering Hale and Dorr LLP 08/13/10 09/07/10
Redacted (b)(6), Redacted (b)(6)Enforcement Redacted (b)(6) Wilmer Cutler Pickering Hale and Dorr LLP 08/13/10 10/22/10
Redacted (b)(6), Redacted (b)(6)Enforcement Counsel Wilmer Cutler Pickering Hale and Dorr LLP 03/30/01 11/21/02
Redacted (b)(6), Redacted (b)(6)Enforcement Redacted (b)(6) Wilmer Cutler Pickering Hale and Dorr LLP 08/13/10 11/01/10
Redacted (b)(6), Redacted (b)(6)Enforcement Redacted (b)(6) Wilmer Cutler Pickering Hale and Dorr LLP 12/31/10 02/02/11
Reifenberg, AlanEnforcement Branch Chief Credit Suisse 06/09/06 09/14/06
Reifenberg, AlanEnforcement Branch Chief Credit Suisse 06/09/06 03/08/07
Reifenberg, AlanEnforcement Branch Chief Credit Suisse 06/09/06 04/08/07
Reifenberg, AlanEnforcement Branch Chief Credit Suisse 06/09/06 08/29/06
Reifenberg, AlanEnforcement Branch Chief Credit Suisse 06/09/06 07/12/06
Reifenberg, AlanEnforcement Branch Chief Credit Suisse 06/09/06 08/07/06
Reifenberg, AlanEnforcement Branch Chief Credit Suisse 06/09/06 09/15/06
Reifenberg, AlanEnforcement Branch Chief Credit Suisse 06/09/06 06/15/06
Reifenberg, AlanEnforcement Branch Chief Credit Suisse 06/09/06 05/21/07
Reifenberg, AlanEnforcement Branch Chief Credit Suisse 06/09/06 11/28/06
Reifenberg, AlanEnforcement Branch Chief Credit Suisse 06/09/06 06/15/06
Reifenberg, AlanEnforcement Branch Chief Credit Suisse 06/09/06 07/05/06
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 10/22/09
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 11/17/09
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 04/29/10
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 04/05/10
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 04/05/10
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 12/08/09
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 03/05/10
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 11/17/09
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 09/03/09
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 06/15/10
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 10/14/09
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 11/17/09
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 03/05/10
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 04/20/10
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 05/18/10
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 01/19/10
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 04/20/10
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 04/28/10
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 01/19/10
Ricciardi, Walter G.Enforcement Deputy Director Paul, Weiss, Rifkind, Wharton & Garrison LLP 06/17/08 03/05/10
Richards, Steven E.Enforcement Assistant Chief Accountant FTI Consulting, Inc. 07/11/08 07/16/08
Richards, Steven E.Enforcement Assistant Chief Accountant FTI Consulting, Inc. 07/11/08 07/25/08
Richards, Steven E.Enforcement Assistant Chief Accountant FTI Consulting, Inc. 07/11/08 01/29/09
Richards, Steven E.Enforcement Assistant Chief Accountant FTI Consulting, Inc. 07/11/08 07/25/08
Roberts, Jonathan A.Enforcement Senior Attorney Ernst & Young 01/21/05 08/03/05
Roberts, Jonathan A.Enforcement Senior Attorney Ernst & Young 01/21/05 03/01/05
Robnett, Cary SusanEnforcement Staff Attorney Robertson Stephens, Inc. 07/20/01 03/22/02
Robnett, Cary SusanEnforcement Staff Attorney Robertson Stephens, Inc. 07/20/01 08/22/01
Robnett, Cary SusanEnforcement Staff Attorney Robertson Stephens, Inc. 07/20/01 01/30/02
Roffman, Ian D.Enforcement Senior Trial Counsel Nutter, McClennen & Fish LLP 09/14/07 05/20/09
Roffman, Ian D.Enforcement Senior Trial Counsel Nutter, McClennen & Fish LLP 09/14/07 04/02/09
Roffman, Ian D.Enforcement Senior Trial Counsel Nutter, McClennen & Fish LLP 09/14/07 03/16/09
Roffman, Ian D.Enforcement Senior Trial Counsel Nutter, McClennen & Fish LLP 09/14/07 06/29/09
Roffman, Ian D.Enforcement Senior Trial Counsel Nutter, McClennen & Fish LLP 09/14/07 10/03/08
Roffman, Ian D.Enforcement Senior Trial Counsel Nutter, McClennen & Fish LLP 09/14/07 08/19/09
Rogers, Matthew W.Enforcement Associate Chief Accountant LECG, LLC 10/29/04 03/04/05
Rosenburg, Howard J.Enforcement Staff Attorney Bell, Boyd & Lloyd LLP 12/15/00 06/06/01
Rosenthal, LisaEnforcement Branch Chief Hoffman Pollok & Pickholz LLP 02/18/00 06/01/01
Rosenthal, LisaEnforcement Branch Chief Hoffman Pollok & Pickholz LLP 02/18/00 06/01/01
Rosenthal, LisaEnforcement Branch Chief Hoffman Pollok & Pickholz LLP 02/18/00 01/02/02
Russello, Gerald J.Enforcement Branch Chief Bear, Stearns & Co., Inc. 04/07/06 07/17/06
Russello, Gerald J.Enforcement Branch Chief Bear, Stearns & Co., Inc. 04/07/06 04/28/06
Russello, Gerald J.Enforcement Branch Chief Bear, Stearns & Co., Inc. 04/07/06 12/13/06
Russello, Gerald J.Enforcement Branch Chief Bear, Stearns & Co., Inc. 04/07/06 02/05/07
Russello, Gerald J.Enforcement Branch Chief Bear, Stearns & Co., Inc. 04/07/06 02/27/07
Russello, Gerald J.Enforcement Branch Chief Bear, Stearns & Co., Inc. 04/07/06 04/28/06
Russello, Gerald J.Enforcement Branch Chief Bear, Stearns & Co., Inc. 04/07/06 07/07/06
Ryan, Russell G.Enforcement Assistant Director King & Spalding LLP 01/30/04 06/16/05
Ryan, Russell G.Enforcement Assistant Director King & Spalding LLP 01/30/04 10/12/04
Ryan, Russell G.Enforcement Assistant Director King & Spalding LLP 01/30/04 11/05/04
Ryan, Russell G.Enforcement Assistant Director King & Spalding LLP 01/30/04 03/18/04
Ryan, Russell G.Enforcement Assistant Director King & Spalding LLP 01/30/04 03/11/04
Ryan, Russell G.Enforcement Assistant Director King & Spalding LLP 01/30/04 07/28/04
Ryan, Russell G.Enforcement Assistant Director King & Spalding LLP 01/30/04 03/18/04
Ryan, Russell G.Enforcement Assistant Director King & Spalding LLP 01/30/04 08/16/05
Ryan, Russell G.Enforcement Assistant Director King & Spalding LLP 01/30/04 12/07/04
Ryan, Russell G.Enforcement Assistant Director King & Spalding LLP 01/30/04 12/15/04
Ryan, Russell G.Enforcement Assistant Director King & Spalding LLP 01/30/04 11/28/05
Ryan, Russell G.Enforcement Assistant Director King & Spalding LLP 01/30/04 04/08/05
Ryan, Russell G.Enforcement Assistant Director King & Spalding LLP 01/30/04 04/08/04
Ryan, Russell G.Enforcement Assistant Director King & Spalding LLP 01/30/04 06/06/05
Ryan, Russell G.Enforcement Assistant Director King & Spalding LLP 01/30/04 05/09/05
Sanchez, Jose F.Enforcement Senior Trial Counsel Sidley Austin LLP 12/15/06 05/16/07
Sanchez, Jose F.Enforcement Senior Trial Counsel Sidley Austin LLP 12/15/06 11/07/07
Sanchez, Jose F.Enforcement Senior Trial Counsel Sidley Austin LLP 12/15/06 02/12/07
Sanchez, Jose F.Enforcement Senior Trial Counsel Sidley Austin LLP 12/15/06 05/10/07
Sanchez, Jose F.Enforcement Senior Trial Counsel Sidley Austin LLP 12/15/06 08/15/08
Sauer, Richard C.Enforcement Assistant Director Vinson & Elkins LLP 06/09/03 07/09/04
Sauer, Richard C.Enforcement Assistant Director Vinson & Elkins LLP 06/09/03 12/30/03
Sauer, Richard C.Enforcement Assistant Director Vinson & Elkins LLP 06/09/03 08/18/03
Sauer, Richard C.Enforcement Assistant Director Vinson & Elkins LLP 06/09/03 11/10/03
Sauer, Richard C.Enforcement Assistant Director Vinson & Elkins LLP 06/09/03 04/29/05
Sauer, Richard C.Enforcement Assistant Director Vinson & Elkins LLP 06/09/03 02/16/04
Sauer, Richard C.Enforcement Assistant Director Vinson & Elkins LLP 06/09/03 06/12/03
Sauer, Richard C.Enforcement Assistant Director Vinson & Elkins LLP 06/09/03 11/13/03
Sauer, Richard C.Enforcement Assistant Director Vinson & Elkins LLP 06/09/03 06/02/04
Sauer, Richard C.Enforcement Assistant Director Vinson & Elkins LLP 06/09/03 09/30/03
Sauer, Richard C.Enforcement Assistant Director Vinson & Elkins LLP 06/09/03 10/04/04
Sauer, Richard C.Enforcement Assistant Director Vinson & Elkins LLP 06/09/03 06/09/04
Sauer, Richard C.Enforcement Assistant Director Vinson & Elkins LLP 06/09/03 06/09/04
Sauer, Richard C.Enforcement Assistant Director Vinson & Elkins LLP 06/09/03 12/19/03
Sauer, Richard C.Enforcement Assistant Director Vinson & Elkins LLP 06/09/03 09/08/03
Sauer, Richard C.Enforcement Assistant Director Vinson & Elkins LLP 06/09/03 12/11/03
Sauer, Richard C.Enforcement Assistant Director Vinson & Elkins LLP 06/09/03 03/09/05
Savla, SandeepEnforcement Senior Counsel Wiggin & Dana LLP 01/23/04 01/30/04
Savla, SandeepEnforcement Senior Counsel Wiggin & Dana LLP 01/23/04 10/06/04
Savla, SandeepEnforcement Senior Counsel Wiggin & Dana LLP 01/23/04 11/08/04
Savla, SandeepEnforcement Senior Counsel Wiggin & Dana LLP 01/23/04 04/16/04
Scafe, Jennifer L.Enforcement Branch Chief Wells Fargo 05/07/10 05/19/10
Scafe, Jennifer L.Enforcement Branch Chief Wells Fargo 05/07/10 05/19/10
Scafe, Jennifer L.Enforcement Branch Chief Wells Fargo 05/07/10 11/08/10
Scafe, Jennifer L.Enforcement Branch Chief Wells Fargo 05/07/10 05/19/10
Scafe, Jennifer L.Enforcement Branch Chief Wells Fargo 05/07/10 05/19/10
Scafe, Jennifer L.Enforcement Branch Chief Wells Fargo 05/07/10 05/19/10
Scafe, Jennifer L.Enforcement Branch Chief Wells Fargo 05/07/10 05/19/10
Scafe, Jennifer L.Enforcement Branch Chief Wells Fargo 05/07/10 02/08/11
Scheck, Howard A.Enforcement Branch Chief Deloitte LLP 10/14/05 05/18/07
Schneir, Adam D.Enforcement Staff Attorney Paul, Hastings, Janofsky & Walker LLP 11/24/06 09/29/07
Schneir, Adam D.Enforcement Staff Attorney Paul, Hastings, Janofsky & Walker LLP 11/24/06 01/12/07
Schneir, Adam D.Enforcement Staff Attorney Paul, Hastings, Janofsky & Walker LLP 11/14/06 10/05/07
Schneir, Adam D.Enforcement Staff Attorney Paul, Hastings, Janofsky & Walker LLP 11/24/06 06/06/07
Schneir, Adam D.Enforcement Staff Attorney Paul, Hastings, Janofsky & Walker LLP 11/24/06 10/12/07
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 05/01/02
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 10/01/01
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 02/20/03
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 10/01/01
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 05/07/01
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 04/17/01
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 09/03/02
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 01/02/02
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 07/12/02
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 05/10/02
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 04/19/02
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 04/20/01
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 10/17/02
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 04/23/01
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 07/01/02
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 03/20/02
Schwartz, Erich T.Enforcement Assistant Director Skadden, Arps, Slate, Meagher & Flom LLP 04/13/01 04/15/02
Sena, Joaquin M.Enforcement Assistant Chief Litigation Counsel Bank of America 04/14/04 03/24/05
Sena, Joaquin M.Enforcement Assistant Chief Litigation Counsel Bank of America 04/14/04 03/24/05
Sena, Joaquin M.Enforcement Assistant Chief Litigation Counsel Bank of America 04/14/04 04/12/05
Sena, Joaquin M.Enforcement Assistant Chief Litigation Counsel Bank of America 04/14/04 03/04/05
Sena, Joaquin M.Enforcement Assistant Chief Litigation Counsel Bank of America 04/14/04 03/04/05
Sena, Joaquin M.Enforcement Assistant Chief Litigation Counsel Bank of America 04/14/04 04/01/05
Sena, Joaquin M.Enforcement Assistant Chief Litigation Counsel Bank of America 04/14/04 04/08/05
Sena, Joaquin M.Enforcement Assistant Chief Litigation Counsel Bank of America 04/14/04 03/04/05
Sena, Joaquin M.Enforcement Assistant Chief Litigation Counsel Bank of America 04/14/04 03/04/05
Sena, Joaquin M.Enforcement Assistant Chief Litigation Counsel Bank of America 04/14/04 03/04/05
Sena, Joaquin M.Enforcement Assistant Chief Litigation Counsel Bank of America 04/14/04 03/04/05
Sena, Joaquin M.Enforcement Assistant Chief Litigation Counsel Bank of America 04/14/04 04/01/05
Sena, Joaquin M.Enforcement Assistant Chief Litigation Counsel Bank of America 04/14/04 09/20/05
Sena, Joaquin M.Enforcement Assistant Chief Litigation Counsel Bank of America 04/14/04 03/04/05
Sena, Joaquin M.Enforcement Assistant Chief Litigation Counsel Bank of America 04/14/04 03/04/05
Shearer, ChristopherEnforcement Senior Attorney Grant Thornton LLP 12/23/10 08/12/11
Shearer, ChristopherEnforcement Senior Attorney Grant Thornton LLP 12/23/10 02/09/11
Shearer, ChristopherEnforcement Senior Attorney Grant Thornton LLP 12/23/10 02/09/11
Shearer, ChristopherEnforcement Senior Attorney Grant Thornton LLP 12/23/10 02/09/11
Shearer, ChristopherEnforcement Senior Attorney Grant Thornton LLP 12/23/10 02/09/11
Shearer, ChristopherEnforcement Senior Attorney Grant Thornton LLP 12/23/10 02/09/11
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 09/19/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 10/22/02
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 09/25/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 08/07/02
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 09/05/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 04/01/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 08/15/02
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 08/21/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 10/28/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 03/11/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 08/11/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 01/10/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 01/31/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 10/09/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 09/06/02
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 07/01/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 08/21/02
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 12/02/02
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 03/05/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 08/13/02
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 09/27/02
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 09/03/02
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 10/31/02
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 10/31/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 04/23/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 09/06/02
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 11/05/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 05/05/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 04/16/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 08/13/03
Shpetner, Thomas D.Enforcement Branch Chief Lehman Brothers 11/16/01 04/07/03
Sjoblom, Thomas V.Enforcement Staff Attorney Dilworth Paxson LLP 08/27/99 05/10/01
Slovick, David S.Enforcement Senior Attorney Katten Muchin Zavis Rosenman 03/19/04 06/24/04
Slovick, David S.Enforcement Senior Attorney Katten Muchin Zavis Rosenman 03/19/04 03/24/05
Slovick, David S.Enforcement Senior Attorney Katten Muchin Zavis Rosenman 03/19/04 02/03/05
Slovick, David S.Enforcement Senior Attorney Katten Muchin Zavis Rosenman 03/19/04 07/01/05
Smith, Jacob D.Enforcement Staff Attorney Luther King Capital Management Corporation 06/29/06 07/14/06
Southerling, E. AndrewEnforcement Staff Attorney Morgan, Lewis & Bockius LLP 12/03/04 12/21/04
Southerling, E. AndrewEnforcement Staff Attorney Morgan, Lewis & Bockius LLP 12/03/04 02/07/05
Southerling, E. AndrewEnforcement Staff Attorney Morgan, Lewis & Bockius LLP 12/03/04 09/22/05
Southerling, E. AndrewEnforcement Staff Attorney Morgan, Lewis & Bockius LLP 12/03/04 12/21/04
Stegman, Laurie M.Enforcement Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 08/06/04 03/07/05
Stegman, Laurie M.Enforcement Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 08/06/04 05/24/06
Stegman, Laurie M.Enforcement Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 08/06/04 10/28/04
Stegman, Laurie M.Enforcement Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 08/06/04 03/23/06
Stegman, Laurie M.Enforcement Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 08/06/04 06/17/05
Stegman, Laurie M.Enforcement Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 08/06/04 12/22/05
Stegman, Laurie M.Enforcement Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 08/06/04 03/17/05
Stegman, Laurie M.Enforcement Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 08/06/04 12/13/05
Stegman, Laurie M.Enforcement Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 08/06/04 07/05/06
Stegman, Laurie M.Enforcement Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 08/06/04 06/19/06
Stegman, Laurie M.Enforcement Special Counsel Wilmer Cutler Pickering Hale and Dorr LLP 08/06/04 05/30/06
Stidvent, Christopher T.Enforcement Staff Attorney Dell Inc. 09/01/06 09/05/06
Stratton, Grayson D.Enforcement Senior Counsel DLA Piper 11/16/07 09/12/08
Stratton, Grayson D.Enforcement Senior Counsel DLA Piper 11/16/07 02/25/08
Stratton, Grayson D.Enforcement Senior Counsel DLA Piper 11/16/07 04/03/08
Stratton, Grayson D.Enforcement Senior Counsel DLA Piper 11/16/07 12/11/07
Stuart, David M.Enforcement Branch Chief General Electric Company 01/12/06 06/30/06
Stuart, David M.Enforcement Branch Chief General Electric Company 01/12/06 02/04/07
Stuart, David M.Enforcement Branch Chief General Electric Company 01/12/06 01/24/07
Stuart, David M.Enforcement Branch Chief General Electric Company 01/12/06 01/30/07
Stuart, David M.Enforcement Branch Chief General Electric Company 01/12/06 02/16/06
Stuart, David M.Enforcement Branch Chief General Electric Company 01/12/06 01/22/07
Tate, Carol L.Enforcement Senior Attorney Motorola, Inc. 10/02/06 11/14/06
Teakell, John R.Enforcement Trial Attorney Law Office of John R. Teakell 11/29/02 11/10/03
Teakell, John R.Enforcement Trial Attorney Law Office of John R. Teakell 11/29/02 02/03/03
Teakell, John R.Enforcement Trial Attorney Law Office of John R. Teakell 11/29/02 08/26/03
Thomas, Jordan A.Enforcement Assistant Director Labaton Sucharow LLP 07/11/11 08/17/11
Thomas, Jordan A.Enforcement Assistant Director Labaton Sucharow LLP 07/11/11 08/17/11
Thomas, Jordan A.Enforcement Assistant Director Labaton Sucharow LLP 07/11/11 08/17/11
Thomas, Jordan A.Enforcement Assistant Director Labaton Sucharow LLP 07/11/11 08/07/11
Thomas, Jordan A.Enforcement Assistant Director Labaton Sucharow LLP 07/11/11 08/17/11
Thomsen, Linda ChatmanEnforcement Director Davis Polk & Wardwell LLP 02/28/09 02/25/11
Thomsen, Linda ChatmanEnforcement Director Davis Polk & Wardwell LLP 02/28/09 05/17/10
Thomsen, Linda ChatmanEnforcement Director Davis Polk & Wardwell LLP 02/28/09 03/01/10
Thomsen, Linda ChatmanEnforcement Director Davis Polk & Wardwell LLP 02/28/09 11/10/10
Thomsen, Linda ChatmanEnforcement Director Davis Polk & Wardwell LLP 02/28/09 08/26/10
Thomsen, Linda ChatmanEnforcement Director Davis Polk & Wardwell LLP 02/28/09 04/14/10
Thomsen, Linda ChatmanEnforcement Director Davis Polk & Wardwell LLP 02/28/09 01/18/11
Thomsen, Linda ChatmanEnforcement Director Davis Polk & Wardwell LLP 02/28/09 01/18/11
Thomsen, Linda ChatmanEnforcement Director Davis Polk & Wardwell LLP 02/28/09 09/01/10
Thomsen, Linda ChatmanEnforcement Director Davis Polk & Wardwell LLP 02/28/09 01/28/11
Thomsen, Linda ChatmanEnforcement Director Davis Polk & Wardwell LLP 02/28/09 04/02/10
Thomsen, Linda ChatmanEnforcement Director Davis Polk & Wardwell LLP 02/28/09 12/03/10
Thomsen, Linda ChatmanEnforcement Director Davis Polk & Wardwell LLP 02/28/09 05/21/10
Tomas, Jerome P.Enforcement Senior Attorney Baker & McKenzie LLP 11/25/05 03/22/06
Tomas, Jerome P.Enforcement Senior Attorney Baker & McKenzie LLP 11/25/05 01/15/07
Tomas, Jerome P.Enforcement Senior Attorney Baker & McKenzie LLP 11/25/05 10/18/07
Tomas, Jerome P.Enforcement Senior Attorney Baker & McKenzie LLP 11/25/05 06/07/07
Troe, Lisa L.Enforcement Branch Chief FTI Consulting, Inc. 10/08/05 10/20/05
Troe, Lisa L.Enforcement Branch Chief FTI Consulting, Inc. 10/08/05 05/22/06
Troe, Lisa L.Enforcement Branch Chief FTI Consulting, Inc. 10/08/05 08/04/06
Troe, Lisa L.Enforcement Branch Chief FTI Consulting, Inc. 10/08/05 08/03/06
Turbis, LisaEnforcement Staff Attorney Autodesk, Inc. 03/16/06 10/11/06
Ungar, Michael A.Enforcement Branch Chief McDermott Will & Emery LLP 02/13/10 04/20/10
Ungar, Michael A.Enforcement Branch Chief McDermott Will & Emery LLP 02/13/10 11/23/10
Ungar, Michael A.Enforcement Branch Chief McDermott Will & Emery LLP 02/13/10 04/13/11
Ungar, Michael A.Enforcement Branch Chief McDermott Will & Emery LLP 02/13/10 05/28/10
Ungar, Michael A.Enforcement Branch Chief McDermott Will & Emery LLP 02/13/10 04/29/11
Ungar, Michael A.Enforcement Branch Chief McDermott Will & Emery LLP 02/13/10 04/29/11
Ungar, Michael A.Enforcement Branch Chief McDermott Will & Emery LLP 02/13/10 04/20/10
Ungar, Michael A.Enforcement Branch Chief McDermott Will & Emery LLP 02/13/10 04/20/10
Venezia, Teresa M.Enforcement Deputy Assistant Regional Director Fried, Frank, Harris, Shriver & Jacobson 10/20/00 03/29/01
Venezia, Teresa M.Enforcement Deputy Assistant Regional Director Fried, Frank, Harris, Shriver & Jacobson 10/20/00 06/14/01
Venezia, Teresa M.Enforcement Deputy Assistant Regional Director Fried, Frank, Harris, Shriver & Jacobson 10/20/00 07/17/01
Venezia, Teresa M.Enforcement Deputy Assistant Regional Director Fried, Frank, Harris, Shriver & Jacobson 10/20/00 01/03/02
Venezia, Teresa M.Enforcement Deputy Assistant Regional Director Fried, Frank, Harris, Shriver & Jacobson 10/20/00 03/04/02
Vietmeyer, N. BlairEnforcement Senior Counsel E*Trade Brokerage Services, Inc. 08/24/07 04/03/08
Vietmeyer, N. BlairEnforcement Senior Counsel E*Trade Brokerage Services, Inc. 08/24/07 04/03/08
Walker, Richard H.Enforcement Director Deutsche Bank AG 09/01/01 10/08/02
Walker, Richard H.Enforcement Director Deutsche Bank AG 09/01/01 10/28/02
Warkol, Craig S.Enforcement Senior Counsel Bracewell & Giuliani LLP 06/23/06 08/22/06
Warkol, Craig S.Enforcement Senior Counsel Bracewell & Giuliani LLP 06/23/06 07/19/06
Weimer, Marilyn H.Enforcement Senior Counsel Public Company Accounting Oversight Board 05/16/03 07/14/03
West, Lawrence A.Enforcement Associate Director Latham & Watkins LLP 12/22/05 10/01/07
Wiggins, C. HunterEnforcement Deputy Assistant Director Sonnenschein Nath & Rosenthal LLP 05/10/04 02/21/05
Wiggins, C. HunterEnforcement Deputy Assistant Director Sonnenschein Nath & Rosenthal LLP 05/10/04 04/20/06
Wiggins, C. HunterEnforcement Deputy Assistant Director Sonnenschein Nath & Rosenthal LLP 05/10/04 11/16/04
Zelenko, Daniel L.Enforcement Branch Chief Crowell & Moring LLP 01/04/08 06/23/09
Zelenko, Daniel L.Enforcement Branch Chief Crowell & Moring LLP 01/04/08 09/16/08
Zelenko, Daniel L.Enforcement Branch Chief Crowell & Moring LLP 01/04/08 07/30/08
Zelenko, Daniel L.Enforcement Branch Chief Crowell & Moring LLP 01/04/08 04/07/08
Zubairi, Junaid A.Enforcement Senior Attorney Vedder, Price, Kaufman & Kammholz, P.C. 02/29/08 11/13/08