Data
TweetEach entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.
ANALYSIS: See POGO's reports, blog posts, and other work on the SEC revolving door
METHODOLOGY: How POGO organized the information and assembled the database
| Full Name | Former Division/Office | Former Title | New Employer | Date of Resignation | Date of Statement |
|---|---|---|---|---|---|
| Albert, Ross A. | Enforcement | Senior Special Counsel | Morris, Manning & Martin, LLP | 09/14/01 | 12/16/02 |
| Albert, Ross A. | Enforcement | Senior Special Counsel | Morris, Manning & Martin, LLP | 09/14/01 | 11/30/01 |
| Albert, Ross A. | Enforcement | Senior Special Counsel | Morris, Manning & Martin, LLP | 09/14/01 | 01/23/02 |
| Bachenheimer, Doria G. | Enforcement | Assistant Regional Director | TIAA-CREF | 08/14/08 | 04/16/09 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 09/18/03 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 02/10/04 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 07/03/03 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 11/03/03 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 09/30/04 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 06/13/03 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 05/19/04 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 10/25/04 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 11/15/04 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 01/20/04 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 10/25/04 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 01/20/04 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 04/13/03 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 01/20/04 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 07/12/04 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 03/03/03 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 10/01/04 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 03/19/04 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 05/06/03 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 06/28/04 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 06/13/03 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 01/20/04 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 02/24/03 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 02/10/04 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 03/05/03 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 10/30/03 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 02/10/04 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 10/28/03 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 06/26/03 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 02/10/04 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 09/22/03 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 07/12/04 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 03/17/04 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 05/27/03 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 09/22/03 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 08/13/03 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 03/05/03 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 05/12/04 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 05/12/04 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 06/28/04 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 08/10/04 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 10/15/03 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 09/18/03 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 06/17/03 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 04/12/04 |
| Baker III, William R. | Enforcement | Associate Director | Latham & Watkins LLP | 11/28/02 | 02/10/04 |
| Beaudreault, Lindi L. | Enforcement | Senior Counsel | LeClair Ryan | 04/25/03 | 05/06/03 |
| Beaudreault, Lindi L. | Enforcement | Senior Counsel | LeClair Ryan | 04/25/03 | 10/08/03 |
| Beaudreault, Lindi L. | Enforcement | Senior Counsel | LeClair Ryan | 04/25/03 | 03/24/05 |
| Beaudreault, Lindi L. | Enforcement | Senior Counsel | LeClair Ryan | 04/25/03 | 07/31/03 |
| Beaudreault, Lindi L. | Enforcement | Senior Counsel | LeClair Ryan | 04/25/03 | 04/16/04 |
| Beaudreault, Lindi L. | Enforcement | Senior Counsel | LeClair Ryan | 04/25/03 | 11/10/03 |
| Beaudreault, Lindi L. | Enforcement | Senior Counsel | LeClair Ryan | 04/25/03 | 05/01/03 |
| Beaudreault, Lindi L. | Enforcement | Senior Counsel | LeClair Ryan | 04/25/03 | 11/20/03 |
| Beaudreault, Lindi L. | Enforcement | Senior Counsel | LeClair Ryan | 04/25/03 | 10/29/03 |
| Beaudreault, Lindi L. | Enforcement | Senior Counsel | LeClair Ryan | 04/25/03 | 05/28/04 |
| Beaudreault, Lindi L. | Enforcement | Senior Counsel | LeClair Ryan | 04/25/03 | 08/12/04 |
| Beaudreault, Lindi L. | Enforcement | Senior Counsel | LeClair Ryan | 04/25/03 | 06/22/04 |
| Belevetz, Timothy D. | Enforcement | Staff Attorney | Wilson Sonsini Goodrich & Rosati, P.C. | 02/25/00 | 01/23/01 |
| Berger, Paul R. | Enforcement | Associate Director | Debevoise & Plimpton LLP | 05/31/06 | 11/20/07 |
| Berger, Paul R. | Enforcement | Associate Director | Debevoise & Plimpton LLP | 05/31/06 | 06/07/07 |
| Berger, Paul R. | Enforcement | Associate Director | Debevoise & Plimpton LLP | 05/31/06 | 06/12/07 |
| Berger, Paul R. | Enforcement | Associate Director | Debevoise & Plimpton LLP | 05/31/06 | 06/04/07 |
| Berger, Paul R. | Enforcement | Associate Director | Debevoise & Plimpton LLP | 05/31/06 | 06/12/07 |
| Berry, William G. | Enforcement | Staff Attorney | Quinn Emanuel Urquhart Oliver & Hedges, LLP | 10/10/08 | 06/09/09 |
| Berry, William G. | Enforcement | Staff Attorney | Quinn Emanuel Urquhart Oliver & Hedges, LLP | 10/10/08 | 01/14/09 |
| Black, Scott L. | Enforcement | Assistant Regional Director | Hudson Bay Capital Management, LP | 09/30/10 | 10/20/10 |
| Black, Scott L. | Enforcement | Assistant Regional Director | Hudson Bay Capital Management, LP | 09/30/10 | 10/20/10 |
| Blackman, Sean G. | Enforcement | Senior Counsel | O'Melveny & Myers LLP | 12/22/00 | 01/23/01 |
| Blackman, Sean G. | Enforcement | Senior Counsel | O'Melveny & Myers LLP | 12/22/00 | 04/23/01 |
| Blackman, Sean G. | Enforcement | Senior Counsel | O'Melveny & Myers LLP | 12/22/00 | 01/23/01 |
| Blackman, Sean G. | Enforcement | Senior Counsel | O'Melveny & Myers LLP | 12/22/00 | 07/16/01 |
| Blackman, Sean G. | Enforcement | Senior Counsel | O'Melveny & Myers LLP | 12/22/00 | 01/23/01 |
| Blackman, Sean G. | Enforcement | Senior Counsel | O'Melveny & Myers LLP | 12/22/00 | 08/03/01 |
| Blackman, Sean G. | Enforcement | Senior Counsel | O'Melveny & Myers LLP | 12/22/00 | 08/22/01 |
| Blackman, Sean G. | Enforcement | Senior Counsel | O'Melveny & Myers LLP | 12/22/00 | 09/24/02 |
| Blackman, Sean G. | Enforcement | Senior Counsel | O'Melveny & Myers LLP | 12/22/00 | 03/09/01 |
| Blackman, Sean G. | Enforcement | Senior Counsel | O'Melveny & Myers LLP | 12/22/00 | 03/14/02 |
| Blackman, Sean G. | Enforcement | Senior Counsel | O'Melveny & Myers LLP | 12/22/00 | 04/23/01 |
| Bloch, David P. | Enforcement | Assistant Chief Litigation Counsel | LECG, LLC | 07/23/04 | 06/24/05 |
| Bosco, Anthony J. | Enforcement | Branch Chief | Prudential Securities, Inc. | 11/03/00 | 09/05/01 |
| Bosco, Anthony J. | Enforcement | Branch Chief | Prudential Securities, Inc. | 11/03/00 | 04/26/01 |
| Bosco, Anthony J. | Enforcement | Branch Chief | Prudential Securities, Inc. | 11/03/00 | 09/05/01 |
| Bosco, Anthony J. | Enforcement | Branch Chief | Prudential Securities, Inc. | 11/03/00 | 04/09/01 |
| Bosco, Anthony J. | Enforcement | Branch Chief | Prudential Securities, Inc. | 11/03/00 | 03/23/01 |
| Bosco, Anthony J. | Enforcement | Branch Chief | Prudential Securities, Inc. | 11/03/00 | 02/07/01 |
| Bosco, Anthony J. | Enforcement | Branch Chief | Prudential Securities, Inc. | 11/03/00 | 09/05/01 |
| Bosco, Anthony J. | Enforcement | Branch Chief | Prudential Securities, Inc. | 11/03/00 | 09/05/01 |
| Bosco, Anthony J. | Enforcement | Branch Chief | Prudential Securities, Inc. | 11/03/00 | 04/26/01 |
| Braganca, Celiza P. | Enforcement | Branch Chief | Ungaretti & Harris | 05/31/02 | 08/30/02 |
| Braganca, Celiza P. | Enforcement | Branch Chief | Sperling & Slater | 05/31/02 | 02/26/04 |
| Braganca, Celiza P. | Enforcement | Branch Chief | Sperling & Slater | 05/31/02 | 03/30/04 |
| Braswell, Mark K. | Enforcement | Branch Chief | Venable LLP | 09/11/03 | 12/18/03 |
| Bresnan, Peter H. | Enforcement | Deputy Director | Simpson Thacher & Bartlett LLP | 12/05/07 | 05/07/09 |
| Bresnan, Peter H. | Enforcement | Deputy Director | Simpson Thacher & Bartlett LLP | 12/05/07 | 03/26/10 |
| Bresnan, Peter H. | Enforcement | Deputy Director | Simpson Thacher & Bartlett LLP | 12/05/07 | 11/16/09 |
| Bresnan, Peter H. | Enforcement | Deputy Director | Simpson Thacher & Bartlett LLP | 12/05/07 | 05/07/09 |
| Bresnan, Peter H. | Enforcement | Deputy Director | Simpson Thacher & Bartlett LLP | 12/05/07 | 09/04/09 |
| Bresnan, Peter H. | Enforcement | Deputy Director | Simpson Thacher & Bartlett LLP | 12/05/07 | 08/05/09 |
| Bresnan, Peter H. | Enforcement | Deputy Director | Simpson Thacher & Bartlett LLP | 12/05/07 | 09/04/09 |
| Bresnan, Peter H. | Enforcement | Deputy Director | Simpson Thacher & Bartlett LLP | 12/05/07 | 02/03/09 |
| Bresnan, Peter H. | Enforcement | Deputy Director | Simpson Thacher & Bartlett LLP | 12/05/07 | 02/03/09 |
| Bresnan, Peter H. | Enforcement | Deputy Director | Simpson Thacher & Bartlett LLP | 12/05/07 | 02/03/09 |
| Bresnan, Peter H. | Enforcement | Deputy Director | Simpson Thacher & Bartlett LLP | 12/05/07 | 09/23/09 |
| Bresnan, Peter H. | Enforcement | Deputy Director | Simpson Thacher & Bartlett LLP | 12/05/07 | 08/05/09 |
| Brown, Daniel T. | Enforcement | Branch Chief | Clifford Chance LLP | 09/29/00 | 07/30/01 |
| Bruch, Gregory S. | Enforcement | Assistant Director | Foley & Lardner | 10/05/01 | 09/08/03 |
| Bruch, Gregory S. | Enforcement | Assistant Director | Foley & Lardner | 10/05/01 | 01/08/03 |
| Bruch, Gregory S. | Enforcement | Assistant Director | Foley & Lardner | 10/05/01 | 01/16/02 |
| Bruch, Gregory S. | Enforcement | Assistant Director | Foley & Lardner | 10/05/01 | 11/02/01 |
| Bruch, Gregory S. | Enforcement | Assistant Director | Foley & Lardner | 10/05/01 | 02/26/02 |
| Bruch, Gregory S. | Enforcement | Assistant Director | Foley & Lardner | 10/05/01 | 01/17/02 |
| Bruch, Gregory S. | Enforcement | Assistant Director | Foley & Lardner | 10/05/01 | 02/26/02 |
| Bruch, Gregory S. | Enforcement | Assistant Director | Foley & Lardner | 10/05/01 | 09/08/03 |
| Bruch, Gregory S. | Enforcement | Assistant Director | Foley & Lardner | 10/05/01 | 03/22/02 |
| Bruch, Gregory S. | Enforcement | Assistant Director | Foley & Lardner | 10/05/01 | 10/16/02 |
| Bruch, Gregory S. | Enforcement | Assistant Director | Foley & Lardner | 10/05/01 | 11/01/01 |
| Bruch, Gregory S. | Enforcement | Assistant Director | Foley & Lardner | 10/05/01 | 11/02/01 |
| Bruch, Gregory S. | Enforcement | Assistant Director | Foley & Lardner | 10/05/01 | 07/11/02 |
| Bruch, Gregory S. | Enforcement | Assistant Director | Foley & Lardner | 10/05/01 | 04/26/02 |
| Bruno, Christopher | Enforcement | Senior Counsel | Bruno & Degenhardt, P.C. | 08/09/02 | 09/27/02 |
| Casey, Sean Patrick | Enforcement | Senior Counsel | Skadden, Arps, Slate, Meagher & Flom LLP | 10/04/02 | 12/20/02 |
| Casey, Sean Patrick | Enforcement | Senior Counsel | Skadden, Arps, Slate, Meagher & Flom LLP | 10/04/02 | 01/08/03 |
| Casey, Sean Patrick | Enforcement | Senior Counsel | Skadden, Arps, Slate, Meagher & Flom LLP | 10/04/02 | 10/22/02 |
| Casey, Sean Patrick | Enforcement | Senior Counsel | Skadden, Arps, Slate, Meagher & Flom LLP | 10/04/02 | 12/16/02 |
| Casey, Sean Patrick | Enforcement | Senior Counsel | Skadden, Arps, Slate, Meagher & Flom LLP | 10/04/02 | 04/16/03 |
| Chatfield, Christopher J. | Enforcement | Senior Counsel | Merrill Lynch | 01/13/06 | 02/22/06 |
| Chatfield, Christopher J. | Enforcement | Senior Counsel | Merrill Lynch | 01/13/06 | 04/10/06 |
| Chatfield, Christopher J. | Enforcement | Senior Counsel | Merrill Lynch | 01/13/06 | 03/29/06 |
| Chatfield, Christopher J. | Enforcement | Senior Counsel | Merrill Lynch | 01/13/06 | 02/21/06 |
| Chatfield, Christopher J. | Enforcement | Senior Counsel | Merrill Lynch | 01/13/06 | 01/26/06 |
| Chatfield, Christopher J. | Enforcement | Senior Counsel | Merrill Lynch | 01/13/06 | 02/08/06 |
| Chatfield, Christopher J. | Enforcement | Senior Counsel | Merrill Lynch | 01/13/06 | 02/14/06 |
| Chung, Christine S. | Enforcement | Branch Chief | Testa, Hurwitz & Thibeault, LLP | 07/14/01 | 02/28/02 |
| Chung, Christine S. | Enforcement | Branch Chief | Testa, Hurwitz & Thibeault, LLP | 07/14/01 | 08/02/01 |
| Chung, Christine S. | Enforcement | Branch Chief | Testa, Hurwitz & Thibeault, LLP | 07/14/01 | 02/27/02 |
| Cohn, Michael J. | Enforcement | Staff Attorney | Fried, Frank, Harris, Shriver & Jacobson | 07/25/00 | 03/29/01 |
| Cohn, Michael J. | Enforcement | Staff Attorney | Fried, Frank, Harris, Shriver & Jacobson | 07/25/00 | 06/14/01 |
| Cooke, Christopher | Enforcement | Branch Chief | Cooke Kobrick & Wu LLP | 03/05/04 | 08/03/04 |
| Cooke, Christopher | Enforcement | Branch Chief | Cooke Kobrick & Wu LLP | 03/05/04 | 01/10/05 |
| Councill, Stephen D. | Enforcement | Branch Chief | Rogers & Hardin LLP | 07/12/03 | 03/09/04 |
| Councill, Stephen D. | Enforcement | Branch Chief | Rogers & Hardin LLP | 07/12/03 | 11/02/04 |
| Councill, Stephen D. | Enforcement | Branch Chief | Rogers & Hardin LLP | 07/12/03 | 11/21/03 |
| Councill, Stephen D. | Enforcement | Branch Chief | Rogers & Hardin LLP | 07/12/03 | 01/12/04 |
| Craine, Patrick K. | Enforcement | Staff Attorney | Munsch Hardt Kopf & Harr, P.C. | 06/23/05 | 07/26/05 |
| Craine, Patrick K. | Enforcement | Staff Attorney | Munsch Hardt Kopf & Harr, P.C. | 06/23/05 | 06/30/05 |
| Craine, Patrick K. | Enforcement | Staff Attorney | Munsch Hardt Kopf & Harr, P.C. | 06/23/05 | 04/11/06 |
| Crimmins, Stephen J. | Enforcement | Deputy Chief Litigation Counsel | Pepper Hamilton LLP | 07/14/01 | 05/07/02 |
| Crimmins, Stephen J. | Enforcement | Deputy Chief Litigation Counsel | Pepper Hamilton LLP | 07/14/01 | 02/02/02 |
| Crimmins, Stephen J. | Enforcement | Deputy Chief Litigation Counsel | Holland & Knight LLP | 07/14/01 | 10/25/01 |
| Crimmins, Stephen J. | Enforcement | Deputy Chief Litigation Counsel | Holland & Knight LLP | 07/14/01 | 10/10/01 |
| Crimmins, Stephen J. | Enforcement | Deputy Chief Litigation Counsel | Pepper Hamilton LLP | 07/14/01 | 06/17/02 |
| Crimmins, Stephen J. | Enforcement | Deputy Chief Litigation Counsel | Pepper Hamilton LLP | 07/14/01 | 08/26/02 |
| Crimmins, Stephen J. | Enforcement | Deputy Chief Litigation Counsel | Holland & Knight LLP | 07/14/01 | 12/06/01 |
| Crimmins, Stephen J. | Enforcement | Deputy Chief Litigation Counsel | Holland & Knight LLP | 07/14/01 | 11/30/01 |
| Crimmins, Stephen J. | Enforcement | Deputy Chief Litigation Counsel | Holland & Knight LLP | 07/14/01 | 11/05/01 |
| Crimmins, Stephen J. | Enforcement | Deputy Chief Litigation Counsel | Pepper Hamilton LLP | 07/14/01 | 06/18/02 |
| Crimmins, Stephen J. | Enforcement | Deputy Chief Litigation Counsel | Pepper Hamilton LLP | 07/14/01 | 10/18/02 |
| Crimmins, Stephen J. | Enforcement | Deputy Chief Litigation Counsel | Pepper Hamilton LLP | 07/14/01 | 10/10/02 |
| Crimmins, Stephen J. | Enforcement | Deputy Chief Litigation Counsel | Holland & Knight LLP | 07/14/01 | 07/31/01 |
| Crimmins, Stephen J. | Enforcement | Deputy Chief Litigation Counsel | Pepper Hamilton LLP | 07/14/01 | 06/25/03 |
| Crimmins, Stephen J. | Enforcement | Deputy Chief Litigation Counsel | Holland & Knight LLP | 07/14/01 | 07/31/01 |
| Crimmins, Stephen J. | Enforcement | Deputy Chief Litigation Counsel | Holland & Knight LLP | 07/14/01 | 12/27/01 |
| Currier, G. William | Enforcement | Assistant Director | White & Case LLP | 03/04/05 | 09/20/05 |
| Currier, G. William | Enforcement | Assistant Director | White & Case LLP | 03/04/05 | 03/03/06 |
| Currier, G. William | Enforcement | Assistant Director | White & Case LLP | 03/04/05 | 04/08/05 |
| Currier, G. William | Enforcement | Assistant Director | White & Case LLP | 03/04/05 | 09/22/05 |
| Currier, G. William | Enforcement | Assistant Director | White & Case LLP | 03/04/05 | 03/03/06 |
| Curtis, George B. | Enforcement | Deputy Director | Gibson, Dunn & Crutcher LLP | 12/04/09 | 11/19/10 |
| Cutler, Christopher M. | Enforcement | Senior Counsel | Sutherland Asbill & Brennan LLP | 06/19/03 | 07/29/03 |
| Cutler, Christopher M. | Enforcement | Senior Counsel | Sutherland Asbill & Brennan LLP | 06/19/03 | 06/26/03 |
| Cutler, Stephen M. | Enforcement | Director | Wilmer Cutler Pickering Hale and Dorr LLP | 05/18/05 | 05/16/06 |
| Cutler, Christopher M. | Enforcement | Senior Counsel | Sutherland Asbill & Brennan LLP | 06/19/03 | 06/26/03 |
| Cutler, Stephen M. | Enforcement | Director | Wilmer Cutler Pickering Hale and Dorr LLP | 05/18/05 | 05/25/06 |
| Cutler, Christopher M. | Enforcement | Senior Counsel | Sutherland Asbill & Brennan LLP | 06/19/03 | 09/02/03 |
| Cutler, Stephen M. | Enforcement | Director | Wilmer Cutler Pickering Hale and Dorr LLP | 05/18/05 | 05/24/06 |
| Cutler, Stephen M. | Enforcement | Director | Wilmer Cutler Pickering Hale and Dorr LLP | 05/18/05 | 05/22/06 |
| De Leon, Robert S. | Enforcement | Senior Counsel | Hold Brothers On-Line Investment Services, Inc. | 04/20/01 | 07/02/01 |
| De Leon, Robert S. | Enforcement | Senior Counsel | Sanford C. Bernstein & Co., LLC | 04/20/01 | 08/06/02 |
| deNeve, J. Jorge | Enforcement | Staff Attorney | O'Melveny & Myers LLP | 02/09/07 | 05/07/08 |
| deNeve, J. Jorge | Enforcement | Staff Attorney | O'Melveny & Myers LLP | 02/09/07 | 04/11/07 |
| deNeve, J. Jorge | Enforcement | Staff Attorney | O'Melveny & Myers LLP | 02/09/07 | 02/22/07 |
| deNeve, J. Jorge | Enforcement | Staff Attorney | O'Melveny & Myers LLP | 02/09/07 | 03/06/07 |
| deNeve, J. Jorge | Enforcement | Staff Attorney | O'Melveny & Myers LLP | 02/09/07 | 03/08/07 |
| deNeve, J. Jorge | Enforcement | Staff Attorney | O'Melveny & Myers LLP | 02/09/07 | 02/21/07 |
| DiMeglio, Gregory D. | Enforcement | Senior Counsel | Stradley Ronon | 07/15/05 | 08/18/05 |
| DiMeglio, Gregory D. | Enforcement | Senior Counsel | Stradley Ronon | 07/15/05 | 11/02/05 |
| DiMeglio, Gregory D. | Enforcement | Senior Counsel | Stradley Ronon | 07/15/05 | 01/27/06 |
| DiMeglio, Gregory D. | Enforcement | Senior Counsel | Stradley Ronon | 07/15/05 | 01/20/06 |
| DiMeglio, Gregory D. | Enforcement | Senior Counsel | Stradley Ronon | 07/15/05 | 11/18/05 |
| DiMeglio, Gregory D. | Enforcement | Senior Counsel | Stradley Ronon | 07/15/05 | 11/23/05 |
| DiMeglio, Gregory D. | Enforcement | Senior Counsel | Stradley Ronon | 07/15/05 | 04/12/06 |
| DiMeglio, Gregory D. | Enforcement | Senior Counsel | Stradley Ronon | 07/15/05 | 01/18/06 |
| Diver, Michael J. | Enforcement | Branch Chief | Katten Muchin Zavis Rosenman | 07/28/00 | 01/17/01 |
| Dunbar, Andrew J. | Enforcement | Staff Attorney | Sidley Austin LLP | 08/15/08 | 09/10/08 |
| Dunbar, Andrew J. | Enforcement | Staff Attorney | Sidley Austin LLP | 08/15/08 | 08/26/08 |
| Dunbar, Andrew J. | Enforcement | Staff Attorney | Sidley Austin LLP | 08/15/08 | 04/22/09 |
| Duncan, Russell D. | Enforcement | Assistant Chief Litigation Counsel | Orrick, Herrington & Sutcliffe LLP | 02/17/06 | 10/25/06 |
| Duncan, Russell D. | Enforcement | Assistant Chief Litigation Counsel | Orrick, Herrington & Sutcliffe LLP | 02/17/06 | 04/24/06 |
| Duncan, Russell D. | Enforcement | Assistant Chief Litigation Counsel | Orrick, Herrington & Sutcliffe LLP | 02/17/06 | 04/24/06 |
| Duncan, Russell D. | Enforcement | Assistant Chief Litigation Counsel | Orrick, Herrington & Sutcliffe LLP | 02/17/06 | 09/06/06 |
| Duncan, Russell D. | Enforcement | Assistant Chief Litigation Counsel | Orrick, Herrington & Sutcliffe LLP | 02/17/06 | 05/12/06 |
| Ebert, Rebecca F. | Enforcement | Senior Counsel | Sidley Austin LLP | 03/10/05 | 06/17/05 |
| Ebert, Rebecca F. | Enforcement | Senior Counsel | Sidley Austin LLP | 03/10/05 | 02/02/06 |
| Ebert, Rebecca F. | Enforcement | Senior Counsel | Sidley Austin LLP | 03/10/05 | 11/16/05 |
| Ebert, Rebecca F. | Enforcement | Senior Counsel | Sidley Austin LLP | 03/10/05 | 02/02/06 |
| Ebert, Rebecca F. | Enforcement | Senior Counsel | Sidley Austin LLP | 03/10/05 | 02/22/06 |
| Ebert, Rebecca F. | Enforcement | Senior Counsel | Sidley Austin LLP | 03/10/05 | 06/22/05 |
| Ebert, Rebecca F. | Enforcement | Senior Counsel | Sidley Austin LLP | 03/10/05 | 04/20/05 |
| Ebert, Rebecca F. | Enforcement | Senior Counsel | Sidley Austin LLP | 03/10/05 | 12/27/05 |
| Ebert, Rebecca F. | Enforcement | Senior Counsel | Sidley Austin LLP | 03/10/05 | 03/22/06 |
| Edmundson, J. Kevin | Enforcement | District Trial Counsel | Haynes and Boone, LLP | 09/21/01 | 02/06/02 |
| Ellsworth, Larry P. | Enforcement | Assistant Chief Litigation Counsel | Jenner & Block | 07/31/05 | 08/05/05 |
| Ellsworth, Larry P. | Enforcement | Assistant Chief Litigation Counsel | Jenner & Block | 07/31/05 | 08/03/05 |
| Ellsworth, Larry P. | Enforcement | Assistant Chief Litigation Counsel | Jenner & Block | 07/31/05 | 09/20/05 |
| Ellsworth, Larry P. | Enforcement | Assistant Chief Litigation Counsel | Jenner & Block | 07/31/05 | 09/07/05 |
| Ellsworth, Larry P. | Enforcement | Assistant Chief Litigation Counsel | Jenner & Block | 07/31/05 | 01/29/07 |
| Ellsworth, Larry P. | Enforcement | Assistant Chief Litigation Counsel | Jenner & Block | 07/31/05 | 09/20/05 |
| Ellsworth, Larry P. | Enforcement | Assistant Chief Litigation Counsel | Jenner & Block | 07/31/05 | 10/07/05 |
| Ellsworth, Larry P. | Enforcement | Assistant Chief Litigation Counsel | Jenner & Block | 07/31/05 | 08/02/05 |
| Ellsworth, Larry P. | Enforcement | Assistant Chief Litigation Counsel | Jenner & Block | 07/31/05 | 08/12/05 |
| Fahy, John R. | Enforcement | Attorney | Fiserv Investor Services, Inc. and Tradestar Investments, Inc. | 09/10/04 | 09/13/04 |
| Feldman, Stuart P. | Enforcement | Branch Chief | Greenberg Traurig LLP | 12/13/06 | 01/28/08 |
| Feldman, Stuart P. | Enforcement | Branch Chief | Greenberg Traurig LLP | 12/13/06 | 06/27/08 |
| Feldman, Stuart P. | Enforcement | Branch Chief | Greenberg Traurig LLP | 12/13/06 | 01/25/08 |
| Feldman, Stuart P. | Enforcement | Branch Chief | Greenberg Traurig LLP | 12/18/06 | 05/10/07 |
| Feldman, Stuart P. | Enforcement | Branch Chief | Greenberg Traurig LLP | 12/13/06 | 12/11/08 |
| Feldman, Stuart P. | Enforcement | Branch Chief | Greenberg Traurig LLP | 12/13/06 | 06/06/08 |
| Feldman, Stuart P. | Enforcement | Branch Chief | Greenberg Traurig LLP | 12/13/06 | 06/27/08 |
| Feldman, Stuart P. | Enforcement | Branch Chief | Greenberg Traurig LLP | 12/13/06 | 08/15/08 |
| Feldman, Stuart P. | Enforcement | Branch Chief | Greenberg Traurig LLP | 12/13/06 | 06/03/08 |
| Field, John J. | Enforcement | Senior Counsel | Nixon Peabody LLP | 08/22/03 | 09/26/03 |
| Field, John J. | Enforcement | Senior Counsel | Nixon Peabody LLP | 08/22/03 | 10/08/03 |
| Fokas, Jimmy | Enforcement | Staff Attorney | Baker & Hostetler LLP | 06/10/05 | 06/20/05 |
| Fokas, Jimmy | Enforcement | Staff Attorney | Baker & Hostetler LLP | 06/10/05 | 10/04/06 |
| Fokas, Jimmy | Enforcement | Staff Attorney | Baker & Hostetler LLP | 06/10/05 | 08/01/06 |
| Fokas, Jimmy | Enforcement | Staff Attorney | Baker & Hostetler LLP | 06/10/05 | 10/04/06 |
| Fokas, Jimmy | Enforcement | Staff Attorney | Baker & Hostetler LLP | 06/10/05 | 06/21/06 |
| Fokas, Jimmy | Enforcement | Staff Attorney | Baker & Hostetler LLP | 06/10/05 | 05/04/06 |
| Freeman, Jeremy D. | Enforcement | Staff Attorney | McGuireWoods, LLP | 04/23/04 | 01/21/05 |
| Freeman, Jeremy D. | Enforcement | Staff Attorney | McGuireWoods, LLP | 04/23/04 | 10/21/04 |
| Freeman, Jeremy D. | Enforcement | Staff Attorney | McGuireWoods, LLP | 04/23/04 | 05/03/05 |
| Freeman, Jeremy D. | Enforcement | Staff Attorney | McGuireWoods, LLP | 04/23/04 | 12/22/04 |
| Freeman, Jeremy D. | Enforcement | Staff Attorney | McGuireWoods, LLP | 04/23/04 | 05/16/05 |
| Gardner, Mary E. | Enforcement | Senior Counsel | McDermott Will & Emery LLP | 06/18/04 | 06/25/04 |
| Gardner, Mary E. | Enforcement | Senior Counsel | McDermott Will & Emery LLP | 06/18/04 | 06/25/04 |
| Gardner, Mary E. | Enforcement | Senior Counsel | McDermott Will & Emery LLP | 06/18/04 | 07/22/04 |
| Gardner, Mary E. | Enforcement | Senior Counsel | McDermott Will & Emery LLP | 06/18/04 | 11/01/05 |
| Gardner, Mary E. | Enforcement | Senior Counsel | McDermott Will & Emery LLP | 06/18/04 | 03/15/06 |
| Gardner, Mary E. | Enforcement | Senior Counsel | McDermott Will & Emery LLP | 06/18/04 | 05/01/06 |
| Gardner, Mary E. | Enforcement | Senior Counsel | McDermott Will & Emery LLP | 06/18/04 | 06/25/04 |
| Gardner, Mary E. | Enforcement | Senior Counsel | McDermott Will & Emery LLP | 06/18/04 | 11/01/05 |
| Gerlach, Paul V. | Enforcement | Associate Director | Sidley Austin LLP | 04/13/00 | 04/08/02 |
| Gerlach, Paul V. | Enforcement | Associate Director | Sidley Austin LLP | 04/13/00 | 05/14/01 |
| Gerlach, Paul V. | Enforcement | Associate Director | Sidley Austin LLP | 04/13/00 | 08/24/01 |
| Gerlach, Paul V. | Enforcement | Associate Director | Sidley Austin LLP | 04/13/00 | 01/02/02 |
| Gerlach, Paul V. | Enforcement | Associate Director | Sidley Austin LLP | 04/13/00 | 01/31/02 |
| Gerlach, Paul V. | Enforcement | Associate Director | Sidley Austin LLP | 04/13/00 | 03/28/02 |
| Gerlach, Paul V. | Enforcement | Associate Director | Sidley Austin LLP | 04/13/00 | 10/18/01 |
| Gerlach, Paul V. | Enforcement | Associate Director | Sidley Austin LLP | 04/13/00 | 04/11/01 |
| Gerlach, Paul V. | Enforcement | Associate Director | Sidley Austin LLP | 04/13/00 | 11/01/01 |
| Gerlach, Paul V. | Enforcement | Associate Director | Sidley Austin LLP | 04/13/00 | 01/29/01 |
| Gerlach, Paul V. | Enforcement | Associate Director | Sidley Austin LLP | 04/13/00 | 10/01/01 |
| Gerlach, Paul V. | Enforcement | Associate Director | Sidley Austin LLP | 04/13/00 | 03/04/02 |
| Gerlach, Paul V. | Enforcement | Associate Director | Sidley Austin LLP | 04/13/00 | 03/28/02 |
| Gerlach, Paul V. | Enforcement | Associate Director | Sidley Austin LLP | 04/13/00 | 02/26/02 |
| Gerlach, Paul V. | Enforcement | Associate Director | Sidley Austin LLP | 04/13/00 | 05/16/01 |
| Goel, Asheesh | Enforcement | Branch Chief | Kirkland & Ellis LLP | 12/30/05 | 01/27/06 |
| Goel, Asheesh | Enforcement | Branch Chief | Kirkland & Ellis LLP | 12/30/05 | 01/27/06 |
| Goel, Asheesh | Enforcement | Branch Chief | Kirkland & Ellis LLP | 12/30/05 | 01/27/06 |
| Gok, Lisa A. | Enforcement | Assistant Regional Director | Transamerica Financial Advisors, Inc. | 10/04/05 | 11/03/05 |
| Goldfried, Daniel A. | Enforcement | Senior Counsel | Merrill Lynch | 03/02/07 | 09/02/08 |
| Goldfried, Daniel A. | Enforcement | Senior Counsel | Merrill Lynch | 03/02/07 | 03/27/07 |
| Goldfried, Daniel A. | Enforcement | Senior Counsel | Merrill Lynch | 03/02/07 | 05/07/07 |
| Goldfried, Daniel A. | Enforcement | Senior Counsel | Merrill Lynch | 03/02/07 | 09/03/08 |
| Goldfried, Daniel A. | Enforcement | Senior Counsel | Merrill Lynch | 03/02/07 | 03/07/07 |
| Goldfried, Daniel A. | Enforcement | Senior Counsel | Merrill Lynch | 03/02/07 | 07/05/07 |
| Goldfried, Daniel A. | Enforcement | Senior Counsel | Merrill Lynch | 03/02/07 | 09/06/07 |
| Goldfried, Daniel A. | Enforcement | Senior Counsel | Merrill Lynch | 03/02/07 | 10/31/07 |
| Goldfried, Daniel A. | Enforcement | Senior Counsel | Merrill Lynch | 03/02/07 | 04/24/07 |
| Goldfried, Daniel A. | Enforcement | Senior Counsel | Merrill Lynch | 03/02/07 | 05/09/07 |
| Goldfried, Daniel A. | Enforcement | Senior Counsel | Merrill Lynch | 03/02/07 | 05/31/07 |
| Goldfried, Daniel A. | Enforcement | Senior Counsel | Merrill Lynch | 03/02/07 | 03/29/07 |
| Goldfried, Daniel A. | Enforcement | Senior Counsel | Merrill Lynch | 03/02/07 | 02/12/08 |
| Goldfried, Daniel A. | Enforcement | Senior Counsel | Merrill Lynch | 03/02/07 | 03/26/08 |
| Goldfried, Daniel A. | Enforcement | Senior Counsel | Merrill Lynch | 03/02/07 | 06/05/07 |
| Goldfried, Daniel A. | Enforcement | Senior Counsel | Merrill Lynch | 03/02/07 | 06/14/07 |
| Goldfried, Daniel A. | Enforcement | Senior Counsel | Merrill Lynch | 03/02/07 | 08/16/07 |
| Grassey, Gary T. | Enforcement | Staff Attorney | Fidelity Investments | 07/16/04 | 09/14/04 |
| Greenstein, Louis D. | Enforcement | Staff Attorney | Skadden, Arps, Slate, Meagher & Flom LLP | 08/18/00 | 05/18/01 |
| Greenstein, Louis D. | Enforcement | Staff Attorney | Skadden, Arps, Slate, Meagher & Flom LLP | 08/18/00 | 06/05/01 |
| Greenstein, Louis D. | Enforcement | Staff Attorney | Skadden, Arps, Slate, Meagher & Flom LLP | 08/18/00 | 08/13/01 |
| Greenstein, Louis D. | Enforcement | Staff Attorney | Skadden, Arps, Slate, Meagher & Flom LLP | 08/18/00 | 06/11/01 |
| Greenstein, Louis D. | Enforcement | Staff Attorney | Skadden, Arps, Slate, Meagher & Flom LLP | 08/18/00 | 10/01/01 |
| Greenstein, Louis D. | Enforcement | Staff Attorney | Skadden, Arps, Slate, Meagher & Flom LLP | 08/18/00 | 05/07/01 |
| Greenstein, Louis D. | Enforcement | Staff Attorney | Paul, Hastings, Janofsky & Walker LLP | 08/18/00 | 01/04/01 |
| Greenstein, Louis D. | Enforcement | Staff Attorney | Skadden, Arps, Slate, Meagher & Flom LLP | 08/18/00 | 01/15/02 |
| Greenstein, Louis D. | Enforcement | Staff Attorney | Skadden, Arps, Slate, Meagher & Flom LLP | 08/18/00 | 05/01/02 |
| Greenstein, Louis D. | Enforcement | Staff Attorney | Paul, Hastings, Janofsky & Walker LLP | 08/18/00 | 03/23/01 |
| Greenstein, Louis D. | Enforcement | Staff Attorney | Skadden, Arps, Slate, Meagher & Flom LLP | 08/18/00 | 11/09/01 |
| Grime, Richard W. | Enforcement | Assistant Director | O'Melveny & Myers LLP | 06/15/07 | 09/09/08 |
| Grime, Richard W. | Enforcement | Assistant Director | O'Melveny & Myers LLP | 06/15/07 | 01/08/09 |
| Grime, Richard W. | Enforcement | Assistant Director | O'Melveny & Myers LLP | 06/15/07 | 12/17/07 |
| Grime, Richard W. | Enforcement | Assistant Director | O'Melveny & Myers LLP | 01/15/07 | 09/20/07 |
| Grime, Richard W. | Enforcement | Assistant Director | O'Melveny & Myers LLP | 06/15/07 | 03/13/09 |
| Grime, Richard W. | Enforcement | Assistant Director | O'Melveny & Myers LLP | 06/15/07 | 10/16/07 |
| Grunberg, Nancy R. | Enforcement | Assistant Director | Venable LLP | 09/26/02 | 01/03/03 |
| Grunberg, Nancy R. | Enforcement | Assistant Director | Venable LLP | 09/26/02 | 07/25/03 |
| Grunberg, Nancy R. | Enforcement | Assistant Director | Venable LLP | 09/26/02 | 11/05/02 |
| Grunberg, Nancy R. | Enforcement | Assistant Director | Venable LLP | 09/26/02 | 05/16/03 |
| Grunberg, Nancy R. | Enforcement | Assistant Director | Venable LLP | 09/26/02 | 12/18/03 |
| Grunberg, Nancy R. | Enforcement | Assistant Director | Venable LLP | 09/26/02 | 07/25/03 |
| Grunberg, Nancy R. | Enforcement | Assistant Director | Venable LLP | 09/26/02 | 11/14/02 |
| Grunberg, Nancy R. | Enforcement | Assistant Director | Venable LLP | 09/26/02 | 05/16/03 |
| Gumagay, Paul A. | Enforcement | Senior Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 05/05/04 | 06/14/04 |
| Hamm, Kathleen M. | Enforcement | Assistant Director | Wilson Sonsini Goodrich & Rosati, P.C. | 07/14/00 | 05/21/01 |
| Hamm, Raymond J. | Enforcement | Associate Chief Accountant | Ten Eyck Associates, Inc. | 03/19/03 | 08/14/03 |
| Hamm, Kathleen M. | Enforcement | Assistant Director | Wilson Sonsini Goodrich & Rosati, P.C. | 07/14/00 | 03/09/01 |
| Hamm, Kathleen M. | Enforcement | Assistant Director | Wilson Sonsini Goodrich & Rosati, P.C. | 07/14/00 | 07/03/01 |
| Hamm, Kathleen M. | Enforcement | Assistant Director | Wilson Sonsini Goodrich & Rosati, P.C. | 07/14/00 | 01/07/01 |
| Hamm, Kathleen M. | Enforcement | Assistant Director | Wilson Sonsini Goodrich & Rosati, P.C. | 07/14/00 | 04/05/01 |
| Hamm, Kathleen M. | Enforcement | Assistant Director | Wilson Sonsini Goodrich & Rosati, P.C. | 07/14/00 | 05/10/01 |
| Hamm, Kathleen M. | Enforcement | Assistant Director | Nasdaq Liffe Markets, LLC | 07/14/00 | 10/15/01 |
| Harnisch, Kevin J. | Enforcement | Branch Chief | Fried, Frank, Harris, Shriver & Jacobson | 07/02/99 | 02/01/01 |
| Harnisch, Kevin J. | Enforcement | Branch Chief | Fried, Frank, Harris, Shriver & Jacobson | 07/02/99 | 05/15/01 |
| Harnisch, Kevin J. | Enforcement | Branch Chief | Fried, Frank, Harris, Shriver & Jacobson | 07/02/99 | 03/07/01 |
| Hashemi, Caz | Enforcement | Staff Attorney | Wilson Sonsini Goodrich & Rosati, P.C. | 05/19/00 | 01/25/01 |
| Heilizer, Deborah G. | Enforcement | Deputy Assistant Director | Deutsche Bank AG | 07/12/02 | 09/05/02 |
| Heilizer, Deborah G. | Enforcement | Deputy Assistant Director | Deutsche Bank AG | 07/12/02 | 07/09/04 |
| Heilizer, Deborah G. | Enforcement | Deputy Assistant Director | Deutsche Bank AG | 07/12/02 | 12/03/03 |
| Heilizer, Deborah G. | Enforcement | Deputy Assistant Director | Deutsche Bank AG | 07/12/02 | 12/09/02 |
| Heilizer, Deborah G. | Enforcement | Deputy Assistant Director | Deutsche Bank AG | 07/12/02 | 08/20/02 |
| Hiller, Carolyn L. | Enforcement | Attorney | American International Group, Inc. | 10/31/05 | 08/17/07 |
| Hiller, Carolyn L. | Enforcement | Attorney | American International Group, Inc. | 10/31/05 | 07/26/07 |
| Hiller, Carolyn L. | Enforcement | Attorney | Dechert | 10/31/05 | 11/08/05 |
| Hiller, Carolyn L. | Enforcement | Attorney | Dechert | 10/31/05 | 11/30/05 |
| Hoffmann, Vanessa M. | Enforcement | Staff Attorney | Wells Fargo | 11/28/05 | 12/22/05 |
| Hoffmann, Vanessa M. | Enforcement | Staff Attorney | Wells Fargo | 11/28/05 | 05/09/06 |
| Hoffmann, Vanessa M. | Enforcement | Staff Attorney | Wells Fargo | 11/28/05 | 09/20/06 |
| Isenberg, Jerry A. | Enforcement | Assistant Director | McGuireWoods, LLP | 11/17/00 | 03/27/01 |
| Isenberg, Jerry A. | Enforcement | Assistant Director | McGuireWoods, LLP | 11/17/00 | 04/16/01 |
| Isenberg, Jerry A. | Enforcement | Assistant Director | McGuireWoods, LLP | 11/17/00 | 04/09/01 |
| Isenberg, Jerry A. | Enforcement | Assistant Director | LeClair Ryan | 11/17/00 | 05/31/02 |
| Isenberg, Jerry A. | Enforcement | Assistant Director | LeClair Ryan | 11/17/00 | 10/24/01 |
| Isenberg, Jerry A. | Enforcement | Assistant Director | McGuireWoods, LLP | 11/17/00 | 02/13/01 |
| Isenberg, Jerry A. | Enforcement | Assistant Director | McGuireWoods, LLP | 11/17/00 | 09/18/01 |
| Isenberg, Jerry A. | Enforcement | Assistant Director | LeClair Ryan | 11/17/00 | 04/12/02 |
| Isenberg, Jerry A. | Enforcement | Assistant Director | LeClair Ryan | 11/17/00 | 07/08/02 |
| Isenberg, Jerry A. | Enforcement | Assistant Director | LeClair Ryan | 11/17/00 | 04/12/02 |
| Isenberg, Jerry A. | Enforcement | Assistant Director | LeClair Ryan | 11/17/00 | 07/17/02 |
| Isenberg, Jerry A. | Enforcement | Assistant Director | LeClair Ryan | 11/17/00 | 07/08/02 |
| Isenberg, Jerry A. | Enforcement | Assistant Director | McGuireWoods, LLP | 11/17/00 | 05/29/01 |
| Ivascu, John C. | Enforcement | Staff Attorney | Vinson & Elkins LLP | 01/02/06 | 01/05/06 |
| Izower, Rachel | Enforcement | Senior Counsel | Greenberg Traurig LLP | 09/24/05 | 04/05/06 |
| Izower, Rachel | Enforcement | Senior Counsel | Greenberg Traurig LLP | 08/24/05 | 03/08/07 |
| Jackson, Gary E. | Enforcement | Senior Trial Counsel | Morgan Stanley | 01/31/01 | 03/18/02 |
| Jackson, Gary E. | Enforcement | Senior Trial Counsel | Morgan Stanley | 01/31/01 | 04/18/01 |
| Jackson, Gary E. | Enforcement | Senior Trial Counsel | Morgan Stanley | 01/31/01 | 03/16/01 |
| Jackson, Gary E. | Enforcement | Senior Trial Counsel | Morgan Stanley | 01/31/01 | 04/23/01 |
| Jaconski, Michelle Wilson | Enforcement | Professional Accounting Fellow | PricewaterhouseCoopers LLP | 05/15/04 | 09/07/04 |
| Johnson, Treazure R. | Enforcement | Senior Assistant Chief Litigation Counsel | Venable LLP | 08/08/05 | 04/19/06 |
| Johnson, Treazure R. | Enforcement | Senior Assistant Chief Litigation Counsel | Venable LLP | 08/08/05 | 10/12/05 |
| Johnson, Treazure R. | Enforcement | Senior Assistant Chief Litigation Counsel | Venable LLP | 08/08/05 | 08/31/06 |
| Johnson, Treazure R. | Enforcement | Senior Assistant Chief Litigation Counsel | Venable LLP | 08/08/05 | 02/03/06 |
| Johnson, Treazure R. | Enforcement | Senior Assistant Chief Litigation Counsel | Venable LLP | 08/08/05 | 03/20/06 |
| Johnson, Treazure R. | Enforcement | Senior Assistant Chief Litigation Counsel | Venable LLP | 08/08/05 | 03/03/06 |
| Johnson, Treazure R. | Enforcement | Senior Assistant Chief Litigation Counsel | Venable LLP | 08/08/05 | 11/22/05 |
| Johnson, Treazure R. | Enforcement | Senior Assistant Chief Litigation Counsel | Venable LLP | 08/08/05 | 11/30/05 |
| Johnson, Treazure R. | Enforcement | Senior Assistant Chief Litigation Counsel | Venable LLP | 08/08/05 | 02/22/06 |
| Johnson, Treazure R. | Enforcement | Senior Assistant Chief Litigation Counsel | Venable LLP | 08/08/05 | 01/24/06 |
| Johnson, Treazure R. | Enforcement | Senior Assistant Chief Litigation Counsel | Venable LLP | 08/08/05 | 04/03/07 |
| Johnston, Lynne E. | Enforcement | Staff Attorney | Lehman Brothers | 12/31/99 | 06/25/01 |
| Johnston, Lynne E. | Enforcement | Staff Attorney | Lehman Brothers | 12/31/99 | 06/20/01 |
| Johnston, Lynne E. | Enforcement | Staff Attorney | Lehman Brothers | 12/31/99 | 05/03/01 |
| Johnston, Lynne E. | Enforcement | Staff Attorney | Lehman Brothers | 12/31/99 | 05/03/01 |
| Johnston, Lynne E. | Enforcement | Staff Attorney | Lehman Brothers | 12/31/99 | 05/08/01 |
| Johnston, Lynne E. | Enforcement | Staff Attorney | Lehman Brothers | 12/31/99 | 05/03/01 |
| Johnston, Lynne E. | Enforcement | Staff Attorney | Lehman Brothers | 12/31/99 | 05/07/01 |
| Johnston, Lynne E. | Enforcement | Staff Attorney | Lehman Brothers | 12/31/99 | 05/03/01 |
| Jordan, Anthony C. | Enforcement | Branch Chief | StoneTurn Group LLP | 09/01/06 | 02/20/08 |
| Jordan, Anthony C. | Enforcement | Branch Chief | StoneTurn Group LLP | 09/01/06 | 01/16/08 |
| Kell, LaShon K. | Enforcement | Staff Attorney | Venable LLP | 06/18/03 | 07/14/03 |
| Kell, LaShon K. | Enforcement | Staff Attorney | Venable LLP | 06/18/03 | 09/23/03 |
| Kell, LaShon K. | Enforcement | Staff Attorney | Venable LLP | 06/18/03 | 12/18/03 |
| Kell, LaShon K. | Enforcement | Staff Attorney | Venable LLP | 06/18/03 | 10/08/03 |
| Kell, LaShon K. | Enforcement | Staff Attorney | Venable LLP | 06/18/03 | 08/27/03 |
| Kinsey, Jr., Walton S. | Enforcement | Branch Chief | Walter S. Kinsey, Jr., Attorney at Law | 01/01/06 | 11/06/07 |
| Kirkpatrick, Christopher E. | Enforcement | Branch Chief | Haynes and Boone, LLP | 09/08/00 | 06/03/02 |
| Kirkpatrick, Christopher E. | Enforcement | Branch Chief | Haynes and Boone, LLP | 09/08/00 | 03/28/01 |
| Kirkpatrick, Christopher E. | Enforcement | Branch Chief | Haynes and Boone, LLP | 09/08/00 | 06/12/02 |
| Kirkpatrick, Christopher E. | Enforcement | Branch Chief | Haynes and Boone, LLP | 09/08/00 | 07/17/01 |
| Klein, Gary T. | Enforcement | Branch Chief | Klein & Sallah LLC | 06/04/04 | 08/18/04 |
| Klein, Gary T. | Enforcement | Branch Chief | Klein & Sallah LLC | 06/04/04 | 08/10/04 |
| Knapton, Donna K. | Enforcement | Senior Counsel | Carlton Fields, P.A. | 10/30/06 | 11/13/06 |
| Knapton, Donna K. | Enforcement | Senior Counsel | Carlton Fields, P.A. | 10/30/06 | 05/18/07 |
| Knuts, Robert | Enforcement | Senior Trial Counsel | Day, Berry & Howard LLP | 08/08/03 | 12/05/03 |
| Knuts, Robert | Enforcement | Senior Trial Counsel | Day, Berry & Howard LLP | 08/08/03 | 10/30/03 |
| Knuts, Robert | Enforcement | Senior Trial Counsel | Day, Berry & Howard LLP | 08/08/03 | 02/03/04 |
| Knuts, Robert | Enforcement | Senior Trial Counsel | Day, Berry & Howard LLP | 08/08/03 | 04/02/04 |
| Knuts, Robert | Enforcement | Senior Trial Counsel | Day, Berry & Howard LLP | 08/08/03 | 12/05/03 |
| Knuts, Robert | Enforcement | Senior Trial Counsel | Day, Berry & Howard LLP | 08/08/03 | 11/17/03 |
| Knuts, Robert | Enforcement | Senior Trial Counsel | Day, Berry & Howard LLP | 08/08/03 | 11/17/03 |
| Knuts, Robert | Enforcement | Senior Trial Counsel | Day, Berry & Howard LLP | 08/08/03 | 02/03/04 |
| Kopecky, James L. | Enforcement | Branch Chief | James L. Kopecky, P.C. | 07/12/02 | 06/07/04 |
| Kopecky, James L. | Enforcement | Branch Chief | James L. Kopecky, P.C. | 07/12/02 | 11/12/03 |
| Kornblau, David L. | Enforcement | Chief Litigation Counsel | Merrill Lynch | 08/05/05 | 09/30/05 |
| Kornblau, David L. | Enforcement | Chief Litigation Counsel | Merrill Lynch | 08/05/05 | 01/11/06 |
| Kornblau, David L. | Enforcement | Chief Litigation Counsel | Merrill Lynch | 08/05/05 | 03/27/06 |
| Kornblau, David L. | Enforcement | Chief Litigation Counsel | Merrill Lynch | 08/05/05 | 10/24/06 |
| Kornblau, David L. | Enforcement | Chief Litigation Counsel | Merrill Lynch | 08/05/05 | 06/22/06 |
| Kostolampros, George | Enforcement | Senior Counsel | Venable LLP | 01/19/07 | 07/25/07 |
| Kostolampros, George | Enforcement | Senior Counsel | Venable LLP | 01/19/07 | 02/15/08 |
| Kreiger, Sean E. | Enforcement | Staff Attorney | K&L Gates LLP | 05/14/04 | 05/19/04 |
| Kreiger, Sean E. | Enforcement | Staff Attorney | K&L Gates LLP | 05/10/04 | 06/10/04 |
| Lackey, Kay L. | Enforcement | Assistant Regional Director | RBS Securities Inc. | 07/31/09 | 11/05/10 |
| Lawrence, Andrew M. | Enforcement | Staff Attorney | Skadden, Arps, Slate, Meagher & Flom LLP | 02/27/04 | 04/26/04 |
| Lawrence, Andrew M. | Enforcement | Staff Attorney | Skadden, Arps, Slate, Meagher & Flom LLP | 02/27/04 | 09/14/04 |
| Lawrence, Andrew M. | Enforcement | Staff Attorney | Skadden, Arps, Slate, Meagher & Flom LLP | 02/27/04 | 04/06/04 |
| Lawrence, Andrew M. | Enforcement | Staff Attorney | Skadden, Arps, Slate, Meagher & Flom LLP | 02/27/04 | 09/30/04 |
| Lawrence, Andrew M. | Enforcement | Staff Attorney | Skadden, Arps, Slate, Meagher & Flom LLP | 02/27/04 | 07/13/05 |
| Lawrence, Andrew M. | Enforcement | Staff Attorney | Skadden, Arps, Slate, Meagher & Flom LLP | 02/27/04 | 10/14/04 |
| Lawrence, Andrew M. | Enforcement | Staff Attorney | Skadden, Arps, Slate, Meagher & Flom LLP | 02/27/04 | 04/06/04 |
| Lawrence, Gregory T. | Enforcement | Senior Counsel | Conti Fenn & Lawrence LLC | 07/31/05 | 09/26/05 |
| Lawrence, Andrew M. | Enforcement | Staff Attorney | Skadden, Arps, Slate, Meagher & Flom LLP | 02/27/04 | 03/02/04 |
| Lawrence, Andrew M. | Enforcement | Staff Attorney | Skadden, Arps, Slate, Meagher & Flom LLP | 02/27/04 | 12/17/04 |
| Lawrence, Andrew M. | Enforcement | Staff Attorney | Skadden, Arps, Slate, Meagher & Flom LLP | 02/27/04 | 07/07/04 |
| Lee, Jason P. | Enforcement | Senior Counsel | Shartsis Friese LLP | 10/01/04 | 11/03/04 |
| Lee, Jason P. | Enforcement | Senior Counsel | Shartsis Friese LLP | 10/01/04 | 09/15/05 |
| Lee, Jason P. | Enforcement | Senior Counsel | Shartsis Friese LLP | 10/01/04 | 02/22/05 |
| Lee, Jason P. | Enforcement | Senior Counsel | Shartsis Friese LLP | 10/01/04 | 04/26/05 |
| Lee, Jason P. | Enforcement | Senior Counsel | Shartsis Friese LLP | 10/01/04 | 09/22/05 |
| Lee, Jason P. | Enforcement | Senior Counsel | Shartsis Friese LLP | 10/01/04 | 05/16/05 |
| Lee, Jason P. | Enforcement | Senior Counsel | Shartsis Friese LLP | 10/01/04 | 07/20/05 |
| Lee, Jason P. | Enforcement | Senior Counsel | Shartsis Friese LLP | 10/01/04 | 10/19/05 |
| Lee, Jason P. | Enforcement | Senior Counsel | Shartsis Friese LLP | 10/01/04 | 09/23/05 |
| Lee, Jason P. | Enforcement | Senior Counsel | Shartsis Friese LLP | 10/01/04 | 01/25/06 |
| Lee, Jason P. | Enforcement | Senior Counsel | Shartsis Friese LLP | 10/01/04 | 01/24/05 |
| Lee, Jason P. | Enforcement | Senior Counsel | Shartsis Friese LLP | 10/01/04 | 09/23/05 |
| Lee, Jason P. | Enforcement | Senior Counsel | Shartsis Friese LLP | 10/01/04 | 03/07/06 |
| Lee, Jason P. | Enforcement | Senior Counsel | Shartsis Friese LLP | 10/01/04 | 03/15/05 |
| Lehrer, Frederick M. | Enforcement | Senior Counsel | Hamilton, Lehrer & Dargan, P.A. | 01/10/00 | 07/02/01 |
| Lehrer, Frederick M. | Enforcement | Senior Counsel | Hamilton, Lehrer & Dargan, P.A. | 01/10/00 | 12/11/01 |
| Lehrer, Frederick M. | Enforcement | Senior Counsel | Hamilton, Lehrer & Dargan, P.A. | 01/10/00 | 02/15/01 |
| Lehrer, Frederick M. | Enforcement | Senior Counsel | Hamilton, Lehrer & Dargan, P.A. | 01/10/00 | 02/15/01 |
| Lehrer, Frederick M. | Enforcement | Senior Counsel | Hamilton, Lehrer & Dargan, P.A. | 01/10/00 | 04/19/01 |
| Lehrer, Frederick M. | Enforcement | Senior Counsel | Hamilton, Lehrer & Dargan, P.A. | 01/10/00 | 08/08/01 |
| Lehrer, Frederick M. | Enforcement | Senior Counsel | Hamilton, Lehrer & Dargan, P.A. | 01/10/00 | 09/17/01 |
| Levine, Joshua E. | Enforcement | Senior Attorney | Citigroup | 06/09/06 | 09/05/06 |
| Levine, Joshua E. | Enforcement | Senior Attorney | Citigroup | 06/09/06 | 02/11/08 |
| Levine, Joshua E. | Enforcement | Senior Attorney | Citigroup | 06/09/06 | 10/17/06 |
| Levine, Joshua E. | Enforcement | Senior Attorney | Citigroup | 06/09/06 | 11/01/07 |
| Levine, Joshua E. | Enforcement | Senior Attorney | Citigroup | 06/09/06 | 09/17/06 |
| Levine, David M. | Enforcement | Senior Advisor | Deutsche Bank AG | 11/30/01 | 12/03/01 |
| Levine, Joshua E. | Enforcement | Senior Attorney | Citigroup | 06/09/06 | 09/06/07 |
| Levine, Joshua E. | Enforcement | Senior Attorney | Citigroup | 06/09/06 | 10/13/06 |
| Levine, David M. | Enforcement | Senior Advisor | Deutsche Bank AG | 11/30/01 | 04/01/02 |
| Levine, Joshua E. | Enforcement | Senior Attorney | Citigroup | 06/09/06 | 06/22/07 |
| Levine, Joshua E. | Enforcement | Senior Attorney | Citigroup | 06/09/06 | 07/12/06 |
| Levine, David M. | Enforcement | Senior Advisor | Deutsche Bank AG | 11/30/01 | 02/08/02 |
| Levine, Joshua E. | Enforcement | Senior Attorney | Citigroup | 06/09/06 | 05/16/07 |
| Levine, Joshua E. | Enforcement | Senior Attorney | Citigroup | 06/09/06 | 04/27/07 |
| Levine, Joshua E. | Enforcement | Senior Attorney | Citigroup | 06/09/06 | 08/17/06 |
| Levine, Joshua E. | Enforcement | Senior Attorney | Citigroup | 06/09/06 | 07/27/06 |
| Levine, David M. | Enforcement | Senior Advisor | Deutsche Bank AG | 11/30/01 | 04/29/03 |
| Levine, David M. | Enforcement | Senior Advisor | Deutsche Bank AG | 11/30/01 | 02/07/02 |
| Levine, Joshua E. | Enforcement | Senior Attorney | Citigroup | 06/09/06 | 07/31/07 |
| Levine, David M. | Enforcement | Senior Advisor | Deutsche Bank AG | 11/30/01 | 12/26/01 |
| Lewis, Jason S. | Enforcement | Staff Attorney | Locke Lord Bissell & Liddell LLP | 11/30/07 | 01/07/08 |
| Lewis, Jason S. | Enforcement | Staff Attorney | Locke Lord Bissell & Liddell LLP | 11/30/07 | 08/11/08 |
| Lewis, Jason S. | Enforcement | Staff Attorney | Locke Lord Bissell & Liddell LLP | 11/30/07 | 10/13/08 |
| Lewis, Jason S. | Enforcement | Staff Attorney | Locke Lord Bissell & Liddell LLP | 11/30/07 | 01/22/08 |
| Loach, Jennifer C. | Enforcement | Branch Chief | RBS Securities Inc. | 11/20/09 | 02/03/10 |
| Loach, Jennifer C. | Enforcement | Branch Chief | RBS Securities Inc. | 11/20/09 | 08/27/10 |
| Loach, Jennifer C. | Enforcement | Branch Chief | RBS Securities Inc. | 11/20/09 | 08/05/10 |
| Loach, Jennifer C. | Enforcement | Branch Chief | RBS Securities Inc. | 11/20/09 | 03/15/10 |
| Loach, Jennifer C. | Enforcement | Branch Chief | RBS Securities Inc. | 11/20/09 | 07/22/10 |
| Loach, Jennifer C. | Enforcement | Branch Chief | RBS Securities Inc. | 11/20/09 | 05/11/10 |
| Loach, Jennifer C. | Enforcement | Branch Chief | RBS Securities Inc. | 11/20/09 | 08/26/10 |
| Loftus, Kevin M. | Enforcement | Branch Chief | Paul, Weiss, Rifkind, Wharton & Garrison LLP | 05/09/08 | 08/14/08 |
| Loftus, Kevin M. | Enforcement | Branch Chief | Paul, Weiss, Rifkind, Wharton & Garrison LLP | 05/09/08 | 09/23/09 |
| Loftus, Kevin M. | Enforcement | Branch Chief | Paul, Weiss, Rifkind, Wharton & Garrison LLP | 05/09/08 | 04/23/09 |
| Loftus, Kevin M. | Enforcement | Branch Chief | Paul, Weiss, Rifkind, Wharton & Garrison LLP | 05/09/08 | 03/31/09 |
| Loftus, Kevin M. | Enforcement | Branch Chief | Paul, Weiss, Rifkind, Wharton & Garrison LLP | 05/09/08 | 09/15/09 |
| Loftus, Kevin M. | Enforcement | Branch Chief | Paul, Weiss, Rifkind, Wharton & Garrison LLP | 05/09/08 | 05/03/10 |
| Loftus, Kevin M. | Enforcement | Branch Chief | Paul, Weiss, Rifkind, Wharton & Garrison LLP | 05/09/08 | 02/17/10 |
| Loftus, Kevin M. | Enforcement | Branch Chief | Paul, Weiss, Rifkind, Wharton & Garrison LLP | 05/09/08 | 11/11/08 |
| Loftus, Kevin M. | Enforcement | Branch Chief | Paul, Weiss, Rifkind, Wharton & Garrison LLP | 05/09/08 | 01/07/09 |
| Loftus, Kevin M. | Enforcement | Branch Chief | Paul, Weiss, Rifkind, Wharton & Garrison LLP | 05/09/08 | 01/19/09 |
| Loftus, Kevin M. | Enforcement | Branch Chief | Paul, Weiss, Rifkind, Wharton & Garrison LLP | 05/09/08 | 07/07/08 |
| Lowman, Michael K. | Enforcement | Assistant Chief Litigation Counsel | Jenner & Block | 08/11/06 | 12/19/07 |
| Lowman, Michael K. | Enforcement | Assistant Chief Litigation Counsel | Jenner & Block | 08/11/06 | 01/17/07 |
| Lowman, Michael K. | Enforcement | Assistant Chief Litigation Counsel | Jenner & Block | 08/11/06 | 11/16/06 |
| Lowman, Michael K. | Enforcement | Assistant Chief Litigation Counsel | Jenner & Block | 08/11/06 | 08/21/06 |
| Lowman, Michael K. | Enforcement | Assistant Chief Litigation Counsel | Jenner & Block | 08/11/06 | 10/09/06 |
| Lu, Chih-Pin | Enforcement | Senior Counsel | Johnson, Pope, Bokor, Ruppel & Burns, LLP | 08/01/05 | 02/15/06 |
| Lu, Chih-Pin | Enforcement | Senior Counsel | Johnson, Pope, Bokor, Ruppel & Burns, LLP | 08/01/05 | 08/07/06 |
| Lu, Chih-Pin | Enforcement | Senior Counsel | Johnson, Pope, Bokor, Ruppel & Burns, LLP | 08/01/05 | 02/06/06 |
| Lum, Amy E. Gibson | Enforcement | Senior Attorney | Katten Muchin Zavis Rosenman | 10/22/04 | 11/12/04 |
| Lum, Amy E. Gibson | Enforcement | Senior Attorney | Katten Muchin Zavis Rosenman | 10/22/04 | 07/01/05 |
| Lum, Amy E. Gibson | Enforcement | Senior Attorney | Katten Muchin Zavis Rosenman | 10/22/04 | 04/28/05 |
| Lum, Amy E. Gibson | Enforcement | Senior Attorney | Katten Muchin Zavis Rosenman | 10/22/04 | 11/01/04 |
| Mannon, Joseph M. | Enforcement | Staff Attorney | Vedder, Price, Kaufman & Kammholz, P.C. | 01/07/05 | 11/11/05 |
| Mannon, Joseph M. | Enforcement | Staff Attorney | Vedder, Price, Kaufman & Kammholz, P.C. | 01/07/05 | 02/28/06 |
| Mannon, Joseph M. | Enforcement | Staff Attorney | Vedder, Price, Kaufman & Kammholz, P.C. | 01/07/05 | 12/21/05 |
| Mannon, Joseph M. | Enforcement | Staff Attorney | Vedder, Price, Kaufman & Kammholz, P.C. | 01/07/05 | 09/21/06 |
| Mannon, Joseph M. | Enforcement | Staff Attorney | Vedder, Price, Kaufman & Kammholz, P.C. | 01/07/05 | 12/14/06 |
| Mannon, Joseph M. | Enforcement | Staff Attorney | Vedder, Price, Kaufman & Kammholz, P.C. | 01/07/05 | 03/24/05 |
| Mannon, Joseph M. | Enforcement | Staff Attorney | Vedder, Price, Kaufman & Kammholz, P.C. | 01/07/05 | 01/26/05 |
| Markel, Susan G. | Enforcement | Chief Accountant | AlixPartners LLP | 01/02/09 | 06/05/10 |
| Mathews, Walter J. | Enforcement | Senior Counsel | Walter J. Mathews, P.A. | 11/10/06 | 04/25/07 |
| Mathews, Walter J. | Enforcement | Senior Counsel | Walter J. Mathews, P.A. | 11/10/06 | 06/07/07 |
| Mathews, Walter J. | Enforcement | Senior Counsel | Walter J. Mathews, P.A. | 11/10/06 | 05/02/08 |
| Mathews, Walter J. | Enforcement | Senior Counsel | Walter J. Mathews, P.A. | 11/10/06 | 06/25/07 |
| Mathews, Walter J. | Enforcement | Senior Counsel | Walter J. Mathews, P.A. | 11/10/06 | 09/08/09 |
| Mathews, Walter J. | Enforcement | Senior Counsel | Walter J. Mathews, P.A. | 11/10/06 | 11/29/06 |
| McAndrews, Thomas | Enforcement | Attorney | O'Melveny & Myers LLP | 05/01/05 | 01/11/07 |
| McAndrews, Thomas | Enforcement | Staff Attorney | O'Melveny & Myers LLP | 05/01/05 | 08/02/06 |
| McAndrews, Thomas | Enforcement | Employee | O'Melveny & Myers LLP | 05/01/05 | 01/23/06 |
| McCormick, Kelly A. | Enforcement | Senior Counsel | Crowell & Moring LLP | 08/08/03 | 08/15/03 |
| McCormick, Kelly A. | Enforcement | Senior Counsel | Crowell & Moring LLP | 08/08/03 | 11/09/04 |
| McCormick, Kelly A. | Enforcement | Senior Counsel | Crowell & Moring LLP | 08/08/03 | 08/18/03 |
| McCormick, Kelly A. | Enforcement | Senior Counsel | Crowell & Moring LLP | 08/08/03 | 09/21/04 |
| McGovern, William F. | Enforcement | Assistant Regional Director | Morgan Stanley | 06/25/04 | 07/16/04 |
| Meisner, Derek M. | Enforcement | Branch Chief | K&L Gates LLP | 07/23/04 | 09/20/04 |
| Meisner, Derek M. | Enforcement | Branch Chief | K&L Gates LLP | 07/23/04 | 08/04/04 |
| Meisner, Derek M. | Enforcement | Branch Chief | K&L Gates LLP | 07/23/04 | 07/27/04 |
| Meisner, Derek M. | Enforcement | Branch Chief | K&L Gates LLP | 07/23/04 | 04/08/05 |
| Meisner, Derek M. | Enforcement | Branch Chief | K&L Gates LLP | 07/23/04 | 05/05/05 |
| Meisner, Derek M. | Enforcement | Branch Chief | K&L Gates LLP | 07/23/04 | 01/10/05 |
| Meisner, Derek M. | Enforcement | Branch Chief | K&L Gates LLP | 07/23/04 | 02/28/05 |
| Meisner, Derek M. | Enforcement | Branch Chief | K&L Gates LLP | 07/23/04 | 05/16/06 |
| Meisner, Derek M. | Enforcement | Branch Chief | K&L Gates LLP | 07/23/04 | 04/08/05 |
| Meisner, Derek M. | Enforcement | Branch Chief | K&L Gates LLP | 07/23/04 | 07/27/04 |
| Meisner, Derek M. | Enforcement | Branch Chief | K&L Gates LLP | 07/23/04 | 05/27/05 |
| Mejia, Luis R. | Enforcement | Chief Litigation Counsel | DLA Piper | 12/04/09 | 03/25/10 |
| Mejia, Luis R. | Enforcement | Chief Litigation Counsel | DLA Piper | 12/04/09 | 12/22/09 |
| Mejia, Luis R. | Enforcement | Chief Litigation Counsel | DLA Piper | 12/04/09 | 05/04/10 |
| Mejia, Luis R. | Enforcement | Chief Litigation Counsel | DLA Piper | 12/04/09 | 04/27/10 |
| Mejia, Luis R. | Enforcement | Chief Litigation Counsel | DLA Piper | 12/04/09 | 03/10/10 |
| Mejia, Luis R. | Enforcement | Chief Litigation Counsel | DLA Piper | 12/04/09 | 03/19/10 |
| Mejia, Luis R. | Enforcement | Chief Litigation Counsel | DLA Piper | 12/04/09 | 01/05/10 |
| Mejia, Luis R. | Enforcement | Chief Litigation Counsel | DLA Piper | 12/04/09 | 03/16/10 |
| Mejia, Luis R. | Enforcement | Chief Litigation Counsel | DLA Piper | 12/04/09 | 03/12/10 |
| Mejia, Luis R. | Enforcement | Chief Litigation Counsel | DLA Piper | 12/04/09 | 04/27/10 |
| Meyers, James A. | Enforcement | Assistant Chief Litigation Counsel | Orrick, Herrington & Sutcliffe LLP | 09/30/04 | 04/08/05 |
| Meyers, James A. | Enforcement | Assistant Chief Litigation Counsel | Orrick, Herrington & Sutcliffe LLP | 09/30/04 | 12/02/05 |
| Meyers, James A. | Enforcement | Assistant Chief Litigation Counsel | Orrick, Herrington & Sutcliffe LLP | 09/30/04 | 04/29/05 |
| Meyers, James A. | Enforcement | Assistant Chief Litigation Counsel | Orrick, Herrington & Sutcliffe LLP | 09/30/04 | 08/16/05 |
| Meyers, James A. | Enforcement | Assistant Chief Litigation Counsel | Orrick, Herrington & Sutcliffe LLP | 09/30/04 | 06/30/05 |
| Meyers, James A. | Enforcement | Assistant Chief Litigation Counsel | Orrick, Herrington & Sutcliffe LLP | 09/30/04 | 05/03/05 |
| Meyers, James A. | Enforcement | Assistant Chief Litigation Counsel | Orrick, Herrington & Sutcliffe LLP | 09/30/04 | 09/28/05 |
| Meyers, James A. | Enforcement | Assistant Chief Litigation Counsel | Orrick, Herrington & Sutcliffe LLP | 09/30/04 | 07/07/05 |
| Meyers, James A. | Enforcement | Assistant Chief Litigation Counsel | Orrick, Herrington & Sutcliffe LLP | 09/30/04 | 08/17/05 |
| Meyers, James A. | Enforcement | Assistant Chief Litigation Counsel | Orrick, Herrington & Sutcliffe LLP | 09/30/04 | 11/01/05 |
| Meyers, James A. | Enforcement | Assistant Chief Litigation Counsel | Orrick, Herrington & Sutcliffe LLP | 09/30/04 | 08/08/06 |
| Meyers, James A. | Enforcement | Assistant Chief Litigation Counsel | Orrick, Herrington & Sutcliffe LLP | 09/30/04 | 12/23/04 |
| Meyers, James A. | Enforcement | Assistant Chief Litigation Counsel | Orrick, Herrington & Sutcliffe LLP | 09/30/04 | 11/01/04 |
| Miller, Kenneth L. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 07/28/04 | 10/19/04 |
| Miller, Kenneth L. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 07/28/04 | 09/16/04 |
| Miller, Kenneth L. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 07/28/04 | 08/24/04 |
| Miller, Kenneth L. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 07/28/04 | 12/21/04 |
| Miller, Kenneth L. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 07/28/04 | 01/28/05 |
| Miller, Kenneth L. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 07/28/04 | 01/04/05 |
| Miller, Kenneth L. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 07/28/04 | 09/23/04 |
| Miller, Kenneth L. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 07/28/04 | 01/11/05 |
| Miller, Kenneth L. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 07/28/04 | 05/03/05 |
| Miller, Kenneth L. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 07/28/04 | 01/28/05 |
| Miller, Kenneth L. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 07/28/04 | 03/07/05 |
| Miller, Kenneth L. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 07/28/04 | 03/30/05 |
| Miller, Morgan J. | Enforcement | Staff Attorney | Paul, Hastings, Janofsky & Walker LLP | 12/02/02 | 04/19/04 |
| Miller, Kenneth L. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 07/28/04 | 08/24/04 |
| Miller, Kenneth L. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 07/28/04 | 11/08/04 |
| Miller, Kenneth L. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 07/28/04 | 08/31/04 |
| Miller, Kenneth L. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 07/28/04 | 10/18/04 |
| Miller, Kenneth L. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 07/28/04 | 11/30/05 |
| Miller, Kenneth L. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 07/28/04 | 08/24/04 |
| Miller, Kenneth L. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 07/28/04 | 04/08/05 |
| Miller, Kenneth L. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 07/28/04 | 08/24/04 |
| Miller, Kenneth L. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 07/28/04 | 04/01/05 |
| Miller, Kenneth L. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 07/28/04 | 10/28/04 |
| Miller, Kenneth L. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 07/28/04 | 08/31/04 |
| Miller, Morgan J. | Enforcement | Staff Attorney | Paul, Hastings, Janofsky & Walker LLP | 12/02/02 | 07/27/04 |
| Miller, Kenneth L. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 07/28/04 | 09/09/04 |
| Miller, Kenneth L. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 07/28/04 | 10/18/04 |
| Miller, Kenneth L. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 07/28/04 | 10/01/04 |
| Miller, Kenneth L. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 07/28/04 | 12/16/04 |
| Miller, Kenneth L. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 07/28/04 | 11/30/05 |
| Miller, Kenneth L. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 07/28/04 | 08/24/04 |
| Miller, Kenneth L. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 07/28/04 | 09/30/04 |
| Miller, Kenneth L. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 07/28/04 | 08/31/04 |
| Miller, Kenneth L. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 07/28/04 | 11/30/04 |
| Min, David K. | Enforcement | Staff Attorney | Wilmer Cutler Pickering Hale and Dorr LLP | 08/06/04 | 01/10/05 |
| Min, David K. | Enforcement | Staff Attorney | Wilmer Cutler Pickering Hale and Dorr LLP | 08/06/04 | 05/10/05 |
| Mital, Manish K. | Enforcement | Senior Counsel | Halcyon Asset Management LLC | 01/08/07 | 03/14/08 |
| Mital, Manish K. | Enforcement | Senior Counsel | Halcyon Asset Management LLC | 01/08/07 | 02/01/07 |
| Mital, Manish K. | Enforcement | Senior Counsel | Halcyon Asset Management LLC | 01/08/07 | 11/26/07 |
| Mitchells, Rebecca A. | Enforcement | Senior Staff Counsel | Wilson Sonsini Goodrich & Rosati, P.C. | 06/17/05 | 10/09/06 |
| Mitchells, Rebecca A. | Enforcement | Senior Staff Counsel | Wilson Sonsini Goodrich & Rosati, P.C. | 06/17/05 | 10/06/05 |
| Mitchells, Rebecca A. | Enforcement | Senior Staff Counsel | Wilson Sonsini Goodrich & Rosati, P.C. | 06/17/05 | 08/03/05 |
| Mitchells, Rebecca A. | Enforcement | Senior Staff Counsel | Wilson Sonsini Goodrich & Rosati, P.C. | 06/17/05 | 08/16/06 |
| Mitchells, Rebecca A. | Enforcement | Senior Staff Counsel | Wilson Sonsini Goodrich & Rosati, P.C. | 06/17/05 | 08/03/05 |
| Mitchells, Rebecca A. | Enforcement | Senior Staff Counsel | Wilson Sonsini Goodrich & Rosati, P.C. | 06/17/05 | 08/01/05 |
| Mitchells, Rebecca A. | Enforcement | Senior Staff Counsel | Wilson Sonsini Goodrich & Rosati, P.C. | 06/17/05 | 10/06/05 |
| Mitchells, Rebecca A. | Enforcement | Senior Staff Counsel | Wilson Sonsini Goodrich & Rosati, P.C. | 06/17/05 | 11/03/06 |
| Mitchells, Rebecca A. | Enforcement | Senior Staff Counsel | Wilson Sonsini Goodrich & Rosati, P.C. | 06/17/05 | 06/06/07 |
| Mitchells, Rebecca A. | Enforcement | Senior Staff Counsel | Wilson Sonsini Goodrich & Rosati, P.C. | 06/17/05 | 01/20/06 |
| Mitchells, Rebecca A. | Enforcement | Senior Staff Counsel | Wilson Sonsini Goodrich & Rosati, P.C. | 06/17/05 | 11/02/05 |
| Mitchells, Rebecca A. | Enforcement | Senior Staff Counsel | Wilson Sonsini Goodrich & Rosati, P.C. | 06/17/05 | 10/20/05 |
| Mitchells, Rebecca A. | Enforcement | Senior Staff Counsel | Wilson Sonsini Goodrich & Rosati, P.C. | 06/17/05 | 05/08/06 |
| Mixter, Christian J. | Enforcement | Chief Litigation Counsel | Morgan, Lewis & Bockius LLP | 09/23/00 | 06/20/01 |
| Mixter, Christian J. | Enforcement | Chief Litigation Counsel | Morgan, Lewis & Bockius LLP | 09/23/00 | 11/26/01 |
| Mixter, Christian J. | Enforcement | Chief Litigation Counsel | Morgan, Lewis & Bockius LLP | 09/23/00 | 07/03/01 |
| Mixter, Christian J. | Enforcement | Chief Litigation Counsel | Morgan, Lewis & Bockius LLP | 09/23/00 | 10/31/01 |
| Mixter, Christian J. | Enforcement | Chief Litigation Counsel | Morgan, Lewis & Bockius LLP | 09/23/00 | 08/10/01 |
| Mixter, Christian J. | Enforcement | Chief Litigation Counsel | Morgan, Lewis & Bockius LLP | 09/23/00 | 03/08/02 |
| Mixter, Christian J. | Enforcement | Chief Litigation Counsel | Morgan, Lewis & Bockius LLP | 09/23/00 | 09/06/02 |
| Mixter, Christian J. | Enforcement | Chief Litigation Counsel | Morgan, Lewis & Bockius LLP | 09/23/00 | 10/03/01 |
| Mixter, Christian J. | Enforcement | Chief Litigation Counsel | Morgan, Lewis & Bockius LLP | 09/23/00 | 05/10/02 |
| Mixter, Christian J. | Enforcement | Chief Litigation Counsel | Morgan, Lewis & Bockius LLP | 09/23/00 | 03/08/02 |
| Mixter, Christian J. | Enforcement | Chief Litigation Counsel | Morgan, Lewis & Bockius LLP | 09/23/00 | 11/19/01 |
| Mixter, Christian J. | Enforcement | Chief Litigation Counsel | Morgan, Lewis & Bockius LLP | 09/23/00 | 02/04/02 |
| Mixter, Christian J. | Enforcement | Chief Litigation Counsel | Morgan, Lewis & Bockius LLP | 09/23/00 | 07/15/02 |
| Mixter, Christian J. | Enforcement | Chief Litigation Counsel | Morgan, Lewis & Bockius LLP | 09/23/00 | 02/23/01 |
| Mixter, Christian J. | Enforcement | Chief Litigation Counsel | Morgan, Lewis & Bockius LLP | 09/23/00 | 07/17/01 |
| Mixter, Christian J. | Enforcement | Chief Litigation Counsel | Morgan, Lewis & Bockius LLP | 09/23/00 | 09/19/01 |
| Mixter, Christian J. | Enforcement | Chief Litigation Counsel | Morgan, Lewis & Bockius LLP | 09/23/00 | 03/12/02 |
| Mixter, Christian J. | Enforcement | Chief Litigation Counsel | Morgan, Lewis & Bockius LLP | 09/23/00 | 07/01/02 |
| Moore, Alexander T. | Enforcement | Employee | Ameriprise Financial | 09/07/07 | 11/14/07 |
| Moore, Bridget M. | Enforcement | Staff Attorney | Baker Botts LLP | 05/02/03 | 07/23/03 |
| Moore, Bridget M. | Enforcement | Staff Attorney | Baker Botts LLP | 05/02/03 | 05/15/03 |
| Moore, Bridget M. | Enforcement | Staff Attorney | Baker Botts LLP | 05/02/03 | 06/27/03 |
| Moore, Bridget M. | Enforcement | Staff Attorney | Baker Botts LLP | 05/02/03 | 07/07/03 |
| Moore, Bridget M. | Enforcement | Staff Attorney | Baker Botts LLP | 05/02/03 | 02/09/04 |
| Moore, Bridget M. | Enforcement | Staff Attorney | Baker Botts LLP | 05/02/03 | 02/08/05 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 11/15/05 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 10/18/06 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 10/19/06 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 02/08/06 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 11/15/06 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 09/28/05 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 02/07/07 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 11/01/06 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 10/20/06 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 02/08/06 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 03/27/06 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 07/07/05 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 12/08/05 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 10/30/05 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 09/30/05 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 07/31/06 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 03/06/07 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 11/18/05 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 05/08/06 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 02/09/06 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 04/24/06 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 03/09/06 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 03/09/06 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 05/26/06 |
| Morgan, Nicolas | Enforcement | Senior Trial Counsel | DLA Piper | 06/10/05 | 07/13/05 |
| Morse Jr., Adriaen M. | Enforcement | Attorney | Crowell & Moring LLP | 03/07/03 | 08/01/03 |
| Morse Jr., Adriaen M. | Enforcement | Attorney | Crowell & Moring LLP | 03/07/03 | 04/13/04 |
| Morse Jr., Adriaen M. | Enforcement | Attorney | Crowell & Moring LLP | 03/07/03 | 04/13/04 |
| Morse Jr., Adriaen M. | Enforcement | Attorney | Crowell & Moring LLP | 03/07/03 | 06/11/03 |
| Morse Jr., Adriaen M. | Enforcement | Attorney | Crowell & Moring LLP | 03/07/03 | 04/19/04 |
| Morse Jr., Adriaen M. | Enforcement | Attorney | Crowell & Moring LLP | 03/07/03 | 03/19/03 |
| Morse Jr., Adriaen M. | Enforcement | Attorney | Crowell & Moring LLP | 03/07/03 | 02/10/04 |
| Munro, Meredith A. | Enforcement | Staff Attorney | Steese & Evans, P.C. | 05/01/03 | 03/20/04 |
| Murphy, Patrick T. | Enforcement | Branch Chief | Wilmer Cutler Pickering Hale and Dorr LLP | 08/01/08 | 03/29/10 |
| Murphy, Patrick T. | Enforcement | Branch Chief | Wilmer Cutler Pickering Hale and Dorr LLP | 08/01/08 | 06/26/09 |
| Murphy, Patrick T. | Enforcement | Branch Chief | Wilmer Cutler Pickering Hale and Dorr LLP | 08/01/08 | 07/27/09 |
| Murphy, Patrick T. | Enforcement | Branch Chief | Wilmer Cutler Pickering Hale and Dorr LLP | 08/01/08 | 07/31/09 |
| Murphy, Patrick T. | Enforcement | Branch Chief | Wilmer Cutler Pickering Hale and Dorr LLP | 08/01/08 | 11/20/08 |
| Murphy, Patrick T. | Enforcement | Branch Chief | Wilmer Cutler Pickering Hale and Dorr LLP | 08/01/08 | 07/09/09 |
| Neal, Charles S. | Enforcement | Senior Counsel | Wachovia | 01/30/04 | 01/24/06 |
| Neal, Charles S. | Enforcement | Senior Counsel | Wachovia | 01/30/04 | 06/21/05 |
| Neal, Charles S. | Enforcement | Senior Counsel | Wachovia | 01/30/04 | 12/14/05 |
| Neal, Charles S. | Enforcement | Senior Counsel | Wachovia | 01/30/04 | 02/04/04 |
| Neal, Charles S. | Enforcement | Senior Counsel | Wachovia | 01/30/04 | 07/12/04 |
| Neal, Charles S. | Enforcement | Senior Counsel | Wachovia | 01/30/04 | 06/10/04 |
| Neal, Charles S. | Enforcement | Senior Counsel | Wachovia | 01/30/04 | 03/14/04 |
| Neal, Charles S. | Enforcement | Senior Counsel | Wachovia | 01/30/04 | 03/16/04 |
| Neal, Charles S. | Enforcement | Senior Counsel | Wachovia | 01/30/04 | 12/09/04 |
| Neal, Charles S. | Enforcement | Senior Counsel | Wachovia | 01/30/04 | 04/21/04 |
| Neal, Charles S. | Enforcement | Senior Counsel | Wachovia | 01/30/04 | 05/07/04 |
| Neal, Charles S. | Enforcement | Senior Counsel | Wachovia | 01/30/04 | 05/27/05 |
| Neal, Charles S. | Enforcement | Senior Counsel | Wachovia | 01/30/04 | 05/27/05 |
| Neal, Charles S. | Enforcement | Senior Counsel | Wachovia | 01/30/04 | 11/07/05 |
| Neal, Charles S. | Enforcement | Senior Counsel | Wachovia | 01/30/04 | 02/04/04 |
| Neal, Charles S. | Enforcement | Senior Counsel | Wachovia | 01/30/04 | 10/20/04 |
| Neal, Charles S. | Enforcement | Senior Counsel | Wachovia | 01/30/04 | 05/24/04 |
| Neal, Charles S. | Enforcement | Senior Counsel | Wachovia | 01/30/04 | 03/14/04 |
| Neal, Charles S. | Enforcement | Senior Counsel | Wachovia | 01/30/04 | 02/17/04 |
| Neal, Charles S. | Enforcement | Senior Counsel | Wachovia | 01/30/04 | 04/28/05 |
| Newkirk, Thomas C. | Enforcement | Associate Director | Jenner & Block | 11/03/04 | 03/16/06 |
| Newkirk, Thomas C. | Enforcement | Associate Director | Jenner & Block | 11/03/04 | 01/17/06 |
| Newkirk, Thomas C. | Enforcement | Associate Director | Jenner & Block | 11/03/04 | 10/11/06 |
| Newkirk, Thomas C. | Enforcement | Associate Director | Jenner & Block | 11/03/04 | 11/07/05 |
| Newkirk, Thomas C. | Enforcement | Associate Director | Jenner & Block | 11/03/04 | 08/01/06 |
| Newkirk, Thomas C. | Enforcement | Associate Director | Jenner & Block | 11/03/04 | 10/11/06 |
| Newkirk, Thomas C. | Enforcement | Associate Director | Jenner & Block | 11/03/04 | 09/01/06 |
| O'Connor, R. Daniel | Enforcement | Senior Trial Counsel | Ropes & Gray LLP | 01/04/08 | 07/06/09 |
| O'Connor, R. Daniel | Enforcement | Senior Trial Counsel | Ropes & Gray LLP | 01/04/08 | 06/09/09 |
| O'Connor, R. Daniel | Enforcement | Senior Trial Counsel | Ropes & Gray LLP | 01/04/08 | 05/21/08 |
| O'Connor, R. Daniel | Enforcement | Senior Trial Counsel | Ropes & Gray LLP | 01/04/08 | 06/16/09 |
| O'Connor, R. Daniel | Enforcement | Senior Trial Counsel | Ropes & Gray LLP | 01/04/08 | 04/30/08 |
| O'Connor, R. Daniel | Enforcement | Senior Trial Counsel | Ropes & Gray LLP | 01/04/08 | 03/17/08 |
| O'Connor, R. Daniel | Enforcement | Senior Trial Counsel | Ropes & Gray LLP | 01/04/08 | 03/17/08 |
| O'Connor, R. Daniel | Enforcement | Senior Trial Counsel | Ropes & Gray LLP | 01/04/08 | 02/13/08 |
| Ochs, Brian A. | Enforcement | Assistant Director | K&L Gates LLP | 12/26/03 | 06/06/05 |
| Ochs, Brian A. | Enforcement | Assistant Director | K&L Gates LLP | 12/26/03 | 02/15/05 |
| Ochs, Brian A. | Enforcement | Assistant Director | K&L Gates LLP | 12/26/03 | 09/27/04 |
| Ochs, Brian A. | Enforcement | Assistant Director | K&L Gates LLP | 12/26/03 | 07/09/04 |
| Ochs, Brian A. | Enforcement | Assistant Director | K&L Gates LLP | 12/26/03 | 04/27/04 |
| Ochs, Brian A. | Enforcement | Assistant Director | K&L Gates LLP | 12/26/03 | 07/08/04 |
| Ochs, Brian A. | Enforcement | Assistant Director | K&L Gates LLP | 12/26/03 | 02/20/04 |
| Ochs, Brian A. | Enforcement | Assistant Director | K&L Gates LLP | 12/26/03 | 08/11/04 |
| Ochs, Brian A. | Enforcement | Assistant Director | K&L Gates LLP | 12/26/03 | 02/05/04 |
| Ochs, Brian A. | Enforcement | Assistant Director | K&L Gates LLP | 12/26/03 | 03/17/04 |
| Ochs, Brian A. | Enforcement | Assistant Director | K&L Gates LLP | 12/26/03 | 11/17/04 |
| Ochs, Brian A. | Enforcement | Assistant Director | K&L Gates LLP | 12/26/03 | 03/31/04 |
| Ochs, Brian A. | Enforcement | Assistant Director | K&L Gates LLP | 12/26/03 | 01/09/04 |
| Ochs, Brian A. | Enforcement | Assistant Director | K&L Gates LLP | 12/26/03 | 11/08/05 |
| Ochs, Brian A. | Enforcement | Assistant Director | K&L Gates LLP | 12/26/03 | 05/27/04 |
| Orenstein, Leo F. | Enforcement | Assistant Chief Litigation Counsel | Foley & Lardner | 09/03/99 | 04/10/01 |
| Patalkis, Debra M. | Enforcement | Assistant Chief Litigation Counsel | Drinker Biddle & Reath | 12/02/05 | 09/19/06 |
| Patalkis, Debra M. | Enforcement | Assistant Chief Litigation Counsel | Drinker Biddle & Reath | 12/02/05 | 02/22/07 |
| Patalkis, Debra M. | Enforcement | Assistant Chief Litigation Counsel | Drinker Biddle & Reath | 12/02/05 | 04/26/06 |
| Patalkis, Debra M. | Enforcement | Assistant Chief Litigation Counsel | Drinker Biddle & Reath | 12/02/05 | 09/05/07 |
| Patalkis, Debra M. | Enforcement | Assistant Chief Litigation Counsel | Drinker Biddle & Reath | 12/02/05 | 08/21/07 |
| Paul, Douglas B. | Enforcement | Branch Chief | Hogan & Hartson LLP | 01/05/07 | 08/31/07 |
| Paul, Douglas B. | Enforcement | Branch Chief | Hogan & Hartson LLP | 01/05/07 | 06/12/07 |
| Pennington, Caren Nelson | Enforcement | Assistant Regional Director | Morgan Stanley | 05/28/04 | 06/23/04 |
| Peterson, Timothy P. | Enforcement | Senior Counsel | Debevoise & Plimpton LLP | 02/28/06 | 06/14/06 |
| Piazza, Michael A. | Enforcement | Supervisory Trial Counsel | Dorsey & Whitney LLP | 05/31/06 | 01/16/07 |
| Piazza, Michael A. | Enforcement | Supervisory Trial Counsel | Dorsey & Whitney LLP | 05/31/06 | 12/20/07 |
| Piazza, Michael A. | Enforcement | Supervisory Trial Counsel | Dorsey & Whitney LLP | 05/31/06 | 08/21/07 |
| Piazza, Michael A. | Enforcement | Supervisory Trial Counsel | Dorsey & Whitney LLP | 05/31/06 | 09/15/06 |
| Piazza, Michael A. | Enforcement | Supervisory Trial Counsel | Dorsey & Whitney LLP | 05/31/06 | 01/16/07 |
| Piazza, Michael A. | Enforcement | Supervisory Trial Counsel | Dorsey & Whitney LLP | 05/31/06 | 09/06/07 |
| Piazza, Michael A. | Enforcement | Supervisory Trial Counsel | Dorsey & Whitney LLP | 05/31/06 | 06/13/07 |
| Piazza, Michael A. | Enforcement | Supervisory Trial Counsel | Dorsey & Whitney LLP | 05/31/06 | 04/13/07 |
| Piazza, Michael A. | Enforcement | Supervisory Trial Counsel | Dorsey & Whitney LLP | 05/31/06 | 06/27/06 |
| Pilkerton, Christopher M. | Enforcement | Staff Attorney | Ruddy Law Office | 02/03/06 | 03/08/06 |
| Pommer III, Robert W. | Enforcement | Assistant Chief Litigation Counsel | Kirkland & Ellis LLP | 01/02/09 | 04/07/10 |
| Pommer III, Robert W. | Enforcement | Assistant Chief Litigation Counsel | Kirkland & Ellis LLP | 01/02/09 | 05/18/09 |
| Pommer III, Robert W. | Enforcement | Assistant Chief Litigation Counsel | Kirkland & Ellis LLP | 01/02/09 | 04/07/10 |
| Pommer III, Robert W. | Enforcement | Assistant Chief Litigation Counsel | Kirkland & Ellis LLP | 01/02/09 | 11/09/10 |
| Pommer III, Robert W. | Enforcement | Assistant Chief Litigation Counsel | Kirkland & Ellis LLP | 01/02/09 | 04/07/10 |
| Pommer III, Robert W. | Enforcement | Assistant Chief Litigation Counsel | Kirkland & Ellis LLP | 01/02/09 | 09/03/10 |
| Pommer III, Robert W. | Enforcement | Assistant Chief Litigation Counsel | Kirkland & Ellis LLP | 01/02/09 | 04/07/10 |
| Pommer III, Robert W. | Enforcement | Assistant Chief Litigation Counsel | Kirkland & Ellis LLP | 01/02/09 | 05/11/09 |
| Pommer III, Robert W. | Enforcement | Assistant Chief Litigation Counsel | Kirkland & Ellis LLP | 01/02/09 | 02/04/09 |
| Ragozino, Anthony | Enforcement | Branch Chief | Skadden, Arps, Slate, Meagher & Flom LLP | 04/02/99 | 01/29/01 |
| Rashkover, Barry W. | Enforcement | Associate Regional Director | Sidley Austin LLP | 06/11/04 | 02/07/06 |
| Rashkover, Barry W. | Enforcement | Associate Regional Director | Sidley Austin LLP | 06/11/04 | 06/13/05 |
| Rashkover, Barry W. | Enforcement | Associate Regional Director | Sidley Austin LLP | 06/11/04 | 05/04/06 |
| Rashkover, Barry W. | Enforcement | Associate Regional Director | Sidley Austin LLP | 06/11/04 | 09/27/05 |
| Rashkover, Barry W. | Enforcement | Associate Regional Director | Sidley Austin LLP | 06/11/04 | 03/01/06 |
| Rashkover, Barry W. | Enforcement | Associate Regional Director | Sidley Austin LLP | 06/11/04 | 09/23/05 |
| Rashkover, Barry W. | Enforcement | Associate Regional Director | Sidley Austin LLP | 06/11/04 | 06/13/05 |
| Rashkover, Barry W. | Enforcement | Associate Regional Director | Sidley Austin LLP | 06/11/04 | 07/28/05 |
| Rashkover, Barry W. | Enforcement | Associate Regional Director | Sidley Austin LLP | 06/11/04 | 02/02/06 |
| Rashkover, Barry W. | Enforcement | Associate Regional Director | Sidley Austin LLP | 06/11/04 | 02/02/06 |
| Rashkover, Barry W. | Enforcement | Associate Regional Director | Sidley Austin LLP | 06/11/04 | 03/01/06 |
| Rashkover, Barry W. | Enforcement | Associate Regional Director | Sidley Austin LLP | 06/11/04 | 03/09/06 |
| Rashkover, Barry W. | Enforcement | Associate Regional Director | Sidley Austin LLP | 06/11/04 | 08/11/05 |
| Rashkover, Barry W. | Enforcement | Associate Regional Director | Sidley Austin LLP | 06/11/04 | 06/17/05 |
| Redacted (b)(6), Redacted (b)(6) | Enforcement | Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 03/30/01 | 11/21/02 |
| Redacted (b)(6), Redacted (b)(6) | Enforcement | Redacted (b)(6) | Wilmer Cutler Pickering Hale and Dorr LLP | 08/13/10 | 10/22/10 |
| Redacted (b)(6), Redacted (b)(6) | Enforcement | Redacted (b)(6) | Wilmer Cutler Pickering Hale and Dorr LLP | 08/13/10 | 11/09/10 |
| Redacted (b)(6), Redacted (b)(6) | Enforcement | Redacted (b)(6) | Wilmer Cutler Pickering Hale and Dorr LLP | 08/13/10 | 09/07/10 |
| Redacted (b)(6), Redacted (b)(6) | Enforcement | Redacted (b)(6) | Wilmer Cutler Pickering Hale and Dorr LLP | 08/13/10 | 11/01/10 |
| Reifenberg, Alan | Enforcement | Branch Chief | Credit Suisse | 06/09/06 | 07/05/06 |
| Reifenberg, Alan | Enforcement | Branch Chief | Credit Suisse | 06/09/06 | 09/15/06 |
| Reifenberg, Alan | Enforcement | Branch Chief | Credit Suisse | 06/09/06 | 03/08/07 |
| Reifenberg, Alan | Enforcement | Branch Chief | Credit Suisse | 06/09/06 | 06/15/06 |
| Reifenberg, Alan | Enforcement | Branch Chief | Credit Suisse | 06/09/06 | 04/08/07 |
| Reifenberg, Alan | Enforcement | Branch Chief | Credit Suisse | 06/09/06 | 09/14/06 |
| Reifenberg, Alan | Enforcement | Branch Chief | Credit Suisse | 06/09/06 | 05/21/07 |
| Reifenberg, Alan | Enforcement | Branch Chief | Credit Suisse | 06/09/06 | 11/28/06 |
| Reifenberg, Alan | Enforcement | Branch Chief | Credit Suisse | 06/09/06 | 08/07/06 |
| Reifenberg, Alan | Enforcement | Branch Chief | Credit Suisse | 06/09/06 | 07/12/06 |
| Reifenberg, Alan | Enforcement | Branch Chief | Credit Suisse | 06/09/06 | 08/29/06 |
| Reifenberg, Alan | Enforcement | Branch Chief | Credit Suisse | 06/09/06 | 06/15/06 |
| Ricciardi, Walter G. | Enforcement | Deputy Director | Paul, Weiss, Rifkind, Wharton & Garrison LLP | 06/17/08 | 10/22/09 |
| Ricciardi, Walter G. | Enforcement | Deputy Director | Paul, Weiss, Rifkind, Wharton & Garrison LLP | 06/17/08 | 11/17/09 |
| Ricciardi, Walter G. | Enforcement | Deputy Director | Paul, Weiss, Rifkind, Wharton & Garrison LLP | 06/17/08 | 12/08/09 |
| Ricciardi, Walter G. | Enforcement | Deputy Director | Paul, Weiss, Rifkind, Wharton & Garrison LLP | 06/17/08 | 03/05/10 |
| Ricciardi, Walter G. | Enforcement | Deputy Director | Paul, Weiss, Rifkind, Wharton & Garrison LLP | 06/17/08 | 11/17/09 |
| Ricciardi, Walter G. | Enforcement | Deputy Director | Paul, Weiss, Rifkind, Wharton & Garrison LLP | 06/17/08 | 09/03/09 |
| Ricciardi, Walter G. | Enforcement | Deputy Director | Paul, Weiss, Rifkind, Wharton & Garrison LLP | 06/17/08 | 06/15/10 |
| Ricciardi, Walter G. | Enforcement | Deputy Director | Paul, Weiss, Rifkind, Wharton & Garrison LLP | 06/17/08 | 10/14/09 |
| Ricciardi, Walter G. | Enforcement | Deputy Director | Paul, Weiss, Rifkind, Wharton & Garrison LLP | 06/17/08 | 11/17/09 |
| Ricciardi, Walter G. | Enforcement | Deputy Director | Paul, Weiss, Rifkind, Wharton & Garrison LLP | 06/17/08 | 03/05/10 |
| Ricciardi, Walter G. | Enforcement | Deputy Director | Paul, Weiss, Rifkind, Wharton & Garrison LLP | 06/17/08 | 04/20/10 |
| Ricciardi, Walter G. | Enforcement | Deputy Director | Paul, Weiss, Rifkind, Wharton & Garrison LLP | 06/17/08 | 05/18/10 |
| Ricciardi, Walter G. | Enforcement | Deputy Director | Paul, Weiss, Rifkind, Wharton & Garrison LLP | 06/17/08 | 01/19/10 |
| Ricciardi, Walter G. | Enforcement | Deputy Director | Paul, Weiss, Rifkind, Wharton & Garrison LLP | 06/17/08 | 04/20/10 |
| Ricciardi, Walter G. | Enforcement | Deputy Director | Paul, Weiss, Rifkind, Wharton & Garrison LLP | 06/17/08 | 04/28/10 |
| Ricciardi, Walter G. | Enforcement | Deputy Director | Paul, Weiss, Rifkind, Wharton & Garrison LLP | 06/17/08 | 01/19/10 |
| Ricciardi, Walter G. | Enforcement | Deputy Director | Paul, Weiss, Rifkind, Wharton & Garrison LLP | 06/17/08 | 03/05/10 |
| Ricciardi, Walter G. | Enforcement | Deputy Director | Paul, Weiss, Rifkind, Wharton & Garrison LLP | 06/17/08 | 04/05/10 |
| Ricciardi, Walter G. | Enforcement | Deputy Director | Paul, Weiss, Rifkind, Wharton & Garrison LLP | 06/17/08 | 04/05/10 |
| Ricciardi, Walter G. | Enforcement | Deputy Director | Paul, Weiss, Rifkind, Wharton & Garrison LLP | 06/17/08 | 04/29/10 |
| Richards, Steven E. | Enforcement | Assistant Chief Accountant | FTI Consulting, Inc. | 07/11/08 | 07/25/08 |
| Richards, Steven E. | Enforcement | Assistant Chief Accountant | FTI Consulting, Inc. | 07/11/08 | 01/29/09 |
| Richards, Steven E. | Enforcement | Assistant Chief Accountant | FTI Consulting, Inc. | 07/11/08 | 07/25/08 |
| Richards, Steven E. | Enforcement | Assistant Chief Accountant | FTI Consulting, Inc. | 07/11/08 | 07/16/08 |
| Roberts, Jonathan A. | Enforcement | Senior Attorney | Ernst & Young | 01/21/05 | 03/01/05 |
| Roberts, Jonathan A. | Enforcement | Senior Attorney | Ernst & Young | 01/21/05 | 08/03/05 |
| Robnett, Cary Susan | Enforcement | Staff Attorney | Robertson Stephens, Inc. | 07/20/01 | 01/30/02 |
| Robnett, Cary Susan | Enforcement | Staff Attorney | Robertson Stephens, Inc. | 07/20/01 | 03/22/02 |
| Robnett, Cary Susan | Enforcement | Staff Attorney | Robertson Stephens, Inc. | 07/20/01 | 08/22/01 |
| Roffman, Ian D. | Enforcement | Senior Trial Counsel | Nutter, McClennen & Fish LLP | 09/14/07 | 03/16/09 |
| Roffman, Ian D. | Enforcement | Senior Trial Counsel | Nutter, McClennen & Fish LLP | 09/14/07 | 06/29/09 |
| Roffman, Ian D. | Enforcement | Senior Trial Counsel | Nutter, McClennen & Fish LLP | 09/14/07 | 05/20/09 |
| Roffman, Ian D. | Enforcement | Senior Trial Counsel | Nutter, McClennen & Fish LLP | 09/14/07 | 04/02/09 |
| Roffman, Ian D. | Enforcement | Senior Trial Counsel | Nutter, McClennen & Fish LLP | 09/14/07 | 10/03/08 |
| Roffman, Ian D. | Enforcement | Senior Trial Counsel | Nutter, McClennen & Fish LLP | 09/14/07 | 08/19/09 |
| Rogers, Matthew W. | Enforcement | Associate Chief Accountant | LECG, LLC | 10/29/04 | 03/04/05 |
| Rosenburg, Howard J. | Enforcement | Staff Attorney | Bell, Boyd & Lloyd LLP | 12/15/00 | 06/06/01 |
| Rosenthal, Lisa | Enforcement | Branch Chief | Hoffman Pollok & Pickholz LLP | 02/18/00 | 06/01/01 |
| Rosenthal, Lisa | Enforcement | Branch Chief | Hoffman Pollok & Pickholz LLP | 02/18/00 | 01/02/02 |
| Rosenthal, Lisa | Enforcement | Branch Chief | Hoffman Pollok & Pickholz LLP | 02/18/00 | 06/01/01 |
| Russello, Gerald J. | Enforcement | Branch Chief | Bear, Stearns & Co., Inc. | 04/07/06 | 04/28/06 |
| Russello, Gerald J. | Enforcement | Branch Chief | Bear, Stearns & Co., Inc. | 04/07/06 | 02/27/07 |
| Russello, Gerald J. | Enforcement | Branch Chief | Bear, Stearns & Co., Inc. | 04/07/06 | 07/17/06 |
| Russello, Gerald J. | Enforcement | Branch Chief | Bear, Stearns & Co., Inc. | 04/07/06 | 07/07/06 |
| Russello, Gerald J. | Enforcement | Branch Chief | Bear, Stearns & Co., Inc. | 04/07/06 | 02/05/07 |
| Russello, Gerald J. | Enforcement | Branch Chief | Bear, Stearns & Co., Inc. | 04/07/06 | 04/28/06 |
| Russello, Gerald J. | Enforcement | Branch Chief | Bear, Stearns & Co., Inc. | 04/07/06 | 12/13/06 |
| Ryan, Russell G. | Enforcement | Assistant Director | King & Spalding LLP | 01/30/04 | 06/16/05 |
| Ryan, Russell G. | Enforcement | Assistant Director | King & Spalding LLP | 01/30/04 | 08/16/05 |
| Ryan, Russell G. | Enforcement | Assistant Director | King & Spalding LLP | 01/30/04 | 07/28/04 |
| Ryan, Russell G. | Enforcement | Assistant Director | King & Spalding LLP | 01/30/04 | 12/15/04 |
| Ryan, Russell G. | Enforcement | Assistant Director | King & Spalding LLP | 01/30/04 | 11/05/04 |
| Ryan, Russell G. | Enforcement | Assistant Director | King & Spalding LLP | 01/30/04 | 11/28/05 |
| Ryan, Russell G. | Enforcement | Assistant Director | King & Spalding LLP | 01/30/04 | 05/09/05 |
| Ryan, Russell G. | Enforcement | Assistant Director | King & Spalding LLP | 01/30/04 | 03/18/04 |
| Ryan, Russell G. | Enforcement | Assistant Director | King & Spalding LLP | 01/30/04 | 04/08/05 |
| Ryan, Russell G. | Enforcement | Assistant Director | King & Spalding LLP | 01/30/04 | 03/11/04 |
| Ryan, Russell G. | Enforcement | Assistant Director | King & Spalding LLP | 01/30/04 | 03/18/04 |
| Ryan, Russell G. | Enforcement | Assistant Director | King & Spalding LLP | 01/30/04 | 06/06/05 |
| Ryan, Russell G. | Enforcement | Assistant Director | King & Spalding LLP | 01/30/04 | 12/07/04 |
| Ryan, Russell G. | Enforcement | Assistant Director | King & Spalding LLP | 01/30/04 | 04/08/04 |
| Ryan, Russell G. | Enforcement | Assistant Director | King & Spalding LLP | 01/30/04 | 10/12/04 |
| Sanchez, Jose F. | Enforcement | Senior Trial Counsel | Sidley Austin LLP | 12/15/06 | 05/16/07 |
| Sanchez, Jose F. | Enforcement | Senior Trial Counsel | Sidley Austin LLP | 12/15/06 | 02/12/07 |
| Sanchez, Jose F. | Enforcement | Senior Trial Counsel | Sidley Austin LLP | 12/15/06 | 11/07/07 |
| Sanchez, Jose F. | Enforcement | Senior Trial Counsel | Sidley Austin LLP | 12/15/06 | 08/15/08 |
| Sanchez, Jose F. | Enforcement | Senior Trial Counsel | Sidley Austin LLP | 12/15/06 | 05/10/07 |
| Sauer, Richard C. | Enforcement | Assistant Director | Vinson & Elkins LLP | 06/09/03 | 07/09/04 |
| Sauer, Richard C. | Enforcement | Assistant Director | Vinson & Elkins LLP | 06/09/03 | 12/30/03 |
| Sauer, Richard C. | Enforcement | Assistant Director | Vinson & Elkins LLP | 06/09/03 | 08/18/03 |
| Sauer, Richard C. | Enforcement | Assistant Director | Vinson & Elkins LLP | 06/09/03 | 04/29/05 |
| Sauer, Richard C. | Enforcement | Assistant Director | Vinson & Elkins LLP | 06/09/03 | 10/04/04 |
| Sauer, Richard C. | Enforcement | Assistant Director | Vinson & Elkins LLP | 06/09/03 | 06/12/03 |
| Sauer, Richard C. | Enforcement | Assistant Director | Vinson & Elkins LLP | 06/09/03 | 11/13/03 |
| Sauer, Richard C. | Enforcement | Assistant Director | Vinson & Elkins LLP | 06/09/03 | 09/30/03 |
| Sauer, Richard C. | Enforcement | Assistant Director | Vinson & Elkins LLP | 06/09/03 | 02/16/04 |
| Sauer, Richard C. | Enforcement | Assistant Director | Vinson & Elkins LLP | 06/09/03 | 06/09/04 |
| Sauer, Richard C. | Enforcement | Assistant Director | Vinson & Elkins LLP | 06/09/03 | 11/10/03 |
| Sauer, Richard C. | Enforcement | Assistant Director | Vinson & Elkins LLP | 06/09/03 | 06/09/04 |
| Sauer, Richard C. | Enforcement | Assistant Director | Vinson & Elkins LLP | 06/09/03 | 12/19/03 |
| Sauer, Richard C. | Enforcement | Assistant Director | Vinson & Elkins LLP | 06/09/03 | 09/08/03 |
| Sauer, Richard C. | Enforcement | Assistant Director | Vinson & Elkins LLP | 06/09/03 | 12/11/03 |
| Sauer, Richard C. | Enforcement | Assistant Director | Vinson & Elkins LLP | 06/09/03 | 03/09/05 |
| Sauer, Richard C. | Enforcement | Assistant Director | Vinson & Elkins LLP | 06/09/03 | 06/02/04 |
| Savla, Sandeep | Enforcement | Senior Counsel | Wiggin & Dana LLP | 01/23/04 | 10/06/04 |
| Savla, Sandeep | Enforcement | Senior Counsel | Wiggin & Dana LLP | 01/23/04 | 11/08/04 |
| Savla, Sandeep | Enforcement | Senior Counsel | Wiggin & Dana LLP | 01/23/04 | 01/30/04 |
| Savla, Sandeep | Enforcement | Senior Counsel | Wiggin & Dana LLP | 01/23/04 | 04/16/04 |
| Scafe, Jennifer L. | Enforcement | Branch Chief | Wells Fargo | 05/07/10 | 05/19/10 |
| Scafe, Jennifer L. | Enforcement | Branch Chief | Wells Fargo | 05/07/10 | 05/19/10 |
| Scafe, Jennifer L. | Enforcement | Branch Chief | Wells Fargo | 05/07/10 | 05/19/10 |
| Scafe, Jennifer L. | Enforcement | Branch Chief | Wells Fargo | 05/07/10 | 05/19/10 |
| Scafe, Jennifer L. | Enforcement | Branch Chief | Wells Fargo | 05/07/10 | 05/19/10 |
| Scafe, Jennifer L. | Enforcement | Branch Chief | Wells Fargo | 05/07/10 | 11/08/10 |
| Scafe, Jennifer L. | Enforcement | Branch Chief | Wells Fargo | 05/07/10 | 05/19/10 |
| Scheck, Howard A. | Enforcement | Branch Chief | Deloitte LLP | 10/14/05 | 05/18/07 |
| Schneir, Adam D. | Enforcement | Staff Attorney | Paul, Hastings, Janofsky & Walker LLP | 11/24/06 | 09/29/07 |
| Schneir, Adam D. | Enforcement | Staff Attorney | Paul, Hastings, Janofsky & Walker LLP | 11/14/06 | 10/05/07 |
| Schneir, Adam D. | Enforcement | Staff Attorney | Paul, Hastings, Janofsky & Walker LLP | 11/24/06 | 06/06/07 |
| Schneir, Adam D. | Enforcement | Staff Attorney | Paul, Hastings, Janofsky & Walker LLP | 11/24/06 | 01/12/07 |
| Schneir, Adam D. | Enforcement | Staff Attorney | Paul, Hastings, Janofsky & Walker LLP | 11/24/06 | 10/12/07 |
| Schwartz, Erich T. | Enforcement | Assistant Director | Skadden, Arps, Slate, Meagher & Flom LLP | 04/13/01 | 02/20/03 |
| Schwartz, Erich T. | Enforcement | Assistant Director | Skadden, Arps, Slate, Meagher & Flom LLP | 04/13/01 | 05/01/02 |
| Schwartz, Erich T. | Enforcement | Assistant Director | Skadden, Arps, Slate, Meagher & Flom LLP | 04/13/01 | 10/01/01 |
| Schwartz, Erich T. | Enforcement | Assistant Director | Skadden, Arps, Slate, Meagher & Flom LLP | 04/13/01 | 10/01/01 |
| Schwartz, Erich T. | Enforcement | Assistant Director | Skadden, Arps, Slate, Meagher & Flom LLP | 04/13/01 | 05/07/01 |
| Schwartz, Erich T. | Enforcement | Assistant Director | Skadden, Arps, Slate, Meagher & Flom LLP | 04/13/01 | 04/17/01 |
| Schwartz, Erich T. | Enforcement | Assistant Director | Skadden, Arps, Slate, Meagher & Flom LLP | 04/13/01 | 09/03/02 |
| Schwartz, Erich T. | Enforcement | Assistant Director | Skadden, Arps, Slate, Meagher & Flom LLP | 04/13/01 | 03/20/02 |
| Schwartz, Erich T. | Enforcement | Assistant Director | Skadden, Arps, Slate, Meagher & Flom LLP | 04/13/01 | 01/02/02 |
| Schwartz, Erich T. | Enforcement | Assistant Director | Skadden, Arps, Slate, Meagher & Flom LLP | 04/13/01 | 07/12/02 |
| Schwartz, Erich T. | Enforcement | Assistant Director | Skadden, Arps, Slate, Meagher & Flom LLP | 04/13/01 | 05/10/02 |
| Schwartz, Erich T. | Enforcement | Assistant Director | Skadden, Arps, Slate, Meagher & Flom LLP | 04/13/01 | 04/19/02 |
| Schwartz, Erich T. | Enforcement | Assistant Director | Skadden, Arps, Slate, Meagher & Flom LLP | 04/13/01 | 04/20/01 |
| Schwartz, Erich T. | Enforcement | Assistant Director | Skadden, Arps, Slate, Meagher & Flom LLP | 04/13/01 | 10/17/02 |
| Schwartz, Erich T. | Enforcement | Assistant Director | Skadden, Arps, Slate, Meagher & Flom LLP | 04/13/01 | 04/23/01 |
| Schwartz, Erich T. | Enforcement | Assistant Director | Skadden, Arps, Slate, Meagher & Flom LLP | 04/13/01 | 07/01/02 |
| Schwartz, Erich T. | Enforcement | Assistant Director | Skadden, Arps, Slate, Meagher & Flom LLP | 04/13/01 | 04/15/02 |
| Sena, Joaquin M. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 04/14/04 | 03/24/05 |
| Sena, Joaquin M. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 04/14/04 | 03/24/05 |
| Sena, Joaquin M. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 04/14/04 | 04/12/05 |
| Sena, Joaquin M. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 04/14/04 | 03/04/05 |
| Sena, Joaquin M. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 04/14/04 | 03/04/05 |
| Sena, Joaquin M. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 04/14/04 | 04/01/05 |
| Sena, Joaquin M. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 04/14/04 | 04/08/05 |
| Sena, Joaquin M. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 04/14/04 | 03/04/05 |
| Sena, Joaquin M. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 04/14/04 | 03/04/05 |
| Sena, Joaquin M. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 04/14/04 | 03/04/05 |
| Sena, Joaquin M. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 04/14/04 | 03/04/05 |
| Sena, Joaquin M. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 04/14/04 | 04/01/05 |
| Sena, Joaquin M. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 04/14/04 | 09/20/05 |
| Sena, Joaquin M. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 04/14/04 | 03/04/05 |
| Sena, Joaquin M. | Enforcement | Assistant Chief Litigation Counsel | Bank of America | 04/14/04 | 03/04/05 |
| Shpetner, Thomas D. | Enforcement | Branch Chief | Lehman Brothers | 11/16/01 | 09/25/03 |
| Shpetner, Thomas D. | Enforcement | Branch Chief | Lehman Brothers | 11/16/01 | 09/05/03 |
| Shpetner, Thomas D. | Enforcement | Branch Chief | Lehman Brothers | 11/16/01 | 04/01/03 |
| Shpetner, Thomas D. | Enforcement | Branch Chief | Lehman Brothers | 11/16/01 | 08/15/02 |
| Shpetner, Thomas D. | Enforcement | Branch Chief | Lehman Brothers | 11/16/01 | 08/21/03 |
| Shpetner, Thomas D. | Enforcement | Branch Chief | Lehman Brothers | 11/16/01 | 10/28/03 |
| Shpetner, Thomas D. | Enforcement | Branch Chief | Lehman Brothers | 11/16/01 | 03/11/03 |
| Shpetner, Thomas D. | Enforcement | Branch Chief | Lehman Brothers | 11/16/01 | 08/11/03 |
| Shpetner, Thomas D. | Enforcement | Branch Chief | Lehman Brothers | 11/16/01 | 01/10/03 |
| Shpetner, Thomas D. | Enforcement | Branch Chief | Lehman Brothers | 11/16/01 | 01/31/03 |
| Shpetner, Thomas D. | Enforcement | Branch Chief | Lehman Brothers | 11/16/01 | 10/09/03 |
| Shpetner, Thomas D. | Enforcement | Branch Chief | Lehman Brothers | 11/16/01 | 09/06/02 |
| Shpetner, Thomas D. | Enforcement | Branch Chief | Lehman Brothers | 11/16/01 | 07/01/03 |
| Shpetner, Thomas D. | Enforcement | Branch Chief | Lehman Brothers | 11/16/01 | 08/21/02 |
| Shpetner, Thomas D. | Enforcement | Branch Chief | Lehman Brothers | 11/16/01 | 12/02/02 |
| Shpetner, Thomas D. | Enforcement | Branch Chief | Lehman Brothers | 11/16/01 | 03/05/03 |
| Shpetner, Thomas D. | Enforcement | Branch Chief | Lehman Brothers | 11/16/01 | 09/19/03 |
| Shpetner, Thomas D. | Enforcement | Branch Chief | Lehman Brothers | 11/16/01 | 10/22/02 |
| Shpetner, Thomas D. | Enforcement | Branch Chief | Lehman Brothers | 11/16/01 | 08/13/02 |
| Shpetner, Thomas D. | Enforcement | Branch Chief | Lehman Brothers | 11/16/01 | 09/27/02 |
| Shpetner, Thomas D. | Enforcement | Branch Chief | Lehman Brothers | 11/16/01 | 09/03/02 |
| Shpetner, Thomas D. | Enforcement | Branch Chief | Lehman Brothers | 11/16/01 | 10/31/02 |
| Shpetner, Thomas D. | Enforcement | Branch Chief | Lehman Brothers | 11/16/01 | 10/31/03 |
| Shpetner, Thomas D. | Enforcement | Branch Chief | Lehman Brothers | 11/16/01 | 04/23/03 |
| Shpetner, Thomas D. | Enforcement | Branch Chief | Lehman Brothers | 11/16/01 | 09/06/02 |
| Shpetner, Thomas D. | Enforcement | Branch Chief | Lehman Brothers | 11/16/01 | 11/05/03 |
| Shpetner, Thomas D. | Enforcement | Branch Chief | Lehman Brothers | 11/16/01 | 05/05/03 |
| Shpetner, Thomas D. | Enforcement | Branch Chief | Lehman Brothers | 11/16/01 | 04/16/03 |
| Shpetner, Thomas D. | Enforcement | Branch Chief | Lehman Brothers | 11/16/01 | 08/13/03 |
| Shpetner, Thomas D. | Enforcement | Branch Chief | Lehman Brothers | 11/16/01 | 04/07/03 |
| Shpetner, Thomas D. | Enforcement | Branch Chief | Lehman Brothers | 11/16/01 | 08/07/02 |
| Sjoblom, Thomas V. | Enforcement | Staff Attorney | Dilworth Paxson LLP | 08/27/99 | 05/10/01 |
| Slovick, David S. | Enforcement | Senior Attorney | Katten Muchin Zavis Rosenman | 03/19/04 | 03/24/05 |
| Slovick, David S. | Enforcement | Senior Attorney | Katten Muchin Zavis Rosenman | 03/19/04 | 07/01/05 |
| Slovick, David S. | Enforcement | Senior Attorney | Katten Muchin Zavis Rosenman | 03/19/04 | 02/03/05 |
| Slovick, David S. | Enforcement | Senior Attorney | Katten Muchin Zavis Rosenman | 03/19/04 | 06/24/04 |
| Smith, Jacob D. | Enforcement | Staff Attorney | Luther King Capital Management Corporation | 06/29/06 | 07/14/06 |
| Southerling, E. Andrew | Enforcement | Staff Attorney | Morgan, Lewis & Bockius LLP | 12/03/04 | 12/21/04 |
| Southerling, E. Andrew | Enforcement | Staff Attorney | Morgan, Lewis & Bockius LLP | 12/03/04 | 12/21/04 |
| Southerling, E. Andrew | Enforcement | Staff Attorney | Morgan, Lewis & Bockius LLP | 12/03/04 | 09/22/05 |
| Southerling, E. Andrew | Enforcement | Staff Attorney | Morgan, Lewis & Bockius LLP | 12/03/04 | 02/07/05 |
| Stegman, Laurie M. | Enforcement | Special Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 08/06/04 | 03/17/05 |
| Stegman, Laurie M. | Enforcement | Special Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 08/06/04 | 12/22/05 |
| Stegman, Laurie M. | Enforcement | Special Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 08/06/04 | 03/07/05 |
| Stegman, Laurie M. | Enforcement | Special Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 08/06/04 | 05/24/06 |
| Stegman, Laurie M. | Enforcement | Special Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 08/06/04 | 10/28/04 |
| Stegman, Laurie M. | Enforcement | Special Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 08/06/04 | 06/17/05 |
| Stegman, Laurie M. | Enforcement | Special Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 08/06/04 | 03/23/06 |
| Stegman, Laurie M. | Enforcement | Special Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 08/06/04 | 12/13/05 |
| Stegman, Laurie M. | Enforcement | Special Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 08/06/04 | 07/05/06 |
| Stegman, Laurie M. | Enforcement | Special Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 08/06/04 | 06/19/06 |
| Stegman, Laurie M. | Enforcement | Special Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 08/06/04 | 05/30/06 |
| Stidvent, Christopher T. | Enforcement | Staff Attorney | Dell Inc. | 09/01/06 | 09/05/06 |
| Stratton, Grayson D. | Enforcement | Senior Counsel | DLA Piper | 11/16/07 | 04/03/08 |
| Stratton, Grayson D. | Enforcement | Senior Counsel | DLA Piper | 11/16/07 | 09/12/08 |
| Stratton, Grayson D. | Enforcement | Senior Counsel | DLA Piper | 11/16/07 | 02/25/08 |
| Stratton, Grayson D. | Enforcement | Senior Counsel | DLA Piper | 11/16/07 | 12/11/07 |
| Stuart, David M. | Enforcement | Branch Chief | General Electric Company | 01/12/06 | 01/24/07 |
| Stuart, David M. | Enforcement | Branch Chief | General Electric Company | 01/12/06 | 01/30/07 |
| Stuart, David M. | Enforcement | Branch Chief | General Electric Company | 01/12/06 | 06/30/06 |
| Stuart, David M. | Enforcement | Branch Chief | General Electric Company | 01/12/06 | 02/16/06 |
| Stuart, David M. | Enforcement | Branch Chief | General Electric Company | 01/12/06 | 01/22/07 |
| Stuart, David M. | Enforcement | Branch Chief | General Electric Company | 01/12/06 | 02/04/07 |
| Tate, Carol L. | Enforcement | Senior Attorney | Motorola, Inc. | 10/02/06 | 11/14/06 |
| Teakell, John R. | Enforcement | Trial Attorney | Law Office of John R. Teakell | 11/29/02 | 11/10/03 |
| Teakell, John R. | Enforcement | Trial Attorney | Law Office of John R. Teakell | 11/29/02 | 02/03/03 |
| Teakell, John R. | Enforcement | Trial Attorney | Law Office of John R. Teakell | 11/29/02 | 08/26/03 |
| Thomsen, Linda Chatman | Enforcement | Director | Davis Polk & Wardwell LLP | 02/28/09 | 03/01/10 |
| Thomsen, Linda Chatman | Enforcement | Director | Davis Polk & Wardwell LLP | 02/28/09 | 11/10/10 |
| Thomsen, Linda Chatman | Enforcement | Director | Davis Polk & Wardwell LLP | 02/28/09 | 08/26/10 |
| Thomsen, Linda Chatman | Enforcement | Director | Davis Polk & Wardwell LLP | 02/28/09 | 09/01/10 |
| Thomsen, Linda Chatman | Enforcement | Director | Davis Polk & Wardwell LLP | 02/28/09 | 04/02/10 |
| Thomsen, Linda Chatman | Enforcement | Director | Davis Polk & Wardwell LLP | 02/28/09 | 04/14/10 |
| Thomsen, Linda Chatman | Enforcement | Director | Davis Polk & Wardwell LLP | 02/28/09 | 12/03/10 |
| Thomsen, Linda Chatman | Enforcement | Director | Davis Polk & Wardwell LLP | 02/28/09 | 05/21/10 |
| Thomsen, Linda Chatman | Enforcement | Director | Davis Polk & Wardwell LLP | 02/28/09 | 05/17/10 |
| Tomas, Jerome P. | Enforcement | Senior Attorney | Baker & McKenzie LLP | 11/25/05 | 01/15/07 |
| Tomas, Jerome P. | Enforcement | Senior Attorney | Baker & McKenzie LLP | 11/25/05 | 03/22/06 |
| Tomas, Jerome P. | Enforcement | Senior Attorney | Baker & McKenzie LLP | 11/25/05 | 06/07/07 |
| Tomas, Jerome P. | Enforcement | Senior Attorney | Baker & McKenzie LLP | 11/25/05 | 10/18/07 |
| Troe, Lisa L. | Enforcement | Branch Chief | FTI Consulting, Inc. | 10/08/05 | 08/03/06 |
| Troe, Lisa L. | Enforcement | Branch Chief | FTI Consulting, Inc. | 10/08/05 | 10/20/05 |
| Troe, Lisa L. | Enforcement | Branch Chief | FTI Consulting, Inc. | 10/08/05 | 05/22/06 |
| Troe, Lisa L. | Enforcement | Branch Chief | FTI Consulting, Inc. | 10/08/05 | 08/04/06 |
| Turbis, Lisa | Enforcement | Staff Attorney | Autodesk, Inc. | 03/16/06 | 10/11/06 |
| Ungar, Michael A. | Enforcement | Branch Chief | McDermott Will & Emery LLP | 02/13/10 | 04/20/10 |
| Ungar, Michael A. | Enforcement | Branch Chief | McDermott Will & Emery LLP | 02/13/10 | 11/23/10 |
| Ungar, Michael A. | Enforcement | Branch Chief | McDermott Will & Emery LLP | 02/13/10 | 05/28/10 |
| Ungar, Michael A. | Enforcement | Branch Chief | McDermott Will & Emery LLP | 02/13/10 | 04/20/10 |
| Ungar, Michael A. | Enforcement | Branch Chief | McDermott Will & Emery LLP | 02/13/10 | 04/20/10 |
| Venezia, Teresa M. | Enforcement | Deputy Assistant Regional Director | Fried, Frank, Harris, Shriver & Jacobson | 10/20/00 | 03/29/01 |
| Venezia, Teresa M. | Enforcement | Deputy Assistant Regional Director | Fried, Frank, Harris, Shriver & Jacobson | 10/20/00 | 06/14/01 |
| Venezia, Teresa M. | Enforcement | Deputy Assistant Regional Director | Fried, Frank, Harris, Shriver & Jacobson | 10/20/00 | 07/17/01 |
| Venezia, Teresa M. | Enforcement | Deputy Assistant Regional Director | Fried, Frank, Harris, Shriver & Jacobson | 10/20/00 | 01/03/02 |
| Venezia, Teresa M. | Enforcement | Deputy Assistant Regional Director | Fried, Frank, Harris, Shriver & Jacobson | 10/20/00 | 03/04/02 |
| Vietmeyer, N. Blair | Enforcement | Senior Counsel | E*Trade Brokerage Services, Inc. | 08/24/07 | 04/03/08 |
| Vietmeyer, N. Blair | Enforcement | Senior Counsel | E*Trade Brokerage Services, Inc. | 08/24/07 | 04/03/08 |
| Walker, Richard H. | Enforcement | Director | Deutsche Bank AG | 09/01/01 | 10/08/02 |
| Walker, Richard H. | Enforcement | Director | Deutsche Bank AG | 09/01/01 | 10/28/02 |
| Warkol, Craig S. | Enforcement | Senior Counsel | Bracewell & Giuliani LLP | 06/23/06 | 08/22/06 |
| Warkol, Craig S. | Enforcement | Senior Counsel | Bracewell & Giuliani LLP | 06/23/06 | 07/19/06 |
| Weimer, Marilyn H. | Enforcement | Senior Counsel | Public Company Accounting Oversight Board | 05/16/03 | 07/14/03 |
| West, Lawrence A. | Enforcement | Associate Director | Latham & Watkins LLP | 12/22/05 | 10/01/07 |
| Wiggins, C. Hunter | Enforcement | Deputy Assistant Director | Sonnenschein Nath & Rosenthal LLP | 05/10/04 | 02/21/05 |
| Wiggins, C. Hunter | Enforcement | Deputy Assistant Director | Sonnenschein Nath & Rosenthal LLP | 05/10/04 | 04/20/06 |
| Wiggins, C. Hunter | Enforcement | Deputy Assistant Director | Sonnenschein Nath & Rosenthal LLP | 05/10/04 | 11/16/04 |
| Zelenko, Daniel L. | Enforcement | Branch Chief | Crowell & Moring LLP | 01/04/08 | 06/23/09 |
| Zelenko, Daniel L. | Enforcement | Branch Chief | Crowell & Moring LLP | 01/04/08 | 09/16/08 |
| Zelenko, Daniel L. | Enforcement | Branch Chief | Crowell & Moring LLP | 01/04/08 | 07/30/08 |
| Zelenko, Daniel L. | Enforcement | Branch Chief | Crowell & Moring LLP | 01/04/08 | 04/07/08 |
| Zubairi, Junaid A. | Enforcement | Senior Attorney | Vedder, Price, Kaufman & Kammholz, P.C. | 02/29/08 | 11/13/08 |
| Tweet |
