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Project on Government Oversight

Data

Each entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.

ANALYSIS: See POGO's reports, blog posts, and other work on the SEC revolving door
METHODOLOGY:
How POGO organized the information and assembled the database

Full Name Former Division/Office Former Title New Employer Date of Resignation Date of Statement
Berman, Kenneth J.Investment Management Associate Director Debevoise & Plimpton LLP 08/11/00 01/10/01
Berman, JenniferInvestment Management Staff Attorney Shearman & Sterling LLP 06/01/03 08/12/04
Berman, Kenneth J.Investment Management Associate Director Debevoise & Plimpton LLP 08/11/00 05/29/01
Berman, Kenneth J.Investment Management Associate Director Debevoise & Plimpton LLP 08/11/00 08/02/01
Berman, Kenneth J.Investment Management Associate Director Debevoise & Plimpton LLP 08/11/00 08/07/02
Capone, John S.Investment Management Chief Accountant Arthur Andersen LLP 03/29/01 01/02/02
Cellupica, Paul G.Investment Management Assistant Director MetLife, Inc. 12/01/04 10/31/05
Cellupica, Paul G.Investment Management Assistant Director MetLife, Inc. 12/01/04 01/30/06
Cellupica, Paul G.Investment Management Assistant Director MetLife, Inc. 12/01/04 01/12/05
Cellupica, Paul G.Investment Management Assistant Director MetLife, Inc. 12/01/04 12/20/04
Cellupica, Paul G.Investment Management Assistant Director MetLife, Inc. 12/01/04 05/31/06
Cellupica, Paul G.Investment Management Assistant Director MetLife, Inc. 12/01/04 08/29/06
Cellupica, Paul G.Investment Management Assistant Director MetLife, Inc. 12/01/04 12/23/04
Cellupica, Paul G.Investment Management Assistant Director MetLife, Inc. 12/01/04 01/27/06
Cellupica, Paul G.Investment Management Assistant Director MetLife, Inc. 12/01/04 04/25/05
Corey, Ethan D.Investment Management Senior Counsel Dechert 04/14/99 02/28/01
Fang, Kenneth C.Investment Management Attorney Morrison & Foerster LLP 01/04/08 12/01/08
Forst, John K.Investment Management Attorney-Advisor Dechert 10/01/99 01/17/01
Fuller, Alison M.Investment Management Assistant Chief Counsel Stradley Ronon 04/27/07 05/18/07
Fuller, Alison M.Investment Management Assistant Chief Counsel Stradley Ronon 04/27/07 06/01/07
Fuller, Alison M.Investment Management Assistant Chief Counsel Stradley Ronon 04/27/07 07/20/07
Fuller, Alison M.Investment Management Assistant Chief Counsel Stradley Ronon 04/27/07 10/19/07
Fuller, Stacy L.Investment Management Branch Chief K&L Gates LLP 04/03/07 10/23/07
Fuller, Alison M.Investment Management Assistant Chief Counsel Stradley Ronon 04/27/07 11/29/07
Fuller, Alison M.Investment Management Assistant Chief Counsel Stradley Ronon 04/27/07 06/12/07
Fuller, Alison M.Investment Management Assistant Chief Counsel Stradley Ronon 04/27/07 03/03/08
Fuller, Alison M.Investment Management Assistant Chief Counsel Stradley Ronon 04/27/07 03/23/09
Fuller, Alison M.Investment Management Assistant Chief Counsel Stradley Ronon 04/27/07 09/19/08
Fuller, Alison M.Investment Management Assistant Chief Counsel Stradley Ronon 04/27/07 04/18/08
Fuller, Stacy L.Investment Management Branch Chief K&L Gates LLP 04/03/07 12/20/07
Fuller, Stacy L.Investment Management Branch Chief K&L Gates LLP 04/03/07 06/06/08
Fuller, Alison M.Investment Management Assistant Chief Counsel Stradley Ronon 04/27/07 09/19/08
Fuller, Alison M.Investment Management Assistant Chief Counsel Stradley Ronon 04/27/07 09/19/08
Fuller, Alison M.Investment Management Assistant Chief Counsel Stradley Ronon 04/27/07 04/03/08
Fuller, Alison M.Investment Management Assistant Chief Counsel Stradley Ronon 04/27/07 06/12/07
Fuller, Alison M.Investment Management Assistant Chief Counsel Stradley Ronon 04/27/07 07/20/07
Fuller, Stacy L.Investment Management Branch Chief K&L Gates LLP 04/03/07 03/31/08
Gault-Brown, SusanInvestment Management Senior Counsel K&L Gates LLP 09/21/07 03/14/08
Gault-Brown, SusanInvestment Management Senior Counsel K&L Gates LLP 09/21/07 02/04/08
Gault-Brown, SusanInvestment Management Senior Counsel K&L Gates LLP 09/21/07 04/11/08
Gault-Brown, SusanInvestment Management Senior Counsel K&L Gates LLP 09/21/07 08/03/09
Gault-Brown, SusanInvestment Management Senior Counsel K&L Gates LLP 09/21/07 05/13/08
Gault-Brown, SusanInvestment Management Senior Counsel K&L Gates LLP 09/21/07 05/01/08
Gault-Brown, SusanInvestment Management Senior Counsel K&L Gates LLP 09/21/07 07/28/09
Gault-Brown, SusanInvestment Management Senior Counsel K&L Gates LLP 09/21/07 11/02/07
Gault-Brown, SusanInvestment Management Senior Counsel K&L Gates LLP 09/21/07 11/07/07
Graham, Rachel H.Investment Management Senior Counsel Debevoise & Plimpton LLP 10/06/00 02/27/01
Graham, Rachel H.Investment Management Senior Counsel Debevoise & Plimpton LLP 10/06/00 05/29/01
Graham, Rachel H.Investment Management Senior Counsel Debevoise & Plimpton LLP 10/06/00 08/02/01
Heinrichs, Jane G.Investment Management Senior Counsel Shearman & Sterling LLP 10/27/00 02/21/02
Heinrichs, Jane G.Investment Management Senior Counsel Shearman & Sterling LLP 10/27/00 05/30/01
Heinrichs, Jane G.Investment Management Senior Counsel Shearman & Sterling LLP 10/27/00 05/02/01
Hong, Peter M.Investment Management Staff Attorney Stradley Ronon 03/11/03
Hong, Peter M.Investment Management Staff Attorney Stradley Ronon 02/28/03
Jivraj, Adeel H.Investment Management Assistant Chief Accountant Ernst & Young 10/09/05 09/18/06
Kerwin, Thomas M. J.Investment Management Senior Counsel Marsico Capital Management, LLC 04/20/01 09/17/02
Kerwin, Thomas M. J.Investment Management Senior Counsel Marsico Capital Management, LLC 04/20/01 07/17/01
MacLeod, LornaInvestment Management Branch Chief LeBoeuf, Lamb, Greene and MacRae, LLP 08/05/05 07/27/06
McCrea, LisaInvestment Management Attorney-Advisor Dechert 05/04/99 03/20/01
Mehra, AjayInvestment Management Senior Counsel Shearman & Sterling LLP 09/21/00 12/05/01
Mehra, AjayInvestment Management Senior Counsel Shearman & Sterling LLP 09/21/00 08/01/02
Mehra, AjayInvestment Management Senior Counsel Shearman & Sterling LLP 09/21/00 03/05/01
Mehra, AjayInvestment Management Senior Counsel Shearman & Sterling LLP 09/21/00 05/03/02
Mehra, AjayInvestment Management Senior Counsel Shearman & Sterling LLP 09/21/00 04/10/02
Mehra, AjayInvestment Management Senior Counsel Shearman & Sterling LLP 09/21/00 08/08/01
Mehra, AjayInvestment Management Senior Counsel Shearman & Sterling LLP 09/21/00 06/27/01
Mehra, AjayInvestment Management Senior Counsel Shearman & Sterling LLP 09/21/00 03/05/01
Mehra, AjayInvestment Management Senior Counsel Shearman & Sterling LLP 09/21/00 01/24/01
Minarick, Jean E.Investment Management Senior Counsel K&L Gates LLP 09/05/03 12/23/04
Mobedshahi, KatyInvestment Management Staff Attorney Stradley Ronon 06/27/03
Novack, Laura A.Investment Management Senior Counsel Dechert 06/24/99 02/26/01
Novack, Laura A.Investment Management Senior Counsel Dechert 06/24/99 02/23/01
Novack, Laura A.Investment Management Senior Counsel Dechert 06/24/99 03/02/01
Novack, Laura A.Investment Management Senior Counsel Dechert 06/24/99 02/23/01
Olson, Susan M.Investment Management Senior Counsel Investment Company Institute 03/16/07 04/11/08
Pollack-Matz, FranInvestment Management Attorney-Advisor T. Rowe Price Associates, Inc. 02/06/09 05/12/09
Pollack-Matz, FranInvestment Management Attorney-Advisor T. Rowe Price Associates, Inc. 02/06/09 08/25/09
Ponchione, Marc R.Investment Management Staff Attorney Willkie Farr & Gallagher LLP 02/17/06 10/12/06
Ponchione, Marc R.Investment Management Staff Attorney Willkie Farr & Gallagher LLP 02/17/06 06/14/06
Ponchione, Marc R.Investment Management Staff Attorney Willkie Farr & Gallagher LLP 02/17/06 05/24/06
Ponchione, Marc R.Investment Management Staff Attorney Willkie Farr & Gallagher LLP 02/17/06 03/06/06
Ponchione, Marc R.Investment Management Staff Attorney Willkie Farr & Gallagher LLP 02/17/06 07/11/06
Ponchione, Marc R.Investment Management Staff Attorney Willkie Farr & Gallagher LLP 02/17/06 03/07/06
Price, Lori H.Investment Management Senior Counsel Wilmer Cutler Pickering Hale and Dorr LLP 08/25/00 07/19/01
Purple, Eric S.Investment Management Senior Counsel Bell, Boyd & Lloyd LLP 07/21/07 11/09/07
Purple, Eric S.Investment Management Senior Counsel Bell, Boyd & Lloyd LLP 07/21/07 10/20/07
Purple, Eric S.Investment Management Senior Counsel Bell, Boyd & Lloyd LLP 07/21/07 09/27/07
Purple, Eric S.Investment Management Senior Counsel Bell, Boyd & Lloyd LLP 07/21/07 08/10/07
Rasevic, Kimberly DopkinInvestment Management Assistant Director Dechert 05/30/01 11/05/01
Rasevic, Kimberly DopkinInvestment Management Assistant Director Dechert 05/30/01 01/27/03
Rasevic, Kimberly DopkinInvestment Management Assistant Director Dechert 05/30/01 10/23/01
Robins, Kenneth B.Investment Management Professional Accounting Fellow KPMG LLP 06/28/02 06/04/03
Silverman, PaulInvestment Management Attorney-Advisor Skadden, Arps, Slate, Meagher & Flom LLP 01/14/00 02/06/01
Silverman, PaulInvestment Management Attorney-Advisor Skadden, Arps, Slate, Meagher & Flom LLP 01/14/00 04/10/01
Sullivan, John L.Investment Management Senior Counsel Thrivent Financial for Lutherans 03/30/07 01/02/08
Tsirigotis, Peter L.Investment Management Attorney-Advisor Dechert 08/19/00 03/23/01
Tsirigotis, Peter L.Investment Management Attorney-Advisor Dechert 08/19/00 10/10/01
Tsirigotis, Peter L.Investment Management Attorney-Advisor Dechert 08/19/00 04/16/02
Tsirigotis, Peter L.Investment Management Attorney-Advisor Dechert 08/19/00 02/26/01
Tsirigotis, Peter L.Investment Management Attorney-Advisor Dechert 08/19/00 02/26/01
Tsirigotis, Peter L.Investment Management Attorney-Advisor Dechert 08/19/00 04/11/01
Tsirigotis, Peter L.Investment Management Attorney-Advisor Dechert 08/19/00 01/05/01
Tsirigotis, Peter L.Investment Management Attorney-Advisor Dechert 08/19/00 04/26/01
Tsirigotis, Peter L.Investment Management Attorney-Advisor Dechert 08/19/00 03/27/01
Tsirigotis, Peter L.Investment Management Attorney-Advisor Dechert 08/19/00 01/25/02
Tsirigotis, Peter L.Investment Management Attorney-Advisor Dechert 08/19/00 01/25/02
Tsirigotis, Peter L.Investment Management Attorney-Advisor Dechert 08/19/00 07/25/02
Tsirigotis, Peter L.Investment Management Attorney-Advisor Dechert 08/19/00 03/23/01
Vlcek, Ann L.Investment Management Senior Attorney Securities Industry Association 12/01/00 08/22/02
Vlcek, Ann L.Investment Management Senior Attorney Securities Industry Association 12/01/00 03/28/02
Vlcek, Ann L.Investment Management Senior Attorney Securities Industry Association 12/01/00 02/12/02