Data
TweetEach entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.
ANALYSIS: See POGO's reports, blog posts, and other work on the SEC revolving door
METHODOLOGY: How POGO organized the information and assembled the database
| Full Name | Former Division/Office | Former Title | New Employer | Date of Resignation | Date of Statement |
|---|---|---|---|---|---|
| Addleman, Kit | Regional Office | Regional Director | Haynes and Boone, LLP | 10/09/09 | 12/30/10 |
| Addleman, Kit | Regional Office | Regional Director | Haynes and Boone, LLP | 10/09/09 | 12/23/10 |
| Adelman, James B. | Regional Office | Associate District Administrator | Allmerica Financial Corp. | 12/01/00 | 03/14/01 |
| Adelman, James B. | Regional Office | Associate District Administrator | Allmerica Financial Corp. | 12/01/00 | 11/18/02 |
| Adelman, James B. | Regional Office | Associate District Administrator | Allmerica Financial Corp. | 12/01/00 | 10/16/01 |
| Adelman, James B. | Regional Office | Associate District Administrator | Allmerica Financial Corp. | 12/01/00 | 08/19/02 |
| Adelman, James B. | Regional Office | Associate District Administrator | Allmerica Financial Corp. | 12/01/00 | 02/12/01 |
| Albrecht, Lauren E. | Regional Office | Senior Counsel | Fidelity Investments | 08/27/04 | 05/02/05 |
| Albrecht, Lauren E. | Regional Office | Senior Counsel | Fidelity Investments | 08/27/04 | 12/02/04 |
| Albrecht, Lauren E. | Regional Office | Senior Counsel | Fidelity Investments | 08/27/04 | 05/12/05 |
| Albrecht, Lauren E. | Regional Office | Senior Counsel | Fidelity Investments | 08/27/04 | 12/02/04 |
| Albrecht, Lauren E. | Regional Office | Senior Counsel | Fidelity Investments | 08/27/04 | 04/26/05 |
| Albrecht, Lauren E. | Regional Office | Senior Counsel | Fidelity Investments | 08/27/04 | 12/02/04 |
| Albrecht, Lauren E. | Regional Office | Senior Counsel | Fidelity Investments | 08/27/04 | 12/02/04 |
| Anderson, Douglas A. | Regional Office | Compliance Examiner | Canyon Capital Advisors LLC and Canyon Capital Realty Advisors LLC | 02/25/05 | 07/20/05 |
| Bartholomew, Christian R. | Regional Office | Senior Trial Counsel | Morgan, Lewis & Bockius LLP | 05/05/00 | 10/12/01 |
| Bartholomew, Christian R. | Regional Office | Senior Trial Counsel | Morgan, Lewis & Bockius LLP | 05/05/00 | 05/07/01 |
| Bartholomew, Christian R. | Regional Office | Senior Trial Counsel | Morgan, Lewis & Bockius LLP | 05/05/00 | 10/17/01 |
| Batinich, Nicholas M. | Regional Office | Securities Compliance Examiner | ACA Compliance Group | 10/21/05 | 05/07/07 |
| Bayless, David B. | Regional Office | District Administrator | Morrison & Foerster LLP | 06/18/99 | 02/06/01 |
| Bayless, David B. | Regional Office | District Administrator | Morrison & Foerster LLP | 06/18/99 | 03/27/01 |
| Bayless, David B. | Regional Office | District Administrator | Morrison & Foerster LLP | 06/18/99 | 03/27/01 |
| Bayless, David B. | Regional Office | District Administrator | Morrison & Foerster LLP | 06/18/99 | 02/08/01 |
| Beller, Matthew A. | Regional Office | Examiner | GPS Partners LLC | 03/01/08 | 03/03/08 |
| Blake, Madeleine M. | Regional Office | Senior Special Counsel | Greenberg Traurig LLP | 09/30/06 | 05/10/07 |
| Bridwell, Craig | Regional Office | Extern | Morrison & Foerster LLP | 05/01/05 | 03/03/06 |
| Carlin, Wayne M. | Regional Office | Regional Director | Wachtell, Lipton, Rosen & Katz | 01/23/04 | 03/16/05 |
| Carlin, Wayne M. | Regional Office | Regional Director | Wachtell, Lipton, Rosen & Katz | 01/23/04 | 03/30/05 |
| Carlin, Wayne M. | Regional Office | Regional Director | Wachtell, Lipton, Rosen & Katz | 01/23/04 | 01/26/05 |
| Carlin, Wayne M. | Regional Office | Regional Director | Wachtell, Lipton, Rosen & Katz | 01/23/04 | 01/25/05 |
| Carlin, Wayne M. | Regional Office | Regional Director | Wachtell, Lipton, Rosen & Katz | 01/23/04 | 02/11/05 |
| Carlin, Wayne M. | Regional Office | Regional Director | Wachtell, Lipton, Rosen & Katz | 01/23/04 | 01/10/06 |
| Carlin, Wayne M. | Regional Office | Regional Director | Wachtell, Lipton, Rosen & Katz | 01/23/04 | 01/25/05 |
| Carreiro, Lynne M. | Regional Office | Securities Compliance Examiner | ACA Compliance Group | 01/03/05 | 07/19/06 |
| Carreiro, Lynne M. | Regional Office | Securities Compliance Examiner | ACA Compliance Group | 01/03/05 | 01/17/05 |
| Caverly, Lauren Albrecht | Regional Office | Senior Counsel | Fidelity Investments | 08/27/04 | 05/11/06 |
| Dallianis, Diane L. | Regional Office | Attorney-Advisor | Diane Dallianis | 03/16/07 | 04/11/07 |
| Degenhardt, Harold F. | Regional Office | District Administrator | Fulbright & Jaworski L.L.P. | 09/16/05 | 05/31/07 |
| Degenhardt, Harold F. | Regional Office | District Administrator | Fulbright & Jaworski L.L.P. | 09/16/05 | 06/29/07 |
| Degenhardt, Harold F. | Regional Office | District Administrator | Fulbright & Jaworski L.L.P. | 09/16/05 | 08/31/06 |
| Degenhardt, Harold F. | Regional Office | District Administrator | Fulbright & Jaworski L.L.P. | 09/16/05 | 08/27/07 |
| Degenhardt, Harold F. | Regional Office | District Administrator | Fulbright & Jaworski L.L.P. | 09/16/05 | 05/09/07 |
| Degenhardt, Harold F. | Regional Office | District Administrator | Fulbright & Jaworski L.L.P. | 09/16/05 | 04/18/07 |
| Degenhardt, Harold F. | Regional Office | District Administrator | Fulbright & Jaworski L.L.P. | 09/16/05 | 09/07/07 |
| Dempsey, Louis J. | Regional Office | Branch Chief | Renaissance Regulatory Services, Inc. | 02/17/06 | 08/23/06 |
| Farrell, Sean | Regional Office | Staff Accountant | ACA Compliance Group | 06/16/06 | 09/13/06 |
| Flynn, Patricia | Regional Office | Assistant Regional Director | Enhanced Investment Technologies, LLC (INTECH) | 11/01/05 | 08/31/06 |
| Fons, Randall J. | Regional Office | Regional Director | Morrison & Foerster LLP | 03/17/06 | 09/27/07 |
| Fons, Randall J. | Regional Office | Regional Director | Morrison & Foerster LLP | 03/17/06 | 11/09/07 |
| Fons, Randall J. | Regional Office | Regional Director | Morrison & Foerster LLP | 03/17/06 | 04/02/07 |
| Fons, Randall J. | Regional Office | Regional Director | Morrison & Foerster LLP | 03/17/06 | 06/28/07 |
| Fons, Randall J. | Regional Office | Regional Director | Morrison & Foerster LLP | 03/17/06 | 04/20/07 |
| Fons, Randall J. | Regional Office | Regional Director | Morrison & Foerster LLP | 03/17/06 | 10/23/07 |
| Fox, Wendy D. | Regional Office | Attorney-Advisor | Ariel Capital Management, LLC, and Ariel Distributors, Inc. | 10/01/04 | 01/26/05 |
| Gabinet, Arthur S. | Regional Office | District Administrator | Vanguard Group, Inc. | 10/29/05 | 10/19/06 |
| Geist, Andrew J. | Regional Office | Senior Associate Regional Director | O'Melveny & Myers LLP | 04/07/00 | 03/14/02 |
| Geist, Andrew J. | Regional Office | Assistant Regional Director | O'Melveny & Myers LLP | 04/07/00 | 08/15/01 |
| Geist, Andrew J. | Regional Office | Senior Associate Regional Director | O'Melveny & Myers LLP | 04/07/00 | 06/25/01 |
| Geist, Andrew J. | Regional Office | Senior Associate Regional Director | O'Melveny & Myers LLP | 04/07/00 | 11/30/01 |
| Geist, Andrew J. | Regional Office | Senior Associate Regional Director | O'Melveny & Myers LLP | 04/07/00 | 11/26/01 |
| Geist, Andrew J. | Regional Office | Senior Associate Regional Director | O'Melveny & Myers LLP | 04/07/00 | 03/07/02 |
| Geist, Andrew J. | Regional Office | Senior Associate Regional Director | O'Melveny & Myers LLP | 04/07/00 | 06/04/01 |
| Greer, Amy J. | Regional Office | Regional Trial Counsel | Reed Smith LLP | 08/01/08 | 11/03/08 |
| Greer, Amy J. | Regional Office | Regional Trial Counsel | Reed Smith LLP | 08/01/08 | 09/17/08 |
| Greer, Amy J. | Regional Office | Regional Trial Counsel | Reed Smith LLP | 08/01/08 | 01/13/09 |
| Greer, Amy J. | Regional Office | Regional Trial Counsel | Reed Smith LLP | 08/01/08 | 10/05/09 |
| Greer, Amy J. | Regional Office | Regional Trial Counsel | Reed Smith LLP | 08/01/08 | 11/13/09 |
| Greer, Amy J. | Regional Office | Regional Trial Counsel | Reed Smith LLP | 08/01/08 | 03/24/10 |
| Greer, Amy J. | Regional Office | Regional Trial Counsel | Reed Smith LLP | 08/01/08 | 06/14/10 |
| Greer, Amy J. | Regional Office | Regional Trial Counsel | Reed Smith LLP | 08/01/08 | 08/10/09 |
| Greer, Amy J. | Regional Office | Regional Trial Counsel | Reed Smith LLP | 08/01/08 | 04/14/09 |
| Greer, Amy J. | Regional Office | Regional Trial Counsel | Reed Smith LLP | 08/01/08 | 12/28/09 |
| Greer, Amy J. | Regional Office | Regional Trial Counsel | Reed Smith LLP | 08/01/08 | 03/26/10 |
| Greer, Amy J. | Regional Office | Regional Trial Counsel | Reed Smith LLP | 08/01/08 | 07/14/10 |
| Greer, Amy J. | Regional Office | Regional Trial Counsel | Reed Smith LLP | 08/01/08 | 02/10/09 |
| Harris, Ivan P. | Regional Office | Assistant Regional Director | Morgan, Lewis & Bockius LLP | 08/19/05 | 07/13/07 |
| Harris, Ivan P. | Regional Office | Assistant Regional Director | Morgan, Lewis & Bockius LLP | 08/19/05 | 07/13/07 |
| Hengst, Steven E. | Regional Office | Securities Compliance Examiner | Kovitz Investment Group, LLC | 11/25/05 | 12/12/06 |
| Herr, Mitchell E. | Regional Office | Regional Trial Counsel | Holland & Knight LLP | 11/29/00 | 07/10/02 |
| Herr, Mitchell E. | Regional Office | Regional Trial Counsel | Holland & Knight LLP | 11/29/00 | 04/23/02 |
| Herr, Mitchell E. | Regional Office | Regional Trial Counsel | Holland & Knight LLP | 11/29/00 | 01/02/01 |
| Herr, Mitchell E. | Regional Office | Regional Trial Counsel | Holland & Knight LLP | 11/29/00 | 02/28/02 |
| Herr, Mitchell E. | Regional Office | Regional Trial Counsel | Holland & Knight LLP | 11/29/00 | 04/06/01 |
| Herr, Mitchell E. | Regional Office | Regional Trial Counsel | Holland & Knight LLP | 11/29/00 | 05/02/01 |
| Herr, Mitchell E. | Regional Office | Regional Trial Counsel | Holland & Knight LLP | 11/29/00 | 01/17/01 |
| Herr, Mitchell E. | Regional Office | Regional Trial Counsel | Holland & Knight LLP | 11/29/00 | 05/02/01 |
| Herr, Mitchell E. | Regional Office | Regional Trial Counsel | Holland & Knight LLP | 11/29/00 | 07/09/02 |
| Herr, Mitchell E. | Regional Office | Regional Trial Counsel | Holland & Knight LLP | 11/29/00 | 07/31/02 |
| Herr, Mitchell E. | Regional Office | Regional Trial Counsel | Holland & Knight LLP | 11/29/00 | 03/07/02 |
| Herr, Mitchell E. | Regional Office | Regional Trial Counsel | Holland & Knight LLP | 11/29/00 | 02/07/01 |
| Herr, Mitchell E. | Regional Office | Regional Trial Counsel | Holland & Knight LLP | 11/29/00 | 01/15/02 |
| Herr, Mitchell E. | Regional Office | Regional Trial Counsel | Holland & Knight LLP | 11/29/00 | 12/12/01 |
| Heyl, Dorothy | Regional Office | Senior Trial Counsel | Milbank, Tweed, Hadley & McCloy LLP | 09/17/04 | 05/24/06 |
| Heyl, Dorothy | Regional Office | Senior Trial Counsel | Milbank, Tweed, Hadley & McCloy LLP | 09/17/04 | 02/01/06 |
| Heyl, Dorothy | Regional Office | Senior Trial Counsel | Milbank, Tweed, Hadley & McCloy LLP | 09/17/04 | 09/29/05 |
| Heyl, Dorothy | Regional Office | Senior Trial Counsel | Milbank, Tweed, Hadley & McCloy LLP | 09/17/04 | 05/09/06 |
| Heyl, Dorothy | Regional Office | Senior Trial Counsel | Milbank, Tweed, Hadley & McCloy LLP | 09/17/04 | 01/24/06 |
| Heyl, Dorothy | Regional Office | Senior Trial Counsel | Milbank, Tweed, Hadley & McCloy LLP | 09/17/04 | 06/08/06 |
| Heyl, Dorothy | Regional Office | Senior Trial Counsel | Milbank, Tweed, Hadley & McCloy LLP | 09/17/04 | 07/25/06 |
| Intartaglio, Robert A. | Regional Office | Assistant District Administrator | UBS AG | 11/10/00 | 02/27/01 |
| Intartaglio, Robert A. | Regional Office | Assistant District Administrator | UBS AG | 11/10/00 | 03/27/02 |
| Intartaglio, Robert A. | Regional Office | Assistant District Administrator | UBS AG | 11/10/00 | 08/14/01 |
| Intartaglio, Robert A. | Regional Office | Assistant District Administrator | UBS AG | 11/10/00 | 06/06/01 |
| Intartaglio, Robert A. | Regional Office | Assistant District Administrator | UBS AG | 11/10/00 | 10/23/01 |
| Intartaglio, Robert A. | Regional Office | Assistant District Administrator | UBS AG | 11/10/00 | 05/21/01 |
| Intartaglio, Robert A. | Regional Office | Assistant District Administrator | UBS AG | 11/10/00 | 06/12/01 |
| Intartaglio, Robert A. | Regional Office | Assistant District Administrator | UBS AG | 11/10/00 | 10/26/01 |
| Intartaglio, Robert A. | Regional Office | Assistant District Administrator | UBS AG | 11/10/00 | 03/18/02 |
| Kropke, Paul S. | Regional Office | Employee | First Analysis Securities Corporation | 01/10/06 | |
| Lawrence, Carmen J. | Regional Office | Regional Director | Fried, Frank, Harris, Shriver & Jacobson | 06/30/00 | 11/09/01 |
| Lawrence, Carmen J. | Regional Office | Regional Director | Fried, Frank, Harris, Shriver & Jacobson | 06/30/00 | 12/20/01 |
| Lawrence, Carmen J. | Regional Office | Regional Director | Fried, Frank, Harris, Shriver & Jacobson | 06/30/00 | 05/29/02 |
| Lawrence, Carmen J. | Regional Office | Regional Director | Fried, Frank, Harris, Shriver & Jacobson | 06/30/00 | 11/05/01 |
| Lawrence, Carmen J. | Regional Office | Regional Director | Fried, Frank, Harris, Shriver & Jacobson | 06/30/00 | 04/11/02 |
| Lawrence, Carmen J. | Regional Office | Regional Director | Fried, Frank, Harris, Shriver & Jacobson | 06/30/00 | 12/20/01 |
| Lawrence, Carmen J. | Regional Office | Regional Director | Fried, Frank, Harris, Shriver & Jacobson | 06/30/00 | 03/04/02 |
| Lawrence, Carmen J. | Regional Office | Regional Director | Fried, Frank, Harris, Shriver & Jacobson | 06/30/00 | 01/03/02 |
| Lee, Randall R. | Regional Office | Regional Director | Wilmer Cutler Pickering Hale and Dorr LLP | 08/19/07 | 05/18/09 |
| Lee, Randall R. | Regional Office | Regional Director | Wilmer Cutler Pickering Hale and Dorr LLP | 08/19/07 | 08/26/08 |
| Lee, Randall R. | Regional Office | Regional Director | Wilmer Cutler Pickering Hale and Dorr LLP | 08/19/07 | 07/31/09 |
| Lee, Randall R. | Regional Office | Regional Director | Wilmer Cutler Pickering Hale and Dorr LLP | 08/19/07 | 05/27/09 |
| Long, Ronald C. | Regional Office | District Administrator | Wachovia | 06/18/02 | 12/08/03 |
| Long, Ronald C. | Regional Office | District Administrator | Wachovia | 06/18/02 | 11/06/03 |
| Long, Ronald C. | Regional Office | District Administrator | Wachovia | 06/18/02 | 09/08/03 |
| MacPhail, Michael R. | Regional Office | Deputy Assistant Regional Director | Holland & Hart, LLP | 08/17/05 | 01/20/06 |
| MacPhail, Michael R. | Regional Office | Deputy Assistant Regional Director | Holland & Hart, LLP | 08/17/05 | 09/13/06 |
| MacPhail, Michael R. | Regional Office | Deputy Assistant Regional Director | Holland & Hart, LLP | 08/27/05 | 10/13/06 |
| MacPhail, Michael R. | Regional Office | Deputy Assistant Regional Director | Holland & Hart, LLP | 08/17/05 | 06/06/06 |
| MacPhail, Michael R. | Regional Office | Deputy Assistant Regional Director | Holland & Hart, LLP | 08/17/05 | 08/09/07 |
| MacPhail, Michael R. | Regional Office | Deputy Assistant Regional Director | Holland & Hart, LLP | 08/17/05 | 09/07/06 |
| MacPhail, Michael R. | Regional Office | Deputy Assistant Regional Director | Holland & Hart, LLP | 08/17/05 | 09/09/05 |
| MacPhail, Michael R. | Regional Office | Deputy Assistant Regional Director | Holland & Hart, LLP | 08/17/05 | 01/18/06 |
| MacPhail, Michael R. | Regional Office | Deputy Assistant Regional Director | Holland & Hart, LLP | 08/17/05 | 06/07/07 |
| MacPhail, Michael R. | Regional Office | Deputy Assistant Regional Director | Holland & Hart, LLP | 08/17/05 | 09/02/05 |
| Marcelino, Juan Marcel | Regional Office | District Administrator | Greenberg Traurig LLP | 04/16/04 | 06/27/05 |
| Marcelino, Juan Marcel | Regional Office | District Administrator | Greenberg Traurig LLP | 04/16/04 | 04/21/05 |
| Marcelino, Juan Marcel | Regional Office | District Administrator | Greenberg Traurig LLP | 04/16/04 | 04/21/05 |
| Marder, David E. | Regional Office | Assistant District Administrator | Robins, Kaplan, Miller & Ciresi L.L.P. | 07/01/01 | 06/26/02 |
| Marder, David E. | Regional Office | Assistant District Administrator | Robins, Kaplan, Miller & Ciresi L.L.P. | 07/01/01 | 10/10/02 |
| Marencik, Colleen J. | Regional Office | Securities Compliance Examiner | ACA Compliance Group | 10/21/05 | 04/05/06 |
| Marencik, Colleen J. | Regional Office | Securities Compliance Examiner | ACA Compliance Group | 10/21/05 | 05/16/06 |
| Marencik, Colleen J. | Regional Office | Securities Compliance Examiner | ACA Compliance Group | 10/21/05 | 11/30/06 |
| Martin, Craig D. | Regional Office | Staff Attorney | Morrison & Foerster LLP | 07/05/02 | 09/16/02 |
| Martin, Craig D. | Regional Office | Staff Attorney | Morrison & Foerster LLP | 07/05/02 | 12/23/02 |
| Martin, Craig D. | Regional Office | Staff Attorney | Morrison & Foerster LLP | 07/05/02 | 08/14/02 |
| Martin, Craig D. | Regional Office | Staff Attorney | Morrison & Foerster LLP | 07/05/02 | 10/29/02 |
| McDonald, Bart J. | Regional Office | Branch Chief | Renaissance Regulatory Services, Inc. | 12/22/06 | 04/05/07 |
| McDonald, Bart J. | Regional Office | Branch Chief | Renaissance Regulatory Services, Inc. | 12/22/06 | 01/03/07 |
| Mersman, Jeffrey D. | Regional Office | Staff Accountant | ACA Compliance Group | 09/22/08 | 10/18/09 |
| Nelson, David | Regional Office | Regional Director | Boies, Schiller & Flexner LLP | 08/28/09 | 09/02/10 |
| Nelson, David | Regional Office | Regional Director | Boies, Schiller & Flexner LLP | 08/28/09 | 09/02/10 |
| Nelson, David | Regional Office | Regional Director | Boies, Schiller & Flexner LLP | 08/28/09 | 09/22/10 |
| Nelson, David | Regional Office | Regional Director | Boies, Schiller & Flexner LLP | 08/28/09 | 09/02/10 |
| Nelson, David | Regional Office | Regional Director | Boies, Schiller & Flexner LLP | 08/28/09 | 09/02/10 |
| Nelson, David | Regional Office | Regional Director | Boies, Schiller & Flexner LLP | 08/28/09 | 09/02/10 |
| Nelson, David | Regional Office | Regional Director | Boies, Schiller & Flexner LLP | 08/28/09 | 09/02/10 |
| Nordlinger, Edwin H. | Regional Office | Deputy Regional Director | Saiber Schlesinger Satz & Goldstein, LLC | 02/03/05 | 06/13/06 |
| Persaud, Chet | Regional Office | Compliance Examiner | UBS AG | 09/15/04 | 11/15/04 |
| Persaud, Chet | Regional Office | Compliance Examiner | UBS AG | 09/15/04 | 11/15/04 |
| Pucek, Eric | Regional Office | Staff Accountant | UBS AG | 01/25/08 | 03/31/08 |
| Sanchez, Adelbert R. | Regional Office | Securities Compliance Examiner | ACA Compliance Group | 02/25/05 | 03/28/06 |
| Schmidt, Eric M. | Regional Office | Assistant Regional Director | Salomon Smith Barney Inc. | 05/12/00 | 03/11/02 |
| Schmidt, Eric M. | Regional Office | Assistant Regional Director | Salomon Smith Barney Inc. | 05/12/00 | 09/27/01 |
| Schmidt, Eric M. | Regional Office | Assistant Regional Director | Salomon Smith Barney Inc. | 05/12/00 | 03/21/02 |
| Schmidt, Eric M. | Regional Office | Assistant Regional Director | Salomon Smith Barney Inc. | 05/12/00 | 05/04/01 |
| Schmidt, Eric M. | Regional Office | Assistant Regional Director | Salomon Smith Barney Inc. | 05/12/00 | 01/22/02 |
| Schmidt, Eric M. | Regional Office | Assistant Regional Director | Salomon Smith Barney Inc. | 05/12/00 | 07/06/01 |
| Schmidt, Eric M. | Regional Office | Assistant Regional Director | Salomon Smith Barney Inc. | 05/12/00 | 04/11/02 |
| Schmidt, Eric M. | Regional Office | Assistant Regional Director | Salomon Smith Barney Inc. | 05/12/00 | 03/11/02 |
| Schmidt, Eric M. | Regional Office | Assistant Regional Director | Salomon Smith Barney Inc. | 05/12/00 | 08/09/01 |
| Schmidt, Eric M. | Regional Office | Assistant Regional Director | Salomon Smith Barney Inc. | 05/12/00 | 01/15/02 |
| Schmidt, Eric M. | Regional Office | Assistant Regional Director | Salomon Smith Barney Inc. | 05/12/00 | 09/07/01 |
| Schmidt, Eric M. | Regional Office | Assistant Regional Director | Salomon Smith Barney Inc. | 05/12/00 | 04/05/02 |
| Schmidt, Eric M. | Regional Office | Assistant Regional Director | Salomon Smith Barney Inc. | 05/12/00 | 01/19/01 |
| Schmidt, Eric M. | Regional Office | Assistant Regional Director | Salomon Smith Barney Inc. | 05/12/00 | 02/08/01 |
| Schmidt, Eric M. | Regional Office | Assistant Regional Director | Salomon Smith Barney Inc. | 05/12/00 | 05/30/01 |
| Slansky, Jill | Regional Office | Senior Attorney | N/A | 12/31/09 | 06/23/10 |
| Smith, Daniel Y. | Regional Office | Staff Accountant | ACA Compliance Group | 04/01/04 | 01/06/05 |
| Smith, Daniel Y. | Regional Office | Staff Accountant | ACA Compliance Group | 04/01/04 | 04/08/05 |
| Wegrzyn, Kent L. | Regional Office | Securities Compliance Examiner | ACA Compliance Group | 05/18/07 | 10/15/07 |
| Wegrzyn, Kent L. | Regional Office | Securities Compliance Examiner | ACA Compliance Group | 05/18/07 | 08/19/08 |
| Weigel III, Russell C. | Regional Office | Special Counsel | Montello & Kenney, P.A. | 02/23/01 | 02/13/03 |
| Weigel III, Russell C. | Regional Office | Special Counsel | Montello & Kenney, P.A. | 02/23/01 | 06/05/01 |
| Weigel III, Russell C. | Regional Office | Special Counsel | Montello & Kenney, P.A. | 02/23/01 | 06/04/01 |
| Weiner, Leora R. | Regional Office | Securities Compliance Examiner | Pacific Financial Research, Inc. | 06/28/04 | 09/07/04 |
| White, William E. | Regional Office | Senior Trial Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 07/31/99 | 05/31/01 |
| White, William E. | Regional Office | Senior Trial Counsel | Wilmer Cutler Pickering Hale and Dorr LLP | 07/31/99 | 06/11/01 |
| Zaccaro, Thomas A. | Regional Office | Regional Trial Counsel | Akin, Gump, Strauss, Hauer & Feld LLP | 12/12/03 | 09/20/04 |
| Zaccaro, Thomas A. | Regional Office | Regional Trial Counsel | Akin, Gump, Strauss, Hauer & Feld LLP | 12/12/03 | 08/22/05 |
| Zaccaro, Thomas A. | Regional Office | Regional Trial Counsel | Akin, Gump, Strauss, Hauer & Feld LLP | 12/12/03 | 03/11/05 |
| Zaccaro, Thomas A. | Regional Office | Regional Trial Counsel | Akin, Gump, Strauss, Hauer & Feld LLP | 12/12/03 | 08/06/04 |
| Zaccaro, Thomas A. | Regional Office | Regional Trial Counsel | Akin, Gump, Strauss, Hauer & Feld LLP | 12/12/03 | 01/02/05 |
| Zaccaro, Thomas A. | Regional Office | Regional Trial Counsel | Akin, Gump, Strauss, Hauer & Feld LLP | 12/12/03 | 11/10/05 |
| Zaccaro, Thomas A. | Regional Office | Regional Trial Counsel | Akin, Gump, Strauss, Hauer & Feld LLP | 12/12/03 | 05/03/05 |
| Zaccaro, Thomas A. | Regional Office | Regional Trial Counsel | Akin, Gump, Strauss, Hauer & Feld LLP | 12/12/03 | 03/29/04 |
| Zaccaro, Thomas A. | Regional Office | Regional Trial Counsel | Akin, Gump, Strauss, Hauer & Feld LLP | 12/12/03 | 11/19/04 |
| Zaccaro, Thomas A. | Regional Office | Regional Trial Counsel | Akin, Gump, Strauss, Hauer & Feld LLP | 12/12/03 | 08/03/04 |
| Zaccaro, Thomas A. | Regional Office | Regional Trial Counsel | Akin, Gump, Strauss, Hauer & Feld LLP | 12/12/03 | 01/26/04 |
| Zaccaro, Thomas A. | Regional Office | Regional Trial Counsel | Akin, Gump, Strauss, Hauer & Feld LLP | 12/12/03 | 02/04/04 |
| Zaccaro, Thomas A. | Regional Office | Regional Trial Counsel | Akin, Gump, Strauss, Hauer & Feld LLP | 12/12/03 | 01/26/05 |
| Zaccaro, Thomas A. | Regional Office | Regional Trial Counsel | Akin, Gump, Strauss, Hauer & Feld LLP | 12/12/03 | 01/03/04 |
| Zaccaro, Thomas A. | Regional Office | Regional Trial Counsel | Akin, Gump, Strauss, Hauer & Feld LLP | 12/12/03 | 08/25/05 |
| Zaccaro, Thomas A. | Regional Office | Regional Trial Counsel | Akin, Gump, Strauss, Hauer & Feld LLP | 12/12/03 | 05/06/04 |
| Zaccaro, Thomas A. | Regional Office | Regional Trial Counsel | Akin, Gump, Strauss, Hauer & Feld LLP | 12/12/03 | 07/02/04 |
| Zaccaro, Thomas A. | Regional Office | Regional Trial Counsel | Akin, Gump, Strauss, Hauer & Feld LLP | 12/12/03 | 11/10/05 |
| Zaccaro, Thomas A. | Regional Office | Regional Trial Counsel | Akin, Gump, Strauss, Hauer & Feld LLP | 12/12/03 | 02/16/04 |
| Zaccaro, Thomas A. | Regional Office | Regional Trial Counsel | Akin, Gump, Strauss, Hauer & Feld LLP | 12/12/03 | 05/03/05 |
| Zaccaro, Thomas A. | Regional Office | Regional Trial Counsel | Akin, Gump, Strauss, Hauer & Feld LLP | 12/12/03 | 11/10/05 |
| Zaccaro, Thomas A. | Regional Office | Regional Trial Counsel | Akin, Gump, Strauss, Hauer & Feld LLP | 12/12/03 | 02/24/04 |
| Zaccaro, Thomas A. | Regional Office | Regional Trial Counsel | Akin, Gump, Strauss, Hauer & Feld LLP | 12/12/03 | 06/21/04 |
| Zaccaro, Thomas A. | Regional Office | Regional Trial Counsel | Akin, Gump, Strauss, Hauer & Feld LLP | 12/12/03 | 04/12/05 |
| Zaccaro, Thomas A. | Regional Office | Regional Trial Counsel | Akin, Gump, Strauss, Hauer & Feld LLP | 12/12/03 | 12/20/04 |
| Zaccaro, Thomas A. | Regional Office | Regional Trial Counsel | Akin, Gump, Strauss, Hauer & Feld LLP | 12/12/03 | 01/10/05 |
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