Data
TweetEach entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.
ANALYSIS: See POGO's reports, blog posts, and other work on the SEC revolving door
METHODOLOGY: How POGO organized the information and assembled the database
| Full Name | Former Division/Office | Former Title | New Employer | Date of Resignation | Date of Statement |
|---|---|---|---|---|---|
| Albrecht, Patricia | Trading and Markets | Special Counsel | National Association of Securities Dealers, Inc. | 06/01/02 | 03/11/03 |
| Albrecht, Patricia | Trading and Markets | Special Counsel | National Association of Securities Dealers, Inc. | 06/01/02 | 10/02/02 |
| Attar, Mark M. | Trading and Markets | Special Counsel | Schiff Hardin LLP | 05/20/05 | 08/31/05 |
| Attar, Mark M. | Trading and Markets | Special Counsel | Schiff Hardin LLP | 05/20/05 | 09/22/05 |
| Bergmann, Larry E. | Trading and Markets | Senior Associate Director | Willkie Farr & Gallagher LLP | 01/03/06 | 06/05/07 |
| Bergmann, Larry E. | Trading and Markets | Senior Associate Director | Willkie Farr & Gallagher LLP | 01/03/06 | 02/09/07 |
| Bergmann, Larry E. | Trading and Markets | Senior Associate Director | Willkie Farr & Gallagher LLP | 01/03/06 | 07/09/07 |
| Bergmann, Larry E. | Trading and Markets | Senior Associate Director | Willkie Farr & Gallagher LLP | 01/03/06 | 05/11/07 |
| Bergmann, Larry E. | Trading and Markets | Senior Associate Director | Willkie Farr & Gallagher LLP | 01/03/06 | 06/04/07 |
| Bergmann, Larry E. | Trading and Markets | Senior Associate Director | Willkie Farr & Gallagher LLP | 01/03/06 | 01/02/07 |
| Bergmann, Larry E. | Trading and Markets | Senior Associate Director | Willkie Farr & Gallagher LLP | 01/03/06 | 01/05/07 |
| Campion, Kevin J. | Trading and Markets | Attorney | Sidley Austin LLP | 07/19/04 | 12/03/04 |
| Campion, Kevin J. | Trading and Markets | Attorney | Sidley Austin LLP | 07/19/04 | 10/18/04 |
| Colby, Robert L.D. | Trading and Markets | Deputy Director | Davis Polk & Wardwell LLP | 02/20/09 | 07/22/10 |
| Colby, Robert L.D. | Trading and Markets | Deputy Director | Davis Polk & Wardwell LLP | 02/20/09 | 05/19/10 |
| Colby, Robert L.D. | Trading and Markets | Deputy Director | Davis Polk & Wardwell LLP | 02/20/09 | 04/30/10 |
| Colby, Robert L.D. | Trading and Markets | Deputy Director | Davis Polk & Wardwell LLP | 02/20/09 | 05/21/10 |
| Colby, Robert L.D. | Trading and Markets | Deputy Director | Davis Polk & Wardwell LLP | 02/20/09 | 03/11/10 |
| Colby, Robert L.D. | Trading and Markets | Deputy Director | Davis Polk & Wardwell LLP | 02/20/09 | 05/19/10 |
| Colby, Robert L.D. | Trading and Markets | Deputy Director | Davis Polk & Wardwell LLP | 02/20/09 | 04/27/10 |
| Colby, Robert L.D. | Trading and Markets | Deputy Director | Davis Polk & Wardwell LLP | 02/20/09 | 04/19/10 |
| Colby, Robert L.D. | Trading and Markets | Deputy Director | Davis Polk & Wardwell LLP | 02/20/09 | 11/12/10 |
| Colby, Robert L.D. | Trading and Markets | Deputy Director | Davis Polk & Wardwell LLP | 02/20/09 | 07/08/10 |
| Colby, Robert L.D. | Trading and Markets | Deputy Director | Davis Polk & Wardwell LLP | 02/20/09 | 07/13/10 |
| Colby, Robert L.D. | Trading and Markets | Deputy Director | Davis Polk & Wardwell LLP | 02/20/09 | 11/09/10 |
| Corcoran, Joseph P. | Trading and Markets | Special Counsel | Schiff Hardin LLP | 07/30/04 | 08/31/05 |
| Corcoran, Joseph P. | Trading and Markets | Special Counsel | Schiff Hardin LLP | 07/30/04 | 08/31/05 |
| Donnelly, William E. | Trading and Markets | Attorney Fellow | LeClair Ryan | 06/28/02 | 03/17/04 |
| Donnelly, William E. | Trading and Markets | Attorney Fellow | LeClair Ryan | 06/28/02 | 07/29/03 |
| Donnelly, William E. | Trading and Markets | Attorney Fellow | LeClair Ryan | 06/28/02 | 01/14/04 |
| Donnelly, William E. | Trading and Markets | Attorney Fellow | LeClair Ryan | 06/28/02 | 03/26/03 |
| Donnelly, William E. | Trading and Markets | Attorney Fellow | LeClair Ryan | 06/28/02 | 02/19/04 |
| Donnelly, William E. | Trading and Markets | Attorney Fellow | LeClair Ryan | 06/28/02 | 10/02/02 |
| Donnelly, William E. | Trading and Markets | Attorney Fellow | LeClair Ryan | 06/28/02 | 07/16/02 |
| Donnelly, William E. | Trading and Markets | Attorney Fellow | LeClair Ryan | 06/28/02 | 12/11/03 |
| Donnelly, William E. | Trading and Markets | Attorney Fellow | LeClair Ryan | 06/28/02 | 11/12/03 |
| Donnelly, William E. | Trading and Markets | Attorney Fellow | LeClair Ryan | 06/28/02 | 05/23/03 |
| Donnelly, William E. | Trading and Markets | Attorney Fellow | LeClair Ryan | 06/28/02 | 04/18/03 |
| Donnelly, William E. | Trading and Markets | Attorney Fellow | LeClair Ryan | 06/28/02 | 07/08/02 |
| Donnelly, William E. | Trading and Markets | Attorney Fellow | LeClair Ryan | 06/28/02 | 12/11/03 |
| Donnelly, William E. | Trading and Markets | Attorney Fellow | LeClair Ryan | 06/28/02 | 01/02/03 |
| Donnelly, William E. | Trading and Markets | Attorney Fellow | LeClair Ryan | 06/28/02 | 10/31/02 |
| Donnelly, William E. | Trading and Markets | Attorney Fellow | LeClair Ryan | 06/28/02 | 03/21/03 |
| Donnelly, William E. | Trading and Markets | Attorney Fellow | LeClair Ryan | 06/28/02 | 05/28/04 |
| Donnelly, William E. | Trading and Markets | Attorney Fellow | LeClair Ryan | 06/28/02 | 10/08/03 |
| Drogin, Jack P. | Trading and Markets | Assistant Director | Morgan, Lewis & Bockius LLP | 06/23/01 | 01/14/02 |
| Drogin, Jack P. | Trading and Markets | Assistant Director | Morgan, Lewis & Bockius LLP | 06/23/01 | 10/04/02 |
| Drogin, Jack P. | Trading and Markets | Assistant Director | Morgan, Lewis & Bockius LLP | 06/23/01 | 04/23/02 |
| Drogin, Jack P. | Trading and Markets | Assistant Director | Morgan, Lewis & Bockius LLP | 06/23/01 | 03/05/03 |
| Drogin, Jack P. | Trading and Markets | Assistant Director | Morgan, Lewis & Bockius LLP | 06/23/01 | 12/13/01 |
| Drogin, Jack P. | Trading and Markets | Assistant Director | Morgan, Lewis & Bockius LLP | 06/23/01 | 11/28/01 |
| Drogin, Jack P. | Trading and Markets | Assistant Director | Morgan, Lewis & Bockius LLP | 06/23/01 | 01/30/03 |
| Fausti, Kristina A. | Trading and Markets | Special Counsel | Fiduciary360, LP | 04/24/09 | 10/29/09 |
| Hwa, E. David | Trading and Markets | Special Counsel | Bingham McCutchen LLP | 09/30/06 | 08/18/08 |
| Hwa, E. David | Trading and Markets | Special Counsel | Bingham McCutchen LLP | 09/30/06 | 02/14/08 |
| Hwa, E. David | Trading and Markets | Special Counsel | Bingham McCutchen LLP | 09/30/06 | 08/19/07 |
| Hwa, E. David | Trading and Markets | Special Counsel | Bingham McCutchen LLP | 09/30/06 | 05/21/07 |
| Hwa, E. David | Trading and Markets | Special Counsel | Bingham McCutchen LLP | 09/30/06 | 04/29/08 |
| Hwa, E. David | Trading and Markets | Special Counsel | Bingham McCutchen LLP | 09/30/06 | 02/14/08 |
| Lazo, Theodore R. | Trading and Markets | Senior Special Counsel | Morgan, Lewis & Bockius LLP | 03/26/04 | 12/02/04 |
| Lazo, Theodore R. | Trading and Markets | Senior Special Counsel | Morgan, Lewis & Bockius LLP | 03/26/04 | 05/03/05 |
| Maco, Paul S. | Trading and Markets | Director | Vinson & Elkins LLP | 10/15/00 | 08/23/02 |
| Maco, Paul S. | Trading and Markets | Director | Vinson & Elkins LLP | 10/15/00 | 03/29/02 |
| McHale, James T. | Trading and Markets | Special Counsel | Morgan, Lewis & Bockius LLP | 09/01/99 | 05/16/01 |
| McPherson, Chester A. | Trading and Markets | Attorney | Deutsche Bank AG | 09/30/99 | 06/04/01 |
| McPherson, Chester A. | Trading and Markets | Attorney | Deutsche Bank AG | 09/30/99 | 05/07/01 |
| Petersen, Susan | Trading and Markets | Special Counsel | Clifford Chance LLP | 01/12/01 | 02/15/01 |
| Pruitt, Laura S. | Trading and Markets | Special Counsel | Schiff Hardin LLP | 05/04/01 | 04/29/03 |
| Pruitt, Laura S. | Trading and Markets | Special Counsel | Schiff Hardin LLP | 05/04/01 | 06/05/01 |
| Pruitt, Laura S. | Trading and Markets | Special Counsel | Schiff Hardin LLP | 05/04/01 | 10/15/01 |
| Pruitt, Laura S. | Trading and Markets | Special Counsel | Schiff Hardin LLP | 05/04/01 | 12/07/01 |
| Pruitt, Laura S. | Trading and Markets | Special Counsel | Schiff Hardin LLP | 05/04/01 | 03/22/02 |
| Pruitt, Laura S. | Trading and Markets | Special Counsel | Schiff Hardin LLP | 05/04/01 | 04/02/02 |
| Rae, Michael G. | Trading and Markets | Special Counsel | Legg Mason | 08/21/04 | 10/19/04 |
| Reed, Norman M. | Trading and Markets | Special Counsel | Omgeo LLC | 02/28/07 | 10/29/08 |
| Reed, Norman M. | Trading and Markets | Staff Attorney | Omgeo LLC and Depository Trust and Clearing Corporation | 02/27/07 | 03/08/07 |
| Reed, Norman M. | Trading and Markets | Special Counsel | Omgeo LLC | 02/28/07 | 08/10/07 |
| Roche, Jerome J. | Trading and Markets | Attorney-Advisor | Wilmer Cutler Pickering Hale and Dorr LLP | 08/25/00 | 03/12/01 |
| Roche, Jerome J. | Trading and Markets | Attorney-Advisor | Wilmer Cutler Pickering Hale and Dorr LLP | 08/25/00 | 08/21/02 |
| Schwartz, Jeffrey | Trading and Markets | Senior Attorney | Deutsche Bank AG | 12/24/99 | 04/26/01 |
| Schwartz, Jeffrey | Trading and Markets | Senior Attorney | Deutsche Bank AG | 12/24/99 | 02/14/01 |
| Sirri, Erik R. | Trading and Markets | Director | Babson College | 04/09/09 | 12/22/10 |
| Sirri, Erik R. | Trading and Markets | Director | Babson College | 04/09/09 | 11/17/10 |
| Stettner, Barbara A. | Trading and Markets | Special Counsel | Orrick, Herrington & Sutcliffe LLP | 10/06/00 | 02/13/01 |
| Stone, Christopher B. | Trading and Markets | Counsel | National Association of Securities Dealers, Inc. | 03/04/05 | 08/05/05 |
| Stone, Christopher B. | Trading and Markets | Counsel | National Association of Securities Dealers, Inc. | 03/04/05 | 08/29/05 |
| Stone, Christopher B. | Trading and Markets | Counsel | National Association of Securities Dealers, Inc. | 03/04/05 | 11/18/05 |
| Strasser, Richard C. | Trading and Markets | Assistant Director | Nasdaq Stock Market | 04/22/00 | 04/05/01 |
| Weingarten, Ilan S. | Trading and Markets | Staff Attorney | Morgan, Lewis & Bockius LLP | 04/07/00 | 05/10/01 |
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