Each entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.
ANALYSIS: See POGO's reports, blog posts, and other work on the SEC revolving door
METHODOLOGY: How POGO organized the information and assembled the database
Patricia Albrecht
TweetFormer Division/Office: Trading and Markets
Former Regional Office: N/A
Former Title: Special Counsel
New Employer: National Association of Securities Dealers, Inc.
Represented Entity: National Association of Securities Dealers, Inc.
Issue: Rule filings regarding new NASD security features rules and new NASD rules on dual employees
Date of Resignation: 06/01/02
Date of Statement: 10/02/02
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