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Each entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.

ANALYSIS: See POGO's reports, blog posts, and other work on the SEC revolving door
METHODOLOGY:
How POGO organized the information and assembled the database

Larry E. Bergmann

View Letter

Former Division/Office: Trading and Markets
Former Regional Office: N/A
Former Title: Senior Associate Director
New Employer: Willkie Farr & Gallagher LLP
Represented Entity: Redacted (b)(4)
Issue: Application of Section 12(g) of the Securities Exchange Act of 1934 to securities of non-U.S. investment funds held by various non-U.S. citizens temporarily transferred to their employer's U.S. office
Date of Resignation: 01/03/06
Date of Statement: 01/02/07