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Each entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.

ANALYSIS: See POGO's reports, blog posts, and other work on the SEC revolving door
METHODOLOGY:
How POGO organized the information and assembled the database

Larry E. Bergmann

View Letter

Former Division/Office: Trading and Markets
Former Regional Office: N/A
Former Title: Senior Associate Director
New Employer: Willkie Farr & Gallagher LLP
Represented Entity: [Redacted (b)(4)], a wholly owned subsidiary of [Redacted (b)(4)]
Issue: Application for an exemption under Section 23(c) of the Investment Company Act of 1940 to permit periodic repurchases of closed-end fund securities; among other things, the application potentially raises issues under Exchange Act rules 13e-3, 13e-4, 14e-1, 14e-2, and Regulation M
Date of Resignation: 01/03/06
Date of Statement: 01/05/07