Each entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.
ANALYSIS: See POGO's reports, blog posts, and other work on the SEC revolving door
METHODOLOGY: How POGO organized the information and assembled the database
John S. Capone
TweetFormer Division/Office: Investment Management
Former Regional Office: N/A
Former Title: Chief Accountant
New Employer: Arthur Andersen LLP
Represented Entity: Redacted (b)(4)
Issue: Request for exemptive relief or a no-action letter under section 6(c) of The Investment Company Act of 1940
Date of Resignation: 03/29/01
Date of Statement: 01/02/02
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