Each entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.
Paul G. CellupicaTweet
Former Division/Office: Investment Management
Former Regional Office: N/A
Former Title: Assistant Director
New Employer: MetLife, Inc.
Represented Entity: MetLife, Inc.
Issue: Interpretive questions for the Division of Market Regulation regarding the amendments adopted by the Commission to its broker-dealer books and records rules, Exchange Act Rules 17a-3 and 17a-4, on October 26, 2001 (Exchange Act Release No. 34-44992)
Date of Resignation: 12/01/04
Date of Statement: 08/29/06