Skip to Main Content
Project on Government Oversight

« Back to Search Results

Each entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.

ANALYSIS: See POGO's reports, blog posts, and other work on the SEC revolving door
METHODOLOGY:
How POGO organized the information and assembled the database

John R. Fahy

View Letter

Former Division/Office: Enforcement
Former Regional Office: Fort Worth
Former Title: Attorney
New Employer: Fiserv Investor Services, Inc. and Tradestar Investments, Inc.
Represented Entity: Fiserv Investor Services, Inc. and Tradestar Investments, Inc.
Issue: Responding to requests for information made by the staff pursuant to Section 17(a) of the Securities Exchange Act of 1934, communicating with examiners from the Commission's Office of Compliance, Inspections, and Examinations, responding to the Commission's enforcement and regulatory inquiries and investigations as they arise, and supervising, participating in, and/or representing Fiserv Investor and Tradestar in any actions brought against them by the Commission
Date of Resignation: 09/10/04
Date of Statement: 09/13/04