Each entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.
Former Division/Office: Enforcement
Former Regional Office: New York
Former Title: Branch Chief
New Employer: Kensico Capital Management Corp.
Represented Entity: Kensico Capital Management Corp.
Issue: Required regulatory filings on behalf of Kensico, such as, by way of illustration, pursuant to the Investment Advisers Act of 1940 (e.g., Form ADV), Sections 13 and/or 16 of the Securities Exchange Act of 1934 (e.g., Schedules 13D, 13G, and Form 13F), and Regulation D under the Securities Act of 1933 (e.g., Form D)
Date of Resignation: 04/09/10
Date of Statement: 04/01/11