Each entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.
ANALYSIS: See POGO's reports, blog posts, and other work on the SEC revolving door
METHODOLOGY: How POGO organized the information and assembled the database
Alison M. Fuller
TweetFormer Division/Office: Investment Management
Former Regional Office: N/A
Former Title: Assistant Chief Counsel
New Employer: Stradley Ronon
Represented Entity: Redacted (b)(4)
Issue: Issues arising under Rule 206(4)-3 under the Investment Advisers Act of 1940 and its application to solicitation arrangements involving private fund investors
Date of Resignation: 04/27/07
Date of Statement: 05/18/07
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