Each entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.
ANALYSIS: See POGO's reports, blog posts, and other work on the SEC revolving door
METHODOLOGY: How POGO organized the information and assembled the database
Alison M. Fuller
TweetFormer Division/Office: Investment Management
Former Regional Office: N/A
Former Title: Assistant Chief Counsel
New Employer: Stradley Ronon
Represented Entity: Redacted (b)(4)
Issue: Seeking possible staff guidance concerning the application of section 15 of the Investment Company Act of 1940 to its fund advisory agreements
Date of Resignation: 04/27/07
Date of Statement: 03/23/09
| Tweet |
