Each entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.
Arthur S. GabinetTweet
Former Division/Office: Regional Office
Former Regional Office: Philadelphia
Former Title: District Administrator
New Employer: Vanguard Group, Inc.
Represented Entity: Vanguard Group, Inc.
Issue: A broad spectrum of regulatory matters of concern to Vanguard, including, but not limited to, pending and future applications for exemptive relief, if any; pending and future requests for no-action relief, if any; pending and prospective rulemaking or interpretive guidance; and enforcement and inspection matters affecting Vanguard, if any should arise.
Date of Resignation: 10/29/05
Date of Statement: 10/19/06