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Each entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.

ANALYSIS: See POGO's reports, blog posts, and other work on the SEC revolving door
METHODOLOGY:
How POGO organized the information and assembled the database

Susan Gault-Brown

View Letter

Former Division/Office: Investment Management
Former Regional Office: N/A
Former Title: Senior Counsel
New Employer: K&L Gates LLP
Represented Entity: Redacted (b)(4)
Issue: Seeking guidance regarding the investment company status of [Redacted (b)(4)] under section 3 of the Investment Company Act of 1940
Date of Resignation: 09/21/07
Date of Statement: 05/01/08