Each entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.
ANALYSIS: See POGO's reports, blog posts, and other work on the SEC revolving door
METHODOLOGY: How POGO organized the information and assembled the database
Susan Gault-Brown
TweetFormer Division/Office: Investment Management
Former Regional Office: N/A
Former Title: Senior Counsel
New Employer: K&L Gates LLP
Represented Entity: Redacted (b)(4)
Issue: Establishment of a new registered investment company...seeking guidance regarding exemptive relief with regard to the Fund under certain provisions of the Investment Company Act of 1940, including section 18
Date of Resignation: 09/21/07
Date of Statement: 08/03/09
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