Each entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.
Lisa A. GokTweet
Former Division/Office: Enforcement
Former Regional Office: Pacific
Former Title: Assistant Regional Director
New Employer: Transamerica Financial Advisors, Inc.
Represented Entity: Transamerica Financial Advisors, Inc.
Issue: Examination of Transamerica's investment advisor
Date of Resignation: 10/04/05
Date of Statement: 11/03/05