Each entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.
Former Division/Office: Corporation Finance
Former Regional Office: N/A
Former Title: Attorney
New Employer: Sidley Austin LLP
Represented Entity: Redacted (b)(4)
Issue: The [Redacted (b)(4)] has for several years been engaged in conversations with the Commission's Division of Corporation Finance with a view toward the creation of regulatory relief under both the Securiites Act of 1933 and the Securities Exchange Act of 1934. These conversations played a part in the Commission's amendment of rule 135b, Securities Act Release No. 33-8049. At present, the Commission's staff is considering further proposals for exemptions that would affect the [Redacted (b)(4)].
Date of Resignation: 07/27/01
Date of Statement: 07/09/02