Each entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.
Robert A. IntartaglioTweet
Former Division/Office: Regional Office
Former Regional Office: Philadelphia
Former Title: Assistant District Administrator
New Employer: UBS AG
Represented Entity: UBS AG
Issue: On October 4, 2001, certain of the Philadelphia District Office's regulatory examination staff commenced an examination of the Firm's Jenkintown Branch Office. The staff remained on-site through October 17, 2001. During that time period, I represented UBS PaineWebber in connection with the examination and communicated with the staff, both in writing and by telephone, regarding matters pertaining to the investigation.
Date of Resignation: 11/10/00
Date of Statement: 10/23/01