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Each entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.

ANALYSIS: See POGO's reports, blog posts, and other work on the SEC revolving door
METHODOLOGY:
How POGO organized the information and assembled the database

Thomas M. J. Kerwin

View Letter

Former Division/Office: Investment Management
Former Regional Office: N/A
Former Title: Senior Counsel
New Employer: Marsico Capital Management, LLC
Represented Entity: Marsico Capital Management, LLC
Issue: Matters involving the compliance of investment advisers and fund managers with securities laws, including certain particular matters concerning the use of affiliated brokers to execute transactions for funds and other clients
Date of Resignation: 04/20/01
Date of Statement: 07/17/01