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Each entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.

ANALYSIS: See POGO's reports, blog posts, and other work on the SEC revolving door
METHODOLOGY:
How POGO organized the information and assembled the database

Thomas M. J. Kerwin

View Letter

Former Division/Office: Investment Management
Former Regional Office: N/A
Former Title: Senior Counsel
New Employer: Marsico Capital Management, LLC
Represented Entity: Marisco Capital Management, LLC
Issue: Particular matter involving notice filings by a federally registered investment adviser under state laws
Date of Resignation: 04/20/01
Date of Statement: 09/17/02