Each entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.
ANALYSIS: See POGO's reports, blog posts, and other work on the SEC revolving door
METHODOLOGY: How POGO organized the information and assembled the database
Jon Kroeper
TweetFormer Division/Office: Chairman Christopher Cox
Former Regional Office: N/A
Former Title: Counsel
New Employer: Financial Industry Regulatory Authority
Represented Entity: Financial Industry Regulatory Authority
Issue: Application of NASD rules and the rules of SROs with which FINRA has entered into regulatory services agreements, regulatory allocation agreements under Section 17(d) of the Act, as well as the application of the federal securities laws, rules and regulations
Date of Resignation: 03/02/07
Date of Statement: 09/10/07
| Tweet |
