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Each entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.

ANALYSIS: See POGO's reports, blog posts, and other work on the SEC revolving door
METHODOLOGY:
How POGO organized the information and assembled the database

Michael R. MacPhail

View Letter

Former Division/Office: Regional Office
Former Regional Office: Central
Former Title: Deputy Assistant Regional Director
New Employer: Holland & Hart, LLP
Represented Entity: Redacted (b)(4)
Issue: NASD examination finding that affiliated broker-dealer should not be registered as a broker-dealer; possible need to file new or amended registration statement; and revised S-3 registration statements
Date of Resignation: 08/17/05
Date of Statement: 09/02/05