Each entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.
ANALYSIS: See POGO's reports, blog posts, and other work on the SEC revolving door
METHODOLOGY: How POGO organized the information and assembled the database
Charles S. Neal
TweetFormer Division/Office: Enforcement
Former Regional Office: N/A
Former Title: Senior Counsel
New Employer: Wachovia
Represented Entity: Redacted (b)(4)
Issue: Revenue Sharing and Fund Portfolio Brokerage Commission examination of [Redacted (b)(4)] being conducted by the Office of Compliance, Inspections, and Examinations' Washington, DC office
Date of Resignation: 01/30/04
Date of Statement: 03/14/04
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