Each entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.
Erik K. OlsenTweet
Former Division/Office: Compliance Inspections and Examinations
Former Regional Office: N/A
Former Title: Securities Compliance Examiner
New Employer: Legg Mason
Represented Entity: Legg Mason & Co., LLC
Issue: Currently, certain Legg Mason subsidiaries (Legg Mason Capital Management, LMM, Legg Mason Investment Counsel, Legg Mason Funds, and Legg Mason Fund Services) are under routine examination by the SEC staff. This is to advise you that I have been asked to discuss, in person, with the staff of on Tuesday, April 2, the nature of my group and the interaction with Legg Mason's subsidiaries.
Date of Resignation: 08/01/06
Date of Statement: 04/01/08