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Each entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.

ANALYSIS: See POGO's reports, blog posts, and other work on the SEC revolving door
How POGO organized the information and assembled the database

Caren Nelson Pennington

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Former Division/Office: Enforcement
Former Regional Office: Northeast
Former Title: Assistant Regional Director
New Employer: Morgan Stanley
Represented Entity: Morgan Stanley
Issue: Commission matters involving Morgan Stanley
Date of Resignation: 05/28/04
Date of Statement: 06/23/04