Each entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.
Former Division/Office: Regional Office
Former Regional Office: Chicago
Former Title: Staff Accountant
New Employer: UBS AG
Represented Entity: UBS Global Asset Management (Americas) Inc.
Issue: The staff from the Chicago Regional Office is planning to conduct an examination of UBS and its advisory operations in Chicago on April 21st, 2008
Date of Resignation: 01/25/08
Date of Statement: 03/31/08