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Each entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.

ANALYSIS: See POGO's reports, blog posts, and other work on the SEC revolving door
METHODOLOGY:
How POGO organized the information and assembled the database

Michael G. Rae

View Letter

Former Division/Office: Trading and Markets
Former Regional Office: N/A
Former Title: Special Counsel
New Employer: Legg Mason
Represented Entity: Legg Mason Wood Walker, Inc.
Issue: Contemplates appearing before, or communicating with, the staff of the Philadelphia District Office as it conducts an examination of Legg Mason Wood Walker, Inc., beginning on Tuesday, October 19, 2004
Date of Resignation: 08/21/04
Date of Statement: 10/19/04