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Each entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.

ANALYSIS: See POGO's reports, blog posts, and other work on the SEC revolving door
METHODOLOGY:
How POGO organized the information and assembled the database

Jacob D. Smith

View Letter

Former Division/Office: Enforcement
Former Regional Office: N/A
Former Title: Staff Attorney
New Employer: Luther King Capital Management Corporation
Represented Entity: Luther King Capital Management Corporation
Issue: LKCM is currently the subject of two ongoing examinations involving the Commission's Boston District Office: (i) on November 21, 2005, the Commission commenced an examination of LKCM's proxy voting policies and procedures, and (ii) on January 18, 2006, the Commission commenced an examination of an investment company to which LKCM serves as an investment adviser
Date of Resignation: 06/29/06
Date of Statement: 07/14/06