Each entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.
Christopher B. StoneTweet
Former Division/Office: Trading and Markets
Former Regional Office: N/A
Former Title: Counsel
New Employer: National Association of Securities Dealers, Inc.
Issue: NASD's compliance with Regulation NMS
Date of Resignation: 03/04/05
Date of Statement: 11/18/05