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Each entry in POGO’s SEC Revolving Door Database represents one post-employment disclosure statement notifying the SEC of a former employee’s intent to represent an employer or client before the agency. Some employees have filed multiple statements.

ANALYSIS: See POGO's reports, blog posts, and other work on the SEC revolving door
METHODOLOGY:
How POGO organized the information and assembled the database

David M. Stuart

View Letter

Former Division/Office: Enforcement
Former Regional Office: N/A
Former Title: Branch Chief
New Employer: General Electric Company
Represented Entity: Redacted (b)(4)
Issue: 1. SEC v. Universal Express, Inc., et al. (04 Civ. 02322) (a litigation currently pending in the Southern District of New York and being handled by the SEC's Denver Office); and 2. In the Matter of [Redacted (b)(7)(A)] (an investigation being handled by [Redacted (b)(7)(C)] of the Washington, D.C. office)
Date of Resignation: 01/12/06
Date of Statement: 02/16/06